13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-05, with 4,774 holding rows worth $89,403,514,000 by the sum of the rows.
- Accession
- 0000950123-15-008022
- Filer
- CIK 713676
- Filed
- 2015-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 5,204 entries on the cover page, a total value of $70,034,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,403,514,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $70,034,786,000, 22% less than the sum of the rows, $89,403,514,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 502 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 800 | $20,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,299 | $20,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 672 | $20,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,000 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,600 | $20,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 40,000 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 8,753 | $20,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,000 | $20,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $20,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 600 | $20,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 775 | $20,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 806 | $20,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $20,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 1,050 | $20,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 800 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 373 | $20,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 92,000 | $20,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 302 | $19,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 178 | $19,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 134 | $19,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 816 | $19,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,161 | $19,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,213 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 140 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,403 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 243 | $19,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 959 | $19,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,007 | $19,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 291 | $19,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 988 | $19,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,704 | $19,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,606 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 359 | $19,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,676 | $19,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 216 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 358 | $19,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 837 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 800 | $19,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 5,500 | $19,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 562 | $18,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 476 | $18,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,905 | $18,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,441 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $18,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 174 | $18,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 859 | $18,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 186 | $18,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 674 | $18,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 622 | $18,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 248 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 239 | $18,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 783 | $18,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,093 | $18,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,122 | $18,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 800 | $18,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,235 | $18,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,370 | $18,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 4,000 | $18,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 414 | $18,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 700 | $18,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,200 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 800 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,655 | $18,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,000 | $18,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 2,000 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 379 | $17,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 236 | $17,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 304 | $17,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 348 | $17,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 285 | $17,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 450 | $17,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 360 | $17,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 850 | $17,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 771 | $17,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,206 | $17,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,369 | $17,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 767 | $17,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 777 | $17,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,740 | $17,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 8,764 | $17,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 226 | $17,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,000 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,359 | $17,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 445 | $17,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $17,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $16,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 801 | $16,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 305 | $16,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 309 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 334 | $16,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 649 | $16,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $16,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 541 | $16,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,000 | $16,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 223 | $16,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 304 | $16,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,583 | $16,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 491 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 317 | $16,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $16,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 40,000 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $16,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $16,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $16,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 800 | $16,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 5,824 | $16,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,000 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,071 | $16,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,171 | $16,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 650 | $16,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 200 | $16,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 650 | $16,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,164 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,452 | $15,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 220 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 573 | $15,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 713 | $15,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 405 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,200 | $15,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 643 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,718 | $15,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 13,485 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 120 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 497 | $15,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 612 | $15,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 530 | $15,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 829 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 225 | $15,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 525 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 410 | $15,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 692 | $15,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 348 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $15,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 396 | $15,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 455 | $15,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $15,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 321 | $15,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 1,000 | $15,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 606 | $14,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $14,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 866 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,469 | $14,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 79 | $14,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 675 | $14,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,800 | $14,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 600 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 891 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 777 | $14,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,550 | $14,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 760 | $14,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,011 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $14,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $14,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 322 | $14,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,844 | $14,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,037 | $14,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 20,000 | $14,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,271 | $14,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,116 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $14,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 650 | $14,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 318 | $14,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 599 | $14,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 500 | $14,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,000 | $14,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 844 | $14,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $14,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 520 | $14,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,000 | $14,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 600 | $14,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 1,300 | $14,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 376 | $13,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 350 | $13,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 368 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 270 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 336 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 518 | $13,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 262 | $13,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,910 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 700 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 150 | $13,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 492 | $13,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 530 | $13,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,166 | $13,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $13,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 253 | $13,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 657 | $13,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 506 | $13,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 6,599 | $13,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 176 | $13,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,745 | $13,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,396 | $13,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 176 | $13,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 934 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 181 | $13,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 586 | $13,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 789 | $13,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 500 | $13,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,000 | $13,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $13,000 | thousands by filing date | |
| GREAT PLAI | 391164209 | Preferred Stock | 150 | $13,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 163 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $12,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 400 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 571 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 350 | $12,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 541 | $12,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 396 | $12,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,275 | $12,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 218 | $12,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 546 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 286 | $12,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 530 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 800 | $12,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,400 | $12,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 306 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 316 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 306 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 450 | $12,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,844 | $12,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,352 | $12,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 555 | $12,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 177 | $12,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 484 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 400 | $12,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 373 | $12,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 305 | $12,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 37,486 | $12,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 4,310 | $12,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,153 | $12,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 498 | $12,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 732 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 475 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 911 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 256 | $12,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 874 | $12,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 450 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,577 | $12,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 3,000 | $12,000 | thousands by filing date | |
