13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-04, with 4,052 holding rows worth $85,375,345,000.
- Accession
- 0000950123-15-007980
- Filer
- CIK 927971
- Filed
- 2015-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 12,725 entries on the cover page, a total value of $85,375,345,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,375,345,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,069 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,200 | $51,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,001 | $51,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 2,145 | $51,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,330 | $51,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,908 | $51,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 292 | $50,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,756 | $50,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,670 | $50,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 773 | $49,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,643 | $49,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,970 | $49,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 9,900 | $49,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 806 | $48,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 680 | $48,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 910 | $48,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,490 | $48,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,926 | $47,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,374 | $47,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 422 | $47,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,361 | $47,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,000 | $47,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,295 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,320 | $46,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 911 | $46,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 876 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 500 | $46,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,200 | $46,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 2,898 | $46,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,398 | $46,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 2,210 | $46,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,975 | $46,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,856 | $46,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,665 | $45,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,519 | $45,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 4,893 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 744 | $45,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 9,267 | $45,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,194 | $45,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 301 | $45,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $45,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 700 | $44,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,000 | $44,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 469 | $44,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,800 | $44,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,458 | $44,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,573 | $44,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 300 | $43,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 710 | $43,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 600 | $43,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,051 | $43,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 369 | $43,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 925 | $43,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,855 | $43,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,366 | $43,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,727 | $43,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 5,101 | $43,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 2,582 | $43,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,349 | $42,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 790 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,000 | $42,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 370 | $42,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $42,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,000 | $42,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $42,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 11,349 | $42,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,725 | $42,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 14,000 | $42,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,175 | $41,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 482 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,950 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,076 | $41,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,805 | $41,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 991 | $41,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 3,641 | $41,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,700 | $40,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 1,700 | $40,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,759 | $40,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,320 | $40,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,014 | $40,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 434 | $40,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 859 | $40,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,700 | $40,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,564 | $40,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 452 | $39,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,231 | $39,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,220 | $39,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,224 | $39,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $39,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,000 | $39,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 966 | $39,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,371 | $38,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,988 | $38,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,800 | $38,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $38,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,727 | $38,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 330 | $38,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,450 | $38,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 716 | $37,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,710 | $37,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,884 | $37,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $37,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 611 | $37,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 430 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 644 | $37,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,816 | $37,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 550 | $37,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 5,000 | $37,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,000 | $36,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,783 | $36,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,360 | $36,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,799 | $36,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,200 | $36,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 4,000 | $36,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 121,384 | $36,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 764 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,135 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 725 | $36,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 809 | $35,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 265 | $35,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 648 | $35,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,521 | $35,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,085 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,473 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 3,350 | $35,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,276 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $35,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 648 | $34,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 665 | $34,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,532 | $34,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 938 | $34,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $34,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,777 | $34,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 491 | $34,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,611 | $34,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,049 | $34,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 782 | $34,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,570 | $34,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,795 | $34,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,000 | $33,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 143 | $33,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,042 | $33,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $33,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,428 | $33,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 759 | $33,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,113 | $33,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 3,250 | $33,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,259 | $33,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 9,017 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,200 | $33,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,736 | $33,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 343 | $32,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 9 | $32,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,250 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $32,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 18,752 | $32,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $32,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,000 | $32,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,107 | $31,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $31,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $31,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,425 | $31,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 8,234 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 275 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 605 | $30,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 350 | $30,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 5,177 | $30,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,072 | $30,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 810 | $30,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,361 | $30,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,021 | $30,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 660 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,200 | $30,000 | thousands by filing date | principal |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,417 | $30,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,650 | $30,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 553 | $29,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 437 | $29,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 684 | $29,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,050 | $29,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 69 | $28,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,622 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $28,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,630 | $28,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 290 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,010 | $28,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $28,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 884 | $28,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 928 | $28,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 274 | $28,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 706 | $28,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 789 | $28,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,863 | $28,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 549 | $28,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 890 | $28,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,121 | $28,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 258 | $27,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 446 | $27,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,400 | $27,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,643 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $27,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,000 | $27,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,100 | $27,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,004 | $27,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 661 | $27,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 522 | $27,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 759 | $27,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 456 | $27,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,200 | $27,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 388 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 231 | $27,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 3,905 | $27,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,317 | $27,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,390 | $26,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 670 | $26,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,747 | $26,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,000 | $26,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 410 | $26,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $26,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 4,308 | $26,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,000 | $26,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 606 | $26,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,887 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 290 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 510 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,158 | $26,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $26,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 234 | $25,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 285 | $25,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 387 | $25,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 953 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 300 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 435 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $25,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,100 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 429 | $25,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 640 | $25,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 400 | $24,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 400 | $24,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,537 | $24,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 426 | $24,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 550 | $24,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,800 | $24,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $24,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 979 | $24,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,681 | $24,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 949 | $24,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 1,228 | $24,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,686 | $24,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 908 | $24,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 295 | $24,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $23,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $23,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 230 | $23,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 721 | $23,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $23,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 170 | $23,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,700 | $23,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,125 | $23,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 4,100 | $23,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 5,041 | $23,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 393 | $22,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,465 | $22,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 356 | $22,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,020 | $22,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,400 | $22,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,295 | $22,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $22,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 682 | $22,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $22,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 757 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 800 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $22,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 769 | $22,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 2,515 | $22,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,446 | $22,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 826 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 726 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $21,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 661 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 234 | $21,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,450 | $21,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,245 | $21,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,069 | $21,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 950 | $21,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $21,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,000 | $21,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 307 | $21,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 800 | $21,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,130 | $21,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 537 | $21,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 6,803 | $21,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,448 | $20,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 626 | $20,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 250 | $20,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,500 | $20,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,700 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 440 | $20,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 368 | $20,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,590 | $20,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 168 | $20,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $20,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 3,275 | $20,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 710 | $20,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,250 | $20,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 5,166 | $20,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 718 | $19,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 205 | $19,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $19,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 226 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $19,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,100 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,400 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 769 | $19,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,000 | $19,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 517 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 733 | $19,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 837 | $19,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 800 | $19,000 | thousands by filing date | put |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,550 | $19,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,380 | $19,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,555 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 172 | $19,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 422 | $19,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 298 | $18,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,264 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 565 | $18,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,500 | $18,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 261 | $18,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,295 | $18,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,968 | $18,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 580 | $18,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 2,885 | $18,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 513 | $18,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 285 | $18,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 312 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 320 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 485 | $17,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,305 | $17,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,250 | $17,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 635 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 188 | $17,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,430 | $17,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 4,191 | $17,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 277 | $17,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,568 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 687 | $17,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,150 | $17,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 250 | $17,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,560 | $17,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $17,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 5,432 | $17,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $17,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 515 | $16,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 311 | $16,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 800 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 250 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 251 | $16,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 692 | $16,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 202 | $16,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 172 | $16,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 160 | $16,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 315 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,400 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,280 | $16,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 460 | $16,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 876 | $16,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 710 | $16,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,064 | $16,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 252 | $16,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,600 | $16,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,520 | $16,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 31,535 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 24,000 | $16,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 3,134 | $16,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,690 | $15,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 680 | $15,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,002 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 584 | $15,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 340 | $15,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,444 | $15,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 715 | $15,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 280 | $15,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 792 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $15,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,264 | $15,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 500 | $14,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 500 | $14,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 667 | $14,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,107 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 495 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,200 | $14,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 310 | $14,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,700 | $14,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,458 | $14,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 6,133 | $14,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 619 | $14,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 762 | $14,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 500 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 309 | $13,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 700 | $13,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 280 | $13,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 12,261 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 500 | $13,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,326 | $13,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,000 | $13,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 272 | $13,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 434 | $13,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 653 | $13,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,000 | $13,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 2,405 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 510 | $13,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,550 | $13,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 275 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $12,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $12,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 342 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,155 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 440 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $12,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 466 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,700 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 780 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 222 | $12,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,198 | $12,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 820 | $12,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 353 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 270 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $12,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $12,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 728 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 230 | $12,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 167 | $12,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,130 | $12,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | principal |
| BOX SHIPS INC | Y09675102 | CMN | 12,000 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 32,700 | $11,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 370 | $11,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $11,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $11,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 1,000 | $11,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 144 | $11,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 407 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 498 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $11,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,241 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $11,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 445 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 212 | $11,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 200 | $11,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 400 | $11,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 435 | $11,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 536 | $11,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,020 | $11,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,153 | $11,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 850 | $11,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 407 | $11,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 532 | $11,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 444 | $11,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 505 | $11,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,689 | $11,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,824 | $11,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 480 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 478 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 686 | $11,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 445 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 584 | $11,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,819 | $11,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 792 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 20,269 | $11,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 152 | $11,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 29,174 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,419 | $10,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 197 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 235 | $10,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 866 | $10,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 410 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 52 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 113 | $10,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 254 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 245 | $10,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 900 | $10,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 374 | $10,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 798 | $10,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 233 | $10,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 524 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-007980 | this filing | 2015-08-04 | acceptance time not in the bulk data set |