13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 3,290 holding rows worth $5,592,843,000.
- Accession
- 0000950123-15-008977
- Filer
- CIK 1569391
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 3,294 entries on the cover page, a total value of $5,592,843,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,592,843,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,157 | $76,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 22,616 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 76,959 | $75,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,959 | $75,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 35,137 | $74,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 10,346 | $74,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 21,945 | $74,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 25,119 | $74,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 24,657 | $74,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,548 | $73,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 132,108 | $73,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 10,266 | $72,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 18,171 | $72,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 105,494 | $72,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 17,464 | $72,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 66,402 | $72,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 31,546 | $72,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 20,998 | $71,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 47,269 | $70,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 13,100 | $70,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 84,325 | $70,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 53,966 | $69,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 13,096 | $69,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,557 | $68,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,564 | $66,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,873 | $66,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,644 | $64,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 19,211 | $64,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 12,900 | $64,000 | thousands by filing date | call |
| OI SA-ADR | 670851401 | Com | 33,582 | $64,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 20,408 | $64,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 33,597 | $63,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,782 | $63,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 14,800 | $63,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 46,110 | $62,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 29,005 | $62,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,808 | $61,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 19,915 | $61,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y950 | COM | 20,200 | $61,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 22,239 | $61,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 14,542 | $60,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 28,166 | $60,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 19,627 | $60,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 195,958 | $59,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 28,047 | $59,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 51,962 | $59,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 11,250 | $59,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 41,868 | $58,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 13,356 | $58,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 206,830 | $58,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 16,924 | $57,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 139,084 | $57,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 50,041 | $57,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 16,664 | $57,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626956 | COM | 11,800 | $57,000 | thousands by filing date | put |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 32,486 | $57,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,778 | $56,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,244 | $56,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 27,026 | $56,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 45,085 | $55,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 22,400 | $54,000 | thousands by filing date | call |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 16,166 | $53,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,733 | $52,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 62,925 | $52,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 22,052 | $52,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,213 | $52,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 16,759 | $52,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,029 | $51,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 29,670 | $51,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 31,559 | $51,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 56,210 | $51,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 95,867 | $51,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T958 | COM | 17,700 | $51,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 14,700 | $51,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,910 | $50,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,928 | $50,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 18,884 | $50,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 17,234 | $50,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 21,794 | $50,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,148 | $49,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,020 | $49,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 15,713 | $49,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 17,200 | $49,000 | thousands by filing date | call |
| TCP International Holdings Ltd | H84689100 | COMMON | 11,710 | $49,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 99,203 | $49,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 14,624 | $48,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 22,042 | $48,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 14,944 | $48,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 41,896 | $47,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 13,291 | $47,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 21,599 | $47,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 25,381 | $47,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 29,287 | $47,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 13,796 | $46,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 22,340 | $46,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 16,927 | $46,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,631 | $45,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 44,321 | $45,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10,431 | $45,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,799 | $44,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 26,266 | $44,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 18,323 | $44,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 26,775 | $44,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 24,945 | $43,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 20,681 | $43,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 12,198 | $43,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547908 | COM | 11,100 | $43,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 22,511 | $43,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 43,355 | $42,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 57,301 | $42,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 24,575 | $41,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 28,570 | $41,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549954 | COM | 18,700 | $41,000 | thousands by filing date | put |
| AXION PWR INTL INC | 05460X208 | COM NEW | 365,833 | $41,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 12,619 | $40,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 20,260 | $40,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 55,169 | $40,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 17,319 | $40,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 31,598 | $39,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 48,240 | $39,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 13,868 | $39,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 115,893 | $38,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 29,801 | $38,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 15,470 | $38,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 10,820 | $38,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,514 | $37,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 17,256 | $37,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 39,715 | $37,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,111 | $37,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 28,307 | $37,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 39,135 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 33,399 | $36,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 17,312 | $36,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 17,822 | $36,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 15,627 | $36,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,454 | $36,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 89,564 | $36,000 | thousands by filing date | |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 28,323 | $36,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 32,803 | $35,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 149,146 | $35,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 17,044 | $35,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,019 | $34,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 124,745 | $34,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,138 | $33,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 12,962 | $33,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 13,051 | $33,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 16,697 | $33,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 13,758 | $33,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 191,436 | $33,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,839 | $32,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 34,357 | $32,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 36,626 | $32,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 27,651 | $32,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,692 | $31,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 13,000 | $31,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,641 | $31,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 163,661 | $31,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 26,960 | $31,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,013 | $30,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 16,728 | $30,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 48,625 | $30,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 25,111 | $30,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 11,637 | $30,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 140,200 | $29,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 60,438 | $29,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,299 | $28,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 12,628 | $28,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 14,931 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 22,311 | $28,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 19,370 | $28,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 23,921 | $28,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 18,674 | $28,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 114,065 | $27,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 27,428 | $27,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 29,971 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,192 | $26,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 35,745 | $26,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 11,741 | $26,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 50,010 | $26,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549904 | COM | 11,900 | $26,000 | thousands by filing date | call |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 121,754 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 58,629 | $25,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 53,544 | $25,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 23,307 | $25,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 31,345 | $25,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 43,654 | $24,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 13,918 | $24,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 16,835 | $24,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 10,814 | $22,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 43,198 | $22,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 16,164 | $22,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 39,818 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 26,407 | $21,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 65,437 | $21,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 27,580 | $21,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11,840 | $21,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 22,768 | $21,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 11,010 | $20,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 11,665 | $20,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 10,886 | $20,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 30,077 | $20,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 25,643 | $20,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 14,171 | $20,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 11,503 | $19,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 36,467 | $19,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 24,456 | $19,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 24,318 | $19,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 30,083 | $19,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 17,050 | $18,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 28,959 | $18,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 11,376 | $18,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 34,935 | $18,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 12,065 | $17,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 10,948 | $17,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 15,731 | $16,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 36,594 | $16,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,469 | $15,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 24,457 | $15,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 10,371 | $15,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 21,038 | $15,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 16,289 | $15,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 11,120 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 40,657 | $14,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 11,524 | $14,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,614 | $14,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 10,601 | $14,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 18,002 | $13,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 13,405 | $13,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 23,073 | $13,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 13,559 | $13,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 11,449 | $13,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 13,842 | $13,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 12,390 | $13,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 19,835 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 44,355 | $13,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 11,966 | $12,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 30,269 | $12,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 17,461 | $12,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 11,819 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,484 | $11,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 23,037 | $11,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 19,769 | $11,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 24,322 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 801,791 | $11,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 33,318 | $11,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 25,204 | $10,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 11,553 | $10,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 41,226 | $10,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 16,780 | $10,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 18,714 | $9,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 13,297 | $9,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 18,214 | $9,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 25,312 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 21,541 | $8,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 13,427 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 37,571 | $7,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 17,142 | $7,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 21,887 | $7,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 11,644 | $7,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 365,704 | $6,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 33,558 | $6,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 13,680 | $6,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 40,070 | $6,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 25,404 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 10,659 | $5,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 25,070 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 12,659 | $5,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 12,725 | $4,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 29,623 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380950 | COM | 10,200 | $3,000 | thousands by filing date | put |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 10,063 | $3,000 | thousands by filing date | |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 128,346 | $3,000 | thousands by filing date | |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $3,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 443,135 | $3,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 1,936,017 | $3,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X117 | *W EXP 10/24/201 | 60,926 | $3,000 | thousands by filing date | |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 707,402 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 16,480 | $2,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 10,450 | $2,000 | thousands by filing date | |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 50,695 | $2,000 | thousands by filing date | |
| BMB MUNAI INC | 09656A105 | COM | 526,525 | $2,000 | thousands by filing date | |
| PRESIDENTIAL RLTY NEW CL B | 741004204 | COM | 17,318 | $1,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 22,873 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 41,214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 278,981 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 664,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIT TECHNOLOGIES LTD | M8215Q128 | *W EXP 12/01/201 | 13,704 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008977 | this filing | 2015-08-13 | acceptance time not in the bulk data set |