13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 4,067 holding rows worth $175,685,939,000.
- Accession
- 0000950123-15-008893
- Filer
- CIK 820027
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 7,555 entries on the cover page, a total value of $175,685,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,685,939,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial Inc028-00139
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerAmeriprise Financial Inc 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 53,977 | $1,269,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 30,994 | $1,269,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 15,990 | $1,265,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 240,842 | $1,262,000 | thousands by filing date | |
| UBS PFD TR IV | 90263W201 | EQPFD | 66,066 | $1,262,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 95,554 | $1,257,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 60,718 | $1,256,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 51,673 | $1,256,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 39,475 | $1,255,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 43,512 | $1,255,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 41,723 | $1,252,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 51,343 | $1,251,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 164,995 | $1,246,000 | thousands by filing date | |
| Axis Capital 6.875% Cl 4/17 QD | g0692u307 | PFD | 48,604 | $1,246,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 18,607 | $1,245,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 48,677 | $1,245,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 47,352 | $1,241,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 57,129 | $1,237,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF DEP | 69360J685 | PFD | 50,221 | $1,237,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 191,047 | $1,232,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 57,924 | $1,230,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 37,799 | $1,230,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 46,916 | $1,229,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 35,361 | $1,227,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 34,290 | $1,227,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 56,360 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 34,722 | $1,224,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,357 | $1,221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 29,695 | $1,221,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 85,977 | $1,221,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 48,475 | $1,221,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100,380 | $1,218,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 17,149 | $1,216,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 232,370 | $1,215,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 78,100 | $1,214,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 177,038 | $1,213,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 34,024 | $1,211,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 24,740 | $1,211,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 71,949 | $1,203,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 43,908 | $1,202,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 48,158 | $1,200,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 43,093 | $1,199,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 201,050 | $1,199,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 35,006 | $1,198,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 91,974 | $1,196,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,738 | $1,193,000 | thousands by filing date | |
| Arch Capital 6.75% BBB QDI Cl | g0450a204 | PFD | 46,729 | $1,193,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 34,631 | $1,190,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 47,245 | $1,190,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,558 | $1,187,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 190,894 | $1,185,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 64,986 | $1,184,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 34,181 | $1,184,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 45,507 | $1,183,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 21,412 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 59,791 | $1,176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 27,642 | $1,172,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 32,090 | $1,172,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 13,107 | $1,166,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 50,683 | $1,164,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 337,331 | $1,163,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 175,909 | $1,162,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,839 | $1,160,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 47,699 | $1,159,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 44,798 | $1,155,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 18,857 | $1,152,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 138,928 | $1,149,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 13,059 | $1,148,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 75,786 | $1,147,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 45,416 | $1,147,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 44,360 | $1,146,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 14,500 | $1,143,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 34,390 | $1,140,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 90,817 | $1,137,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 52,832 | $1,136,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 22,634 | $1,132,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 83,661 | $1,131,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 60,023 | $1,131,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 191,762 | $1,130,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,129,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 67,900 | $1,122,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 43,927 | $1,120,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 26,000 | $1,118,000 | thousands by filing date | call |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 9,889 | $1,117,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 32,932 | $1,110,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 131,440 | $1,108,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 107,031 | $1,106,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25,450 | $1,105,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 27,223 | $1,105,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 47,181 | $1,105,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 11,510 | $1,104,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 17,875 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,702 | $1,102,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 102,671 | $1,102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 41,780 | $1,100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 20,152 | $1,100,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 169,481 | $1,093,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 404,186 | $1,092,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,900 | $1,090,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 109,300 | $1,090,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 32,800 | $1,085,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 28,498 | $1,084,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 18,900 | $1,084,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 125,800 | $1,079,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 19,440 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 46,933 | $1,070,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 41,348 | $1,064,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 83,578 | $1,060,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 98,087 | $1,049,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,838 | $1,048,000 | thousands by filing date | |
| NorthStar Realty Fin 8.75 CUM | 66704r605 | PFD | 41,308 | $1,041,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 28,853 | $1,039,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 31,107 | $1,032,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 51,651 | $1,031,000 | thousands by filing date | |
| VOLKSWAGEN AG REPSTG PFD | 928662402 | COM | 22,090 | $1,030,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 50,093 | $1,027,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 40,666 | $1,026,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 49,971 | $1,024,000 | thousands by filing date | |
| Tri City Bankshares Corp | 895364107 | Com | 58,749 | $1,022,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 9,019 | $1,015,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 47,258 | $1,015,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 59,851 | $1,015,000 | thousands by filing date | |
| WINCOR NIXDORF AG-UNSP ADR | 97315H108 | ADR | 125,100 | $1,013,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 18,883 | $1,012,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 39,834 | $1,012,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 11,388 | $1,011,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 20,737 | $1,009,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 22,300 | $1,008,000 | thousands by filing date | put |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 64,520 | $1,006,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 39,915 | $1,005,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,500 | $1,004,000 | thousands by filing date | call |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 40,753 | $1,004,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 288,191 | $995,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 40,759 | $994,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,513 | $991,000 | thousands by filing date | |
