13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-05, with 4,774 holding rows worth $89,403,514,000 by the sum of the rows.
- Accession
- 0000950123-15-008022
- Filer
- CIK 713676
- Filed
- 2015-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 5,204 entries on the cover page, a total value of $70,034,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,403,514,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $70,034,786,000, 22% less than the sum of the rows, $89,403,514,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,121 | $127,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 4,918 | $127,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 4,913 | $127,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,770 | $126,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,803 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,871 | $126,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,880 | $126,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,154 | $126,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 6,271 | $125,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,856 | $125,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,331 | $125,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4,331 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 9,006 | $124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,658 | $124,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 4,444 | $124,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,208 | $124,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,220 | $123,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,145 | $122,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,740 | $122,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,647 | $122,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 10,896 | $122,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,720 | $122,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,120 | $122,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 4,692 | $122,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,880 | $122,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 7,650 | $121,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,756 | $121,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 12,728 | $121,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 3,195 | $120,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,415 | $120,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 5,274 | $120,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,925 | $120,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 5,144 | $120,000 | thousands by filing date | |
| Anheuser-Busch InBev | b6399c107 | COM | 1,000 | $120,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 11,020 | $120,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,568 | $119,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 9,199 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 3,797 | $119,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,941 | $119,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 22,237 | $119,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,095 | $118,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,412 | $118,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 997 | $118,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,594 | $118,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,071 | $118,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,961 | $118,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 2,501 | $118,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 9,156 | $118,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 36,710 | $118,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 4,963 | $118,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,220 | $118,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,318 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,749 | $117,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,243 | $117,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,001 | $116,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,485 | $116,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 7,027 | $116,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,726 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,218 | $116,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 10,048 | $116,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 5,758 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 4,825 | $116,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 110,000 | $116,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 8,000 | $116,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,474 | $115,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,109 | $115,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,106 | $115,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5,795 | $115,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 7,333 | $115,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 3,626 | $115,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,694 | $114,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 21,418 | $113,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 7,077 | $113,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 9,705 | $112,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,600 | $112,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,771 | $112,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,715 | $112,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 6,772 | $112,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 17,857 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,000 | $111,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 6,811 | $111,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 4,464 | $111,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,643 | $110,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,288 | $110,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,607 | $110,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,192 | $110,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 3,288 | $110,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 5,558 | $110,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 2,500 | $110,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,152 | $109,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,944 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,304 | $109,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 4,152 | $109,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,316 | $109,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 4,324 | $109,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,030 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,276 | $108,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,872 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,890 | $108,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,870 | $108,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,734 | $108,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 4,501 | $108,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,000 | $108,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,501 | $107,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 635 | $107,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 9,852 | $107,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 6,268 | $107,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 3,418 | $107,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 7,156 | $107,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 18,491 | $107,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,477 | $106,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 6,940 | $106,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,870 | $106,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,206 | $106,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,466 | $106,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 6,714 | $106,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,376 | $105,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 4,202 | $105,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,898 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,086 | $104,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,707 | $104,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 7,274 | $104,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,550 | $104,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 13,500 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,630 | $104,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 203,905 | $104,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 6,958 | $104,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 2,750 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 715 | $103,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 3,695 | $103,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 4,703 | $103,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 3,950 | $103,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,158 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,000 | $102,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 17,056 | $102,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 8,947 | $102,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,401 | $101,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 6,903 | $101,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,086 | $101,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,418 | $101,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,409 | $101,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 4,089 | $101,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7,376 | $100,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,350 | $100,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,663 | $100,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,780 | $100,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 37,137 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,822 | $100,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,300 | $100,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 6,789 | $100,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,366 | $99,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,345 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,332 | $99,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 520 | $99,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 5,200 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,660 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,689 | $98,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,652 | $98,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 3,514 | $98,000 | thousands by filing date | |
| KONE OYJ FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 50048H101 | AMERICAN DEPOSITORY | 4,812 | $98,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 2,882 | $98,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 2,000 | $98,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,453 | $97,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,917 | $97,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,104 | $97,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 3,800 | $97,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,010 | $96,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,518 | $96,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 3,251 | $96,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 8,000 | $96,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,660 | $96,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,930 | $96,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 30,626 | $96,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,355 | $96,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 728 | $96,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 3,998 | $96,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 4,385 | $95,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,555 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,098 | $95,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,861 | $95,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 7,862 | $95,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 7,425 | $95,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,763 | $95,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,123 | $95,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,855 | $95,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 4,879 | $94,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 6,400 | $94,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 3,180 | $93,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 887 | $93,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,599 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 2,000 | $93,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,954 | $93,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,594 | $92,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,835 | $92,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,172 | $92,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 7,000 | $92,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 5,962 | $92,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $92,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,047 | $90,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,000 | $90,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,000 | $90,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 3,161 | $90,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,350 | $90,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $90,000 | thousands by filing date | |
| FUCHS PETROLUB ADR | 35952Q106 | COM | 8,470 | $90,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,737 | $89,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,134 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 946 | $89,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,075 | $89,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,123 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,052 | $89,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,115 | $89,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,657 | $89,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,444 | $89,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,151 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,000 | $88,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,228 | $88,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,152 | $88,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 3,550 | $88,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 3,252 | $88,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,285 | $88,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,000 | $88,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 7,205 | $88,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,515 | $87,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,810 | $87,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 865 | $87,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,146 | $87,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 5,318 | $87,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 847 | $86,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,027 | $86,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,800 | $86,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,689 | $86,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 4,004 | $86,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 7,074 | $86,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 34,240 | $86,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $86,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,610 | $85,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,666 | $85,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,255 | $85,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,752 | $85,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 3,390 | $85,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,639 | $85,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 842 | $84,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,155 