13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 3,290 holding rows worth $5,592,843,000.
- Accession
- 0000950123-15-008977
- Filer
- CIK 1569391
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 3,294 entries on the cover page, a total value of $5,592,843,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,592,843,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286900 | CALL | 6,600 | $216,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 9,453 | $216,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 6,715 | $216,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,900 | $216,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,060 | $216,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,169 | $216,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,900 | $215,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 2,900 | $215,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 2,295 | $214,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,839 | $214,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,452 | $214,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,357 | $214,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 18,803 | $214,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 42,454 | $214,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,714 | $213,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,587 | $213,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 3,400 | $213,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 1,300 | $213,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,304 | $213,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,321 | $213,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 10,071 | $213,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 3,700 | $213,000 | thousands by filing date | put |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 3,700 | $213,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 2,545 | $212,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,160 | $212,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 6,292 | $212,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 19,895 | $212,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,617 | $212,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,602 | $212,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 3,300 | $212,000 | thousands by filing date | put |
| TJX COS INC NEW | 872540959 | PUT | 3,200 | $212,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 11,600 | $212,000 | thousands by filing date | call |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 27,411 | $212,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 4,062 | $212,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 9,471 | $211,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 9,530 | $211,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 19,366 | $211,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,767 | $211,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 6,600 | $211,000 | thousands by filing date | |
| STARWOOD HOTELS RESORTS | 85590A951 | COM | 2,600 | $211,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,398 | $210,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,384 | $210,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 8,981 | $210,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,722 | $210,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 4,783 | $210,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,727 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,260 | $209,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,453 | $209,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,987 | $209,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,181 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,293 | $208,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,005 | $208,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,995 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,477 | $208,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,300 | $208,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,889 | $208,000 | thousands by filing date | |
| SYNAPTICS INC | 87157D909 | CALL | 2,400 | $208,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 4,300 | $208,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 8,414 | $207,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,928 | $207,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,577 | $207,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 3,516 | $207,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,275 | $207,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 16,603 | $207,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,768 | $206,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,024 | $206,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,332 | $206,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 8,628 | $206,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 16,502 | $206,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,603 | $205,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 13,643 | $205,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,750 | $205,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,809 | $205,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,266 | $205,000 | thousands by filing date | |
| CME GROUP INC | 12572Q955 | PUT | 2,200 | $205,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,330 | $205,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 2,652 | $205,000 | thousands by filing date | |
| ALTERA CORP | 021441950 | COM | 4,000 | $205,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 7,837 | $205,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 5,401 | $205,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,832 | $204,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,786 | $204,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,800 | $204,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,985 | $204,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 17,427 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,201 | $204,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 4,000 | $204,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 4,610 | $204,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 19,885 | $204,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 42,129 | $203,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 12,993 | $203,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,057 | $203,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 2,500 | $203,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 4,916 | $203,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376900 | COM | 2,900 | $203,000 | thousands by filing date | call |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 4,663 | $203,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,723 | $202,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,671 | $202,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,989 | $202,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,227 | $202,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 30,816 | $202,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 13,873 | $202,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 23,683 | $201,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 34,177 | $201,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,749 | $201,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 3,800 | $201,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 6,265 | $201,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 7,120 | $201,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 4,731 | $201,000 | thousands by filing date | |
| AGRIUM INC | 008916908 | COM | 1,900 | $201,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 31,089 | $201,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,242 | $201,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 5,057 | $201,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 1,585 | $201,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,378 | $200,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 8,531 | $200,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,025 | $200,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 8,888 | $200,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 1,940 | $200,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,293 | $199,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,956 | $198,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 15,234 | $197,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,579 | $196,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 13,784 | $196,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 28,999 | $195,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,596 | $194,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,832 | $194,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336957 | COM | 11,200 | $194,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,352 | $193,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 117,093 | $193,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 71,489 | $192,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 16,867 | $192,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,354 | $192,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,223 | $192,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,370 | $191,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 35,398 | $191,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 13,216 | $191,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 10,988 | $190,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,887 | $190,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 22,190 | $190,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 10,680 | $190,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,481 | $189,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,326 | $189,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 20,371 | $188,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 36,555 | $188,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,450 | $187,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,814 | $187,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 14,998 | $187,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 148,552 | $187,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 43,511 | $186,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,959 | $186,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,836 | $186,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 14,888 | $186,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 13,833 | $186,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 14,443 | $186,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,351 | $185,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 21,422 | $185,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,308 | $184,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 107,436 | $184,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 11,150 | $184,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 67,133 | $183,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,185 | $183,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 13,191 | $183,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,133 | $182,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 13,767 | $182,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,473 | $181,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 13,203 | $181,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,831 | $181,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 22,354 | $181,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 14,710 | $180,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 16,272 | $179,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336907 | COM | 10,300 | $179,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,998 | $178,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 35,928 | $178,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,455 | $178,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 13,500 | $178,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 17,910 | $176,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 18,583 | $176,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 77,499 | $176,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 11,575 | $176,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,694 | $175,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,400 | $175,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,238 | $174,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,031 | $174,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,641 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,588 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,234 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,274 | $173,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 18,346 | $173,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 106,110 | $173,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,644 | $172,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 19,000 | $172,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 147,159 | $172,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,830 | $171,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,008 | $171,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,613 | $171,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,127 | $170,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,411 | $170,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,411 | $169,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,410 | $168,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,305 | $168,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 19,586 | $168,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 11,594 | $168,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 20,133 | $168,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,695 | $167,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 16,172 | $167,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 16,098 | $167,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 15,501 | $166,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 102,375 | $166,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 31,760 | $165,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,520 | $165,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,815 | $165,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 15,456 | $165,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,626 | $165,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,608 | $165,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 11,950 | $164,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,343 | $163,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 40,463 | $163,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,580 | $162,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,883 | $161,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 22,900 | $161,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 32,436 | $161,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,150 | $161,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 11,672 | $161,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,708 | $161,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 69,101 | $160,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,827 | $160,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,679 | $160,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,112 | $160,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 10,815 | $159,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 79,578 | $159,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 14,697 | $159,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,547 | $158,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 15,300 | $158,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,146 | $157,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 25,506 | $157,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,848 | $157,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,411 | $156,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,927 | $156,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 16,963 | $156,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 13,380 | $156,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 13,617 | $156,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 111,763 | $155,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,724 | $154,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 17,220 | $154,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,776 | $154,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 17,442 | $154,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 14,696 | $154,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,251 | $154,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 13,075 | $154,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 65,327 | $154,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 11,928 | $154,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 57,957 | $154,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 13,807 | $154,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,706 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 12,494 | $153,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 68,521 | $153,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,618 | $152,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 17,432 | $152,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 11,996 | $152,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 46,440 | $150,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,532 | $150,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 22,939 | $150,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,012 | $149,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 62,911 | $149,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 28,620 | $149,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,938 | $149,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 33,446 | $149,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,090 | $148,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 13,892 | $148,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 154,379 | $148,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 18,040 | $147,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 11,636 | $147,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,097 | $146,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,879 | $145,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,676 | $145,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 24,600 | $145,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 12,648 | $145,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 53,778 | $145,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 38,229 | $145,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 14,426 | $145,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 19,715 | $145,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,666 | $144,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 10,168 | $144,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 23,489 | $144,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 16,025 | $143,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,602 | $142,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,632 | $142,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,154 | $142,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,761 | $142,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,264 | $141,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,048 | $141,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,466 | $141,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 58,725 | $141,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 11,063 | $141,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,531 | $140,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,409 | $140,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 30,750 | $140,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 19,830 | $140,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 17,215 | $140,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 120,913 | $139,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 67,413 | $138,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,234 | $138,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,949 | $138,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 36,089 | $137,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 20,325 | $137,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,963 | $136,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 110,334 | $136,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 12,094 | $136,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 10,428 | $136,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,602 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,142 | $135,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 27,208 | $135,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,988 | $134,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,459 | $134,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 24,782 | $134,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,164 | $133,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,806 | $133,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58,882 | $132,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 22,208 | $131,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 85,660 | $131,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 12,622 | $131,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 17,149 | $131,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 15,712 | $131,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,043 | $130,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,389 | $130,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,520 | $130,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,436 | $130,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 28,134 | $130,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 70,774 | $130,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 32,315 | $130,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,192 | $130,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,456 | $129,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,075 | $129,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 24,512 | $128,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 21,422 | $128,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 27,829 | $128,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 14,212 | $128,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 106,772 | $128,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 20,273 | $128,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 57,046 | $127,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,229 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,071 | $126,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,564 | $126,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 27,201 | $126,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 88,615 | $124,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 10,127 | $124,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 318,957 | $124,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 17,973 | $123,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 138,442 | $123,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 33,879 | $123,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 16,155 | $122,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 54,555 | $122,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,228 | $121,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 10,620 | $121,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 104,377 | $121,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 21,226 | $119,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 10,030 | $119,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 16,302 | $119,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 27,413 | $118,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,244 | $118,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 16,700 | $118,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,061 | $117,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,791 | $117,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 22,400 | $117,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,299 | $116,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 27,177 | $116,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,871 | $115,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,017 | $114,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,655 | $114,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 13,500 | $114,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,600 | $113,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,511 | $113,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,771 | $113,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 74,213 | $113,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 42,025 | $112,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 21,154 | $111,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,819 | $111,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,558 | $111,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 37,695 | $111,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 28,417 | $111,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 36,087 | $111,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,316 | $110,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,322 | $110,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,636 | $110,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 33,865 | $110,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 16,492 | $109,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 19,220 | $109,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,129 | $109,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 103,580 | $109,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 41,091 | $109,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 58,159 | $109,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 17,522 | $108,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 64,399 | $108,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 28,401 | $108,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 12,145 | $107,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 77,882 | $107,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 96,630 | $107,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,925 | $106,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 11,058 | $106,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,407 | $106,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 17,275 | $106,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,521 | $105,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,786 | $105,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 16,768 | $105,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 18,580 | $105,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 17,184 | $105,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 81,028 | $105,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 37,636 | $105,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 12,594 | $104,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,997 | $104,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 19,275 | $104,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 15,316 | $104,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 17,201 | $104,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 121,169 | $103,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 77,576 | $103,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 12,712 | $103,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,779 | $102,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,864 | $102,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 105,827 | $102,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 42,569 | $102,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 45,526 | $101,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 41,476 | $100,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 61,880 | $100,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 62,541 | $100,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 15,649 | $99,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 198,811 | $99,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 25,404 | $99,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,498 | $98,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 46,591 | $98,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 19,566 | $98,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 22,640 | $98,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 42,984 | $97,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,518 | $97,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,653 | $96,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 73,585 | $96,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,095 | $95,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 135,611 | $95,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 27,395 | $94,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 18,573 | $94,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 49,530 | $94,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,698 | $93,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 17,720 | $93,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,316 | $92,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 14,463 | $91,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,410 | $91,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 50,698 | $91,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 169,194 | $91,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 35,751 | $90,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 136,209 | $90,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 56,207 | $90,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 27,800 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 10,421 | $90,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,436 | $89,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,499 | $89,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 36,542 | $89,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 57,636 | $89,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 402,035 | $88,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 29,132 | $87,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 28,574 | $87,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,357 | $87,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,004 | $87,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 12,215 | $87,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 11,982 | $86,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 26,174 | $86,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,535 | $85,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,381 | $85,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,774 | $85,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,370 | $85,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 17,229 | $85,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,216 | $85,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 139,787 | $85,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 13,342 | $85,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 27,539 | $85,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 49,383 | $85,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 10,627 | $85,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 38,044 | $85,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 43,504 | $83,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 48,039 | $83,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 14,567 | $83,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 21,400 | $83,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 20,201 | $82,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 135,760 | $82,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 18,900 | $82,000 | thousands by filing date | call |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 16,525 | $82,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,403 | $81,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,600 | $81,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 24,269 | $81,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,474 | $81,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 14,912 | $81,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 22,613 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 11,644 | $80,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,042 | $80,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 10,708 | $80,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,160 | $78,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 16,594 | $78,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 57,420 | $78,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 12,328 | $78,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,778 | $77,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 24,603 | $76,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008977 | this filing | 2015-08-13 | acceptance time not in the bulk data set |