| Hospitality Properties Trust- | 44106M607 | PFD | 38,729 | $990,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 52,141 | $989,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 53,186 | $986,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 27,189 | $986,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 27,255 | $985,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,602 | $971,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 38,817 | $969,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 80,279 | $967,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,721 | $963,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 78,832 | $961,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $959,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,773 | $958,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 131,878 | $952,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 38,234 | $949,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 62,515 | $947,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 204,846 | $946,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 35,477 | $946,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,249 | $944,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 40,680 | $941,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 19,407 | $938,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,570 | $937,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 15,491 | $937,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 21,603 | $930,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,953 | $930,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 281,973 | $930,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 17,240 | $922,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217227 | COM | 1 | $915,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 30,848 | $912,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 253 | $911,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 56,598 | $910,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,216 | $909,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 35,375 | $909,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 234,125 | $907,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 62,555 | $904,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 38,416 | $904,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 35,442 | $901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 29,129 | $897,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 35,445 | $897,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 55,729 | $897,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 35,157 | $896,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 49,276 | $895,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 32,176 | $894,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 39,396 | $890,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 29,881 | $889,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 43,998 | $887,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 69,189 | $884,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 29,060 | $884,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 45,797 | $882,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 22,149 | $882,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 35,914 | $875,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 15,420 | $874,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 178,873 | $874,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 11,824 | $870,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 16,953 | $868,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 35,777 | $866,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 22,696 | $865,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 10,264 | $864,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,330 | $860,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 94,686 | $857,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 52,970 | $849,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 9,430 | $846,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 353,806 | $846,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 33,009 | $846,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 74,180 | $842,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 13,744 | $841,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 15,386 | $840,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,764 | $836,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 37,384 | $834,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 46,077 | $834,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 18,216 | $833,000 | thousands by filing date | |
| REXAM PLC | 761655604 | COMMON | 19,072 | $831,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 15,218 | $829,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 14,952 | $828,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 67,067 | $827,000 | thousands by filing date | |
| TCF FINL CORP DELDEP SHS REPSTG1/1000 | 872277207 | EQUITIES | 31,530 | $826,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 44,373 | $825,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 189,355 | $823,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 32,075 | $823,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 34,948 | $820,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 36,972 | $818,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 33,800 | $818,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 52,479 | $815,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 17,396 | $813,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 68,571 | $813,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 97,903 | $812,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 38,580 | $810,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 136,813 | $809,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 31,785 | $805,000 | thousands by filing date | |
| MEDIOLANUM SPA UNSPONSORED ADR | 58502L104 | EQUITY | 48,244 | $805,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9,114 | $804,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 16,592 | $803,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 31,945 | $803,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 29,174 | $801,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 31,569 | $801,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 11,810 | $799,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 14,100 | $799,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,445 | $798,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 23,184 | $797,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 56,300 | $796,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 75,522 | $795,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,302 | $792,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 102,546 | $792,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 69,327 | $789,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 17,193 | $789,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 30,993 | $788,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 29,828 | $788,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 32,151 | $784,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 35,978 | $778,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10,060 | $774,000 | thousands by filing date | |
| PARTNERRE LTD 5.875% | G68603128 | PUBLIC | 31,862 | $770,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,801 | $769,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 23,470 | $769,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 32,420 | $769,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 16,585 | $767,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 13,139 | $767,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 7,463 | $767,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 10,942 | $765,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,271 | $763,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 30,744 | $761,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,635 | $760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 59,477 | $760,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 54,279 | $759,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 26,085 | $758,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,608 | $755,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 32,776 | $754,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 80,772 | $749,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,798 | $745,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,561 | $745,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 46,462 | $745,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 35,160 | $742,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 91,681 | $741,000 | thousands by filing date | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 30,534 | $740,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,522 | $739,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 13,102 | $739,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 35,568 | $738,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,936 | $734,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 42,379 | $734,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 130,796 | $732,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 52,952 | $730,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 28,070 | $730,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 84,564 | $728,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 34,304 | $728,000 | thousands by filing date | |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 45,500 | $723,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 25,270 | $722,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 7,166 | $722,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 100,839 | $717,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 25,370 | $714,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 30,200 | $714,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 27,882 | $713,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 12,061 | $713,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 32,686 | $711,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 44,192 | $707,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 27,878 | $705,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 157,847 | $704,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,746 | $703,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 55,704 | $702,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 13,546 | $701,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 210,474 | $701,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 30,910 | $700,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 174,212 | $698,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 28,516 | $696,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 33,314 | $694,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,770 | $693,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 39,889 | $693,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 27,243 | $693,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 30,480 | $688,000 | thousands by filing date | |
| SENIOR HOUSING PROP TRUST 5.625% | 81721M208 | PREFERRED | 29,785 | $687,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 52,577 | $686,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 46,874 | $685,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 18,708 | $685,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 29,029 | $684,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 30,977 | $682,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,354 | $679,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 225,797 | $678,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 22,657 | $676,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 41,505 | $675,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC 1ST MTG | 29364w306 | PFD | 26,806 | $675,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,962 | $674,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 27,376 | $672,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 4,630 | $670,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 74,293 | $670,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 26,743 | $667,000 | thousands by filing date | |
