13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 4,067 holding rows worth $175,685,939,000.
- Accession
- 0000950123-15-008893
- Filer
- CIK 820027
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 7,555 entries on the cover page, a total value of $175,685,939,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,685,939,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial Inc028-00139
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerAmeriprise Financial Inc 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Morningstar Wide Moat | 57060U134 | Common | 97,013 | $2,976,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 193,164 | $2,973,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 112,942 | $2,972,000 | thousands by filing date | |
| MS BASKET NOTE 12.25 12/7/2015 | 61765G325 | PRF | 3,100 | $2,966,000 | thousands by filing date | |
| CS BASKET NOTE 12.14 11/03/2015 | 22548C791 | PRF | 3,100 | $2,959,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 49,757 | $2,958,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 119,761 | $2,952,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 153,061 | $2,936,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 135,249 | $2,931,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 427,467 | $2,919,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 591,740 | $2,911,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 115,835 | $2,911,000 | thousands by filing date | |
| CENGAGE LEARNING INC | CM2582898 | COM | 103,698 | $2,900,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 54,902 | $2,897,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 117,284 | $2,894,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 26,659 | $2,886,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 12,021 | $2,886,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 60,775 | $2,886,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 116,281 | $2,885,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 35,399 | $2,879,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,479 | $2,877,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 66,818 | $2,875,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 56,040 | $2,874,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 113,577 | $2,874,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 227,007 | $2,871,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 53,374 | $2,869,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 102,137 | $2,866,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 31,548 | $2,865,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 113,481 | $2,864,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 26,371 | $2,863,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 121,614 | $2,859,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 86,995 | $2,855,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 114,827 | $2,852,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 55,732 | $2,847,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 68,346 | $2,841,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 50,287 | $2,840,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 53,136 | $2,838,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 22,662 | $2,830,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 263,047 | $2,827,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 138,030 | $2,827,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 198,524 | $2,824,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 77,192 | $2,822,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 106,797 | $2,821,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 203,520 | $2,815,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 146,063 | $2,810,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 429,255 | $2,807,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 63,200 | $2,789,000 | thousands by filing date | put |
| WEST MARINE INC | 954235107 | COM | 289,366 | $2,789,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 105,425 | $2,773,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 137,902 | $2,769,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 50,968 | $2,766,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 154,744 | $2,766,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 332,903 | $2,763,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 43,834 | $2,762,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 50,300 | $2,761,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 37,728 | $2,754,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 132,970 | $2,750,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 50,776 | $2,711,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 169,500 | $2,710,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 184,536 | $2,705,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 129,987 | $2,704,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 101,222 | $2,698,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 32,982 | $2,694,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 22,756 | $2,680,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 174,714 | $2,680,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 198,664 | $2,676,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 62,627 | $2,676,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 544,680 | $2,674,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 49,669 | $2,673,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 98,248 | $2,668,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 142,268 | $2,664,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 98,431 | $2,658,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 55,967 | $2,656,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 111,154 | $2,642,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 24,290 | $2,641,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 301,599 | $2,639,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 374,639 | $2,626,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 82,391 | $2,611,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 107,175 | $2,605,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 95,992 | $2,603,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 153,616 | $2,592,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 385,551 | $2,591,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 67,654 | $2,584,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 98,971 | $2,580,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 24,089 | $2,576,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 71,000 | $2,572,000 | thousands by filing date | call |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 74,939 | $2,565,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 87,098 | $2,565,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 92,118 | $2,563,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 84,078 | $2,563,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 87,313 | $2,562,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 157,678 | $2,555,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 256,051 | $2,555,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 87,441 | $2,554,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 212,391 | $2,553,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 111,696 | $2,553,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 101,767 | $2,541,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 39,975 | $2,539,000 | thousands by filing date | |
| UNIBET GROUP PLC-SDR | X9415A101 | COM | 41,641 | $2,537,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 70,625 | $2,536,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 38,217 | $2,530,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 82,225 | $2,523,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 46,580 | $2,517,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 216,123 | $2,516,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 65,626 | $2,513,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 62,290 | $2,513,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 51,659 | $2,513,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 26,459 | $2,508,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 117,017 | $2,508,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 104,178 | $2,508,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 58,201 | $2,508,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 105,896 | $2,505,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 36,052 | $2,502,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 73,946 | $2,487,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 250,524 | $2,482,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 118,649 | $2,479,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 51,233 | $2,479,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 56,044 | $2,477,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 19,651 | $2,474,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 33,492 | $2,471,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 166,907 | $2,468,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 385,431 | $2,467,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 87,449 | $2,465,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 133,069 | $2,461,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 94,104 | $2,455,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,200 | $2,451,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 99,076 | $2,448,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 316,098 | $2,445,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 40,083 | $2,443,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27,082 | $2,437,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 52,510 | $2,436,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 97,310 | $2,436,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 124,158 | $2,434,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 130,995 | $2,431,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 59,228 | $2,423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 69,634 | $2,421,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 25,473 | $2,420,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 811,025 | $2,417,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 256,950 | $2,408,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 244,569 | $2,399,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 74,000 | $2,398,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 33,918 | $2,397,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 128,145 | $2,389,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 109,784 | $2,388,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 40,932 | $2,380,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 70,429 | $2,380,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,370,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 45,232 | $2,368,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 98,980 | $2,367,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 632,924 | $2,361,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 89,741 | $2,357,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 186,713 | $2,349,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 93,039 | $2,341,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,590 | $2,340,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 44,386 | $2,338,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 76,912 | $2,338,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 29,210 | $2,335,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,211,364 | $2,322,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 235,270 | $2,318,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 69,995 | $2,311,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 94,111 | $2,308,000 | thousands by filing date | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 88,833 | $2,306,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 383,113 | $2,302,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 175,080 | $2,297,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 125,554 | $2,295,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 86,023 | $2,291,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,816,715 | $2,289,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 24,944 | $2,289,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAA8 | CONV BND | 2,500,000 | $2,288,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 146,297 | $2,287,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 113,038 | $2,286,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 50,022 | $2,281,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 94,644 | $2,274,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 94,975 | $2,268,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 67,584 | $2,265,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 145,148 | $2,261,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 45,167 | $2,260,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 87,679 | $2,260,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 123,800 | $2,259,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 123,292 | $2,258,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 202,157 | $2,254,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 245,587 | $2,254,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 245,137 | $2,251,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 197,063 | $2,249,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 105,470 | $2,241,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 139,950 | $2,239,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 27,798 | $2,233,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 21,142 | $2,227,000 | thousands by filing date | |
| SILVER PEAKS SYSTEMS | 82899H930 | CONV PRF | 2,620,545 | $2,227,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 55,647 | $2,224,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 27,524 | $2,218,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 226,852 | $2,218,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 85,985 | $2,211,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 88,922 | $2,209,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 283,919 | $2,205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 58,963 | $2,202,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 121,902 | $2,194,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 37,100 | $2,193,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 93,868 | $2,193,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 104,805 | $2,186,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 16,196 | $2,184,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 153,646 | $2,182,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 280,550 | $2,180,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 319,570 | $2,163,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 228,967 | $2,163,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 78,052 | $2,158,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 163,899 | $2,157,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 27,052 | $2,153,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 66,864 | $2,152,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 20,436 | $2,150,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 179,844 | $2,147,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 50,661 | $2,144,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 127,055 | $2,139,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 26,897 | $2,137,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 21,245 | $2,131,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 149,900 | $2,130,000 | thousands by filing date | |
| AMERICAN ENERGY - UTICA LLC PIK | 025644AA3 | CONV BND | 5,070,000 | $2,129,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 466,429 | $2,127,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 45,308 | $2,125,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 14,796 | $2,124,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 251,308 | $2,118,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 69,685 | $2,117,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 74,460 | $2,116,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 118,205 | $2,116,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 45,137 | $2,115,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 219,102 | $2,111,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 159,182 | $2,106,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 88,514 | $2,100,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 108,800 | $2,095,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 48,015 | $2,093,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 93,978 | $2,088,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 86,600 | $2,078,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 25,600 | $2,076,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 88,116 | $2,075,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 12,100 | $2,072,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 80,456 | $2,070,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 125,335 | $2,068,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 86,322 | $2,067,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 65,864 | $2,063,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 62,435 | $2,059,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 29,315 | $2,055,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 128,385 | $2,054,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 47,118 | $2,052,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 241,505 | $2,049,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 298,727 | $2,044,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 284,546 | $2,033,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 87,673 | $2,032,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 38,774 | $2,029,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 29,031 | $2,026,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 97,119 | $2,021,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 56,469 | $2,019,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 62,426 | $2,017,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,850,862 | $2,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 49,108 | $2,016,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 72,086 | $2,015,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 168,279 | $2,015,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 137,934 | $2,014,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 68,800 | $2,012,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 135,192 | $2,005,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,179,500 | $2,003,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,600 | $1,996,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 18,873 | $1,994,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 108,114 | $1,994,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 42,924 | $1,988,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 266,370 | $1,987,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 41,689 | $1,986,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 120,715 | $1,980,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 333,795 | $1,976,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 39,669 | $1,970,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 422,288 | $1,968,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 82,148 | $1,965,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 38,029 | $1,964,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 92,391 | $1,964,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 152,972 | $1,963,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 504,357 | $1,962,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 71,039 | $1,961,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 124,847 | $1,957,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 190,378 | $1,942,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 45,524 | $1,941,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 84,803 | $1,938,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 44,652 | $1,937,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 13,632 | $1,934,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 195,770 | $1,934,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 56,635 | $1,933,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 171,300 | $1,932,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 125,000 | $1,926,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 37,113 | $1,920,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,499 | $1,918,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 41,983 | $1,912,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 22,771 | $1,911,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 257,160 | $1,911,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 222,275 | $1,911,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 39,938 | $1,909,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 108,203 | $1,900,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 76,740 | $1,899,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 88,233 | $1,898,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 156,791 | $1,897,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 32,705 | $1,890,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 92,144 | $1,887,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 23,944 | $1,882,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 81,549 | $1,882,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 18,589 | $1,878,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 58,020 | $1,876,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 179,589 | $1,857,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 32,408 | $1,857,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 59,936 | $1,850,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 38,052 | $1,849,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 78,126 | $1,845,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 112,679 | $1,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 60,148 | $1,841,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 58,825 | $1,841,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 114,916 | $1,840,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 45,538 | $1,840,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 71,956 | $1,840,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 116,870 | $1,835,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 50,851 | $1,832,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 251,790 | $1,829,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 291,714 | $1,829,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 167,599 | $1,826,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 13,789 | $1,823,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 137,075 | $1,823,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 104,289 | $1,819,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 46,084 | $1,818,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 112,615 | $1,816,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,541 | $1,814,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 147,800 | $1,814,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 81,600 | $1,812,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 34,125 | $1,806,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 17,802 | $1,802,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 102,301 | $1,802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 31,293 | $1,795,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 141,428 | $1,793,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 75,418 | $1,779,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 54,855 | $1,778,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 67,697 | $1,775,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 25,182 | $1,768,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 238,108 | $1,763,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 32,184 | $1,762,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 123,155 | $1,758,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 135,979 | $1,723,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 41,393 | $1,717,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 22,300 | $1,715,000 | thousands by filing date | put |
| Compass Group Plc-ADS | 20449X302 | COM | 102,528 | $1,715,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 19,054 | $1,714,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 45,507 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 15,138 | $1,712,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 81,308 | $1,712,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 176,226 | $1,708,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,200 | $1,706,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 15,997 | $1,705,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 778,039 | $1,704,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 162,150 | $1,701,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 68,869 | $1,700,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 38,375 | $1,697,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 80,462 | $1,695,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87,926 | $1,687,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 32,586 | $1,685,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 38,939 | $1,684,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 47,143 | $1,681,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 40,869 | $1,674,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 193,918 | $1,674,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 172,214 | $1,672,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 131,456 | $1,666,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 35,854 | $1,666,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 81,380 | $1,664,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 100,331 | $1,663,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 119,118 | $1,659,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 63,890 | $1,658,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 54,138 | $1,651,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 41,726 | $1,649,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 23,500 | $1,649,000 | thousands by filing date | put |