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,819 | $84,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,470 | $84,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,588 | $84,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,504 | $83,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,986 | $83,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,331 | $83,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,000 | $83,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 1,853 | $83,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,811 | $82,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,688 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,987 | $82,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 4,298 | $82,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 7,393 | $82,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 825 | $81,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,000 | $81,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,200 | $81,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 3,290 | $81,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 5,000 | $81,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 12,557 | $81,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 7,218 | $81,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,000 | $81,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,202 | $81,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,516 | $81,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,200 | $80,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 2,240 | $80,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,181 | $80,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 8,358 | $80,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,338 | $80,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $80,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,341 | $79,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,350 | $79,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 6,766 | $79,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,214 | $79,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,379 | $79,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 16,606 | $79,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,405 | $79,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,820 | $78,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 10,646 | $78,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,143 | $78,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 4,012 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,404 | $78,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,755 | $78,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,600 | $78,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,838 | $77,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,353 | $77,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,629 | $77,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 3,682 | $77,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,600 | $77,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $77,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,592 | $77,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 2,724 | $77,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,936 | $77,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 665 | $76,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,800 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,504 | $76,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,503 | $76,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 3,080 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 755 | $75,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,041 | $75,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,320 | $75,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 2,900 | $75,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 5,880 | $75,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 375 | $74,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,521 | $74,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,171 | $74,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,348 | $74,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 6,492 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,454 | $74,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 8,000 | $74,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,750 | $74,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 14,000 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,022 | $73,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,482 | $73,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,388 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,007 | $73,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,168 | $73,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,300 | $72,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $72,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,052 | $72,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,597 | $72,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,510 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,750 | $72,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 35,000 | $72,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 1,265 | $72,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,940 | $71,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,269 | $71,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,000 | $71,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,329 | $71,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,360 | $71,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,503 | $71,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,005 | $71,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 9,092 | $70,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,943 | $70,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,300 | $70,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,135 | $70,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,829 | $70,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 20,022 | $70,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,076 | $70,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,000 | $70,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $70,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,000 | $70,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,008 | $69,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,202 | $69,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,791 | $69,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,847 | $68,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,400 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 997 | $68,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,906 | $68,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 650 | $68,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 8,544 | $68,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,340 | $68,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 916 | $67,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,758 | $67,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 5,688 | $67,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,500 | $67,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,537 | $67,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $67,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 4,265 | $67,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 2,523 | $67,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 4,159 | $67,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 23,762 | $67,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,000 | $67,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 622 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 545 | $66,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,310 | $66,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 831 | $66,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,600 | $66,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $66,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,675 | $66,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,802 | $65,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,361 | $65,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 739 | $65,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 751 | $65,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6,764 | $65,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,732 | $65,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 7,800 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 2,500 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,638 | $65,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,368 | $64,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,650 | $64,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,562 | $64,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,356 | $64,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,142 | $64,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $64,000 | thousands by filing date | |
| MONOTARO CO LTD UNSPONS ADR | 61022V107 | FOREIGN | 1,446 | $64,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 16,518 | $64,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $64,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,844 | $63,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,151 | $63,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $63,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,880 | $63,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,222 | $63,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 978 | $63,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 485 | $63,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,256 | $62,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,248 | $62,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,839 | $62,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,977 | $62,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,268 | $62,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,063 | $62,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,564 | $62,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,629 | $62,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,036 | $62,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,771 | $62,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 4,754 | $62,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 32,000 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K794 | LTN AM BLL 3X NW | 1,696 | $62,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,900 | $61,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,528 | $61,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,918 | $61,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 956 | $61,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,366 | $61,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,493 | $61,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,263 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,927 | $61,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 7,079 | $61,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 3,807 | $61,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,124 | $61,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $60,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,802 | $60,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,600 | $60,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,851 | $60,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,800 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,915 | $60,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,721 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,000 | $60,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,753 | $60,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,296 | $60,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,070 | $60,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,330 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,581 | $60,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,554 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,887 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 3,911 | $60,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 2,400 | $60,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 967 | $59,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,400 | $59,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 5,400 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 600 | $59,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,500 | $59,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 3,846 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,600 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,375 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 570 | $58,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 15,050 | $58,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,468 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,756 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,139 | $58,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,179 | $57,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,800 | $57,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,884 | $57,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,851 | $57,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 8,225 | $57,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 1,000 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,447 | $56,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,800 | $56,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,131 | $56,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 32,914 | $56,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,874 | $56,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 846 | $56,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,117 | $56,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 564 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,099 | $55,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,646 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,960 | $55,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,184 | $55,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 459 | $54,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,740 | $54,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,472 | $54,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,450 | $54,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 3,500 | $54,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,764 | $54,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,651 | $54,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $54,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,434 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,280 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B473 | MSCI CDA SM ETF | 2,838 | $54,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,328 | $53,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 481 | $53,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 781 | $53,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,861 | $53,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,315 | $53,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 10,000 | $53,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $53,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,542 | $52,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,000 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 547 | $52,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 518 | $52,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,850 | $52,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,000 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 898 | $52,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $52,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,000 | $52,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 4,000 | $52,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 2,045 | $52,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 440 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-008022 | this filing | 2015-08-05 | acceptance time not in the bulk data set |