| PS Bus Parks 6.45% | 69360J719 | PFD | 26,233 | $667,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 25,800 | $667,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 38,410 | $664,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 32,654 | $663,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 27,381 | $660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 15,725 | $659,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 19,663 | $659,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 26,094 | $658,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 25,996 | $658,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 25,371 | $657,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 29,363 | $650,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 29,839 | $649,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 70,445 | $647,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 72,487 | $646,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,530 | $642,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 59,402 | $641,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 599,708 | $641,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,045 | $639,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 52,025 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 31,880 | $636,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 9,497 | $635,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 12,132 | $634,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,324 | $627,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 76,482 | $625,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 8,988 | $625,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 24,840 | $623,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 6,006 | $622,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 28,549 | $622,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 43,810 | $622,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 14,950 | $622,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 9,012 | $619,000 | thousands by filing date | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 23,617 | $618,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,811 | $617,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A403 | PRF | 26,424 | $615,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,184 | $612,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 65,369 | $612,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 24,757 | $611,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 17,325 | $611,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217193 | COM | 1 | $607,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 6,179 | $606,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 19,085 | $605,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 48,062 | $604,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,028 | $603,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 30,931 | $603,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 54,792 | $601,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 371,152 | $601,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 28,931 | $599,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 28,329 | $598,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 39,432 | $596,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,708 | $594,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 24,191 | $593,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 16,568 | $591,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 16,314 | $584,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 33,618 | $584,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 25,160 | $583,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 31,264 | $578,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 25,687 | $578,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,280 | $573,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 14,715 | $572,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 91,159 | $571,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 32,957 | $569,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 21,034 | $568,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 26,216 | $567,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 41,628 | $561,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 28,171 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,488 | $558,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,198 | $557,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,576 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 22,540 | $556,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 22,182 | $556,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 7,636 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 18,081 | $554,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 26,101 | $551,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,663 | $550,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 20,025 | $549,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 18,479 | $548,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 6,024 | $548,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 39,759 | $547,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,600 | $545,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,680 | $543,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 15,566 | $543,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 21,839 | $543,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 15,931 | $542,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 15,982 | $542,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,654 | $542,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,939 | $541,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 7,474 | $541,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 54,688 | $540,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 3,217 | $540,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 28,009 | $537,000 | thousands by filing date | |
| MEDIANEWS GROUP | U58991834 | COM | 15,756 | $535,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 13,371 | $535,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 11,737 | $534,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 23,779 | $533,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 21,286 | $532,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 5,478 | $532,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 18,413 | $531,000 | thousands by filing date | |
| Keppel Ltd Sponsored | 492051305 | ADR | 43,409 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 17,023 | $526,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 86,114 | $526,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 82,895 | $526,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 20,531 | $525,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 84,834 | $524,000 | thousands by filing date | |
| ATLANTIA SPA-UNSPONSORED ADR | 048173108 | COM | 42,288 | $524,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 77,205 | $523,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 117,163 | $523,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 17,026 | $523,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 49,371 | $522,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,500 | $521,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 25,000 | $521,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 20,450 | $520,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 22,416 | $519,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5,073 | $518,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 16,190 | $517,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 25,000 | $516,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,224 | $515,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 9,971 | $515,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,195 | $512,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 20,690 | $512,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 19,693 | $510,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 13,956 | $510,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 49,230 | $507,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 34,300 | $506,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 12,138 | $505,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 13,158 | $504,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 12,509 | $502,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,556 | $501,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,572 | $501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,839 | $501,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 29,102 | $500,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 13,106 | $498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,662 | $497,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,175 | $496,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 68,462 | $495,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 4,955 | $493,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,594 | $492,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,806 | $491,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 66,084 | $489,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 17,842 | $483,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 33,276 | $482,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 21,740 | $482,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,500 | $482,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 43,842 | $481,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 18,580 | $481,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 30,662 | $479,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 17,653 | $478,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,329 | $476,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 17,893 | $476,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 15,953 | $475,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 25,782 | $475,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 19,961 | $474,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,078 | $473,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 26,856 | $473,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 18,471 | $472,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,911 | $468,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 18,267 | $468,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD | 17133Q106 | SPON ADR NEW10 | 14,677 | $468,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,053 | $467,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,048 | $467,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 14,870 | $467,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 17,875 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 14,658 | $463,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 11,144 | $462,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 9,469 | $462,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,595 | $461,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,361 | $459,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 9,398 | $457,000 | thousands by filing date | |
| HCI 8 01/30/20 | 40416E301 | PRF | 17,567 | $456,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,679 | $455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 9,977 | $454,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 16,501 | $453,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 31,916 | $452,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 17,654 | $452,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 9,270 | $451,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 27,529 | $451,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,999 | $449,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 13,507 | $449,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 19,457 | $447,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,505 | $445,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 40,871 | $443,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 27,231 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 11,657 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 8,676 | $436,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008893 | this filing | 2015-08-13 | acceptance time not in the bulk data set |