| METLIFE INC | 59156R504 | Common Stock | 67,594 | $1,647,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 64,460 | $1,638,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 136,538 | $1,638,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 32,034 | $1,634,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 108,408 | $1,629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 61,980 | $1,620,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 97,285 | $1,614,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 67,428 | $1,612,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 38,895 | $1,608,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19,375 | $1,600,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 64,946 | $1,599,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 178,513 | $1,598,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 40,028 | $1,597,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 34,742 | $1,592,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 123,956 | $1,589,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 81,290 | $1,589,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 22,700 | $1,585,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 60,497 | $1,585,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 98,330 | $1,585,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 59,796 | $1,578,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 103,674 | $1,578,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 150,862 | $1,577,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 82,935 | $1,576,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 613,300 | $1,570,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 44,518 | $1,566,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 30,783 | $1,566,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 59,502 | $1,561,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 138,668 | $1,558,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 79,307 | $1,557,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 101,430 | $1,546,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 117,932 | $1,545,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 72,401 | $1,544,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 47,300 | $1,544,000 | thousands by filing date | put |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 58,779 | $1,542,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 18,999 | $1,536,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 55,511 | $1,536,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 59,055 | $1,534,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 47,720 | $1,525,000 | thousands by filing date | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 55,057 | $1,524,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 38,024 | $1,517,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 22,300 | $1,513,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 164,063 | $1,509,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 111,360 | $1,509,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 130,440 | $1,508,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,092,780 | $1,508,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48,426 | $1,500,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 122,241 | $1,497,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 56,235 | $1,497,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 181,080 | $1,496,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 61,419 | $1,493,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 118,045 | $1,491,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 55,650 | $1,487,000 | thousands by filing date | |
| PRIMERO MINING CORP | 74164WAA4 | CONV BND | 1,484,000 | $1,483,000 | thousands by filing date | principal |
| REALTY INCOME CORP PFD CL F | 756109807 | PFD | 56,978 | $1,471,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 32,852 | $1,470,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 37,900 | $1,469,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 84,556 | $1,468,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 62,530 | $1,465,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 86,393 | $1,458,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 115,331 | $1,454,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 35,820 | $1,452,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 47,018 | $1,450,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 292,650 | $1,449,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 214,639 | $1,449,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,941 | $1,445,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 56,295 | $1,445,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 45,791 | $1,445,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 47,380 | $1,444,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 71,010 | $1,440,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 177,638 | $1,437,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 82,889 | $1,437,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 28,056 | $1,435,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 58,106 | $1,433,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 26,641 | $1,432,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 117,697 | $1,432,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 51,216 | $1,428,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 79,953 | $1,425,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 50,769 | $1,425,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 202,533 | $1,424,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 50,116 | $1,423,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 63,090 | $1,422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 32,149 | $1,420,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 40,470 | $1,417,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 154,525 | $1,411,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 27,314 | $1,405,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 980,108 | $1,403,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 68,277 | $1,401,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 60,445 | $1,399,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 133,549 | $1,398,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 198,224 | $1,392,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 140,427 | $1,388,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 116,406 | $1,384,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 103,703 | $1,378,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 52,895 | $1,374,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 254,295 | $1,370,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 168,486 | $1,368,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 173,811 | $1,364,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 38,606 | $1,364,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 92,656 | $1,362,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 241,074 | $1,347,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 104,463 | $1,345,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 25,422 | $1,340,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 288,301 | $1,338,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 20,600 | $1,332,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 37,940 | $1,329,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 73,391 | $1,326,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 135,468 | $1,326,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 41,383 | $1,325,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 52,965 | $1,318,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 42,947 | $1,316,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 37,992 | $1,315,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 66,814 | $1,315,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 54,705 | $1,310,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 48,507 | $1,309,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 54,321 | $1,308,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 71,810 | $1,305,000 | thousands by filing date | |
| Colgate Palmolive | 172967333 | CL | 60,860 | $1,298,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 119,528 | $1,293,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 65,252 | $1,292,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 114,003 | $1,292,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 27,796 | $1,291,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 45,406 | $1,288,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 33,399 | $1,286,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,224 | $1,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17,643 | $1,279,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 19,480 | $1,276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 21,223 | $1,274,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 49,772 | $1,271,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 92,369 | $1,270,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008893 | this filing | 2015-08-13 | acceptance time not in the bulk data set |