| HOME CITY | 43706C209 | Common Stock | 700 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 456 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 595 | $11,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 363 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $11,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 252 | $11,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 590 | $11,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,166 | $11,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,378 | $11,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 824 | $11,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $11,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 325 | $11,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 712 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 331 | $11,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 501 | $11,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 479 | $11,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,882 | $11,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 579 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,600 | $11,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 550 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 400 | $11,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 542 | $11,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,580 | $11,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 300 | $10,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 190 | $10,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 679 | $10,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,903 | $10,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 822 | $10,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 551 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 187 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,496 | $10,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 314 | $10,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 96 | $10,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 409 | $10,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 465 | $10,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 297 | $10,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $10,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 500 | $10,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 440 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,388 | $10,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 256 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 318 | $10,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,590 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,125 | $10,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 483 | $10,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,059 | $10,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 1,010 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $10,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 700 | $10,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 216 | $10,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 30,462 | $10,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,185 | $10,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 248 | $10,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 150 | $10,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,069 | $10,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 630 | $10,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 140 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 200 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 267 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 250 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 325 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 399 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 251 | $10,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 100 | $10,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 444 | $10,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,000 | $10,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $10,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 320 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 321 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,344 | $9,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 167 | $9,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 295 | $9,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 108 | $9,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $9,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 960 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $9,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 396 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 172 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 84 | $9,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 366 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 273 | $9,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 104 | $9,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 128 | $9,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 500 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 432 | $9,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 679 | $9,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 99 | $9,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $9,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 211 | $9,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 306 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 767 | $9,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 482 | $9,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $9,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,199 | $9,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 518 | $9,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 1,237 | $9,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 350 | $9,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 179 | $9,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 600 | $9,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 200 | $9,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 496 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 101 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 306 | $8,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 267 | $8,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 992 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 512 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,263 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 200 | $8,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 359 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 276 | $8,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 418 | $8,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 902 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 175 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 272 | $8,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 288 | $8,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,200 | $8,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 129 | $8,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 525 | $8,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 600 | $8,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 414 | $8,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 110 | $8,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 433 | $8,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 173 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 376 | $8,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 487 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 465 | $8,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 12,508 | $8,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,000 | $8,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 2,250 | $8,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 178 | $8,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,215 | $8,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,360 | $8,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 762 | $8,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,245 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 157 | $8,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 177 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 512 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 102 | $8,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $8,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 6,990 | $8,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 431 | $8,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 550 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 300 | $8,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 186 | $8,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,400 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 263 | $8,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 720 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $8,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 142 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 300 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 138 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 308 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 315 | $8,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,000 | $8,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 491 | $8,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 300 | $8,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 224 | $7,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 166 | $7,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,500 | $7,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 488 | $7,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 237 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 145 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 243 | $7,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 276 | $7,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 180 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 131 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,200 | $7,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 400 | $7,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 180 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 171 | $7,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 305 | $7,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 610 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,503 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 120 | $7,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 261 | $7,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 221 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 238 | $7,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 218 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 300 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 500 | $7,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 327 | $7,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 442 | $7,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 387 | $7,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,161 | $7,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 263 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 293 | $7,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 671 | $7,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 496 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,682 | $7,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 284 | $7,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 484 | $7,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 417 | $7,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 358 | $7,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 326 | $7,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 279 | $7,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 93 | $7,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 716 | $7,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 387 | $7,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 132 | $7,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 90 | $7,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 615 | $7,000 | thousands by filing date | |
| PROSAFE SE ADR | 74346V109 | COM | 1,917 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 102 | $7,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 259 | $7,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 100 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 833 | $7,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 211 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 297 | $7,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 500 | $7,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 524 | $7,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 600 | $7,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,200 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 197 | $6,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 48 | $6,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 290 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 69 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 281 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,143 | $6,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 129 | $6,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 212 | $6,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 255 | $6,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 349 | $6,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 164 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008022 | this filing | 2015-08-05 | acceptance time not in the bulk data set |