13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-04, with 4,052 holding rows worth $85,375,345,000.
- Accession
- 0000950123-15-007980
- Filer
- CIK 927971
- Filed
- 2015-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 12,725 entries on the cover page, a total value of $85,375,345,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,375,345,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUPANION INC | 898202106 | COM | 19,640 | $162,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,414 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,560 | $161,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,327 | $161,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 9,649 | $161,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,964 | $161,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7,458 | $160,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 60,145 | $160,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,835 | $159,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,304 | $159,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 13,031 | $159,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 8,558 | $159,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,899 | $158,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,458 | $158,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,573 | $157,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,957 | $156,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,799 | $155,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 28,603 | $155,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,790 | $155,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,214 | $155,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 6,616 | $155,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,139 | $154,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,800 | $154,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,857 | $152,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,333 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,451 | $152,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 7,249 | $152,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,785 | $152,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,350 | $152,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,260 | $152,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,707 | $151,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,609 | $151,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,626 | $151,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,700 | $151,000 | thousands by filing date | principal |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 11,825 | $151,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $150,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 3,700 | $150,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,660 | $150,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,000 | $150,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,158 | $149,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,731 | $148,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,596 | $148,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 16,629 | $148,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,557 | $148,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 5,475 | $148,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 742 | $148,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,700 | $147,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,945 | $147,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,454 | $147,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 29,342 | $147,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 4,360 | $146,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,735 | $146,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,000 | $146,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $146,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,449 | $146,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 14,358 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,395 | $145,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,203 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $144,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,890 | $143,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,670 | $143,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 16,773 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 2,581 | $142,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 8,884 | $142,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6,000 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,331 | $141,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,878 | $140,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,297 | $140,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,694 | $139,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $139,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,249 | $139,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 10,972 | $139,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,433 | $138,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,480 | $138,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,240 | $138,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,473 | $138,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,723 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,799 | $137,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,442 | $137,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,996 | $137,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,455 | $137,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,000 | $136,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 9,927 | $136,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,277 | $136,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 4,090 | $136,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 5,221 | $136,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,728 | $136,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,850 | $135,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $135,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,885 | $135,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,380 | $135,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 8,148 | $135,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 2,795 | $135,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 8,044 | $135,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,567 | $134,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 4,668 | $134,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,143 | $133,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,291 | $133,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,984 | $133,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,924 | $132,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,808 | $132,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 11,397 | $132,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,950 | $131,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,114 | $131,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 9,103 | $131,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,105 | $131,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,609 | $130,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,886 | $130,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 6,692 | $130,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,620 | $130,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 9,044 | $129,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,242 | $129,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,912 | $128,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,353 | $128,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,091 | $128,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,785 | $128,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 800 | $128,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,116 | $127,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,500 | $127,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,132 | $127,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,799 | $127,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 25,815 | $127,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,203 | $127,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 8,459 | $127,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,841 | $126,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,323 | $126,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,517 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,453 | $126,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 11,243 | $126,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 20,620 | $126,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5,531 | $126,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,249 | $125,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $125,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,694 | $125,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 5,971 | $125,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,613 | $124,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,489 | $124,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,100 | $124,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,701 | $124,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,097 | $123,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,216 | $123,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,466 | $123,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 23,390 | $123,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,375 | $122,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,251 | $122,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 6,264 | $122,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,892 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 972 | $121,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,651 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,900 | $121,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,159 | $121,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,037 | $121,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,524 | $120,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,277 | $120,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,493 | $120,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 29,000 | $120,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $119,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,863 | $119,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 42,476 | $119,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 3,635 | $118,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,579 | $118,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 4,889 | $118,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 12,550 | $118,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $118,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 5,466 | $118,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,567 | $117,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,020 | $117,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 2,015 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,312 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 811 | $116,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,348 | $116,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 9,947 | $116,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,487 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 460 | $115,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,016 | $115,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,409 | $115,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,609 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,165 | $115,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,893 | $115,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,698 | $115,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,018 | $115,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,002 | $114,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,200 | $114,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,054 | $114,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,440 | $114,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,330 | $114,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,829 | $114,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,617 | $114,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,486 | $114,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,371 | $113,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $113,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,900 | $113,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 5,435 | $113,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,139 | $112,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,647 | $112,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 15,077 | $112,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 8,000 | $112,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,510 | $112,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 7,780 | $112,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,460 | $111,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,820 | $111,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,928 | $111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $111,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,783 | $111,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,928 | $111,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,461 | $111,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 4,270 | $111,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 1,250 | $110,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 37,243 | $110,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 1,450 | $110,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 23,271 | $110,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 7,473 | $110,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 109,800 | $110,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,783 | $108,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 3,823 | $108,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,765 | $107,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,141 | $107,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 3,650 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,110 | $106,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,020 | $106,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,250 | $106,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 31,833 | $106,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 4,517 | $106,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 842 | $105,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 9,037 | $105,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,781 | $105,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,003 | $105,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 8,093 | $105,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 10,000 | $105,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 8,761 | $105,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,050 | $105,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,670 | $105,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $104,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $104,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,382 | $104,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $103,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,492 | $103,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 6,500 | $103,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 3,307 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 4,627 | $102,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,512 | $102,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 2,216 | $102,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 3,602 | $102,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,364 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,760 | $101,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,414 | $101,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 5,790 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,036 | $100,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,050 | $100,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 669 | $100,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,939 | $100,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $100,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 15,852 | $100,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $100,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,140 | $100,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 5,504 | $99,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 5,642 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,675 | $99,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,525 | $99,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 3,821 | $99,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $98,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 40,503 | $98,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,778 | $97,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,600 | $97,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,507 | $97,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 22,134 | $97,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 31,081 | $96,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 930 | $96,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 17,000 | $96,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,703 | $95,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,951 | $95,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 7,700 | $95,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,000 | $94,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 5,037 | $94,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,070 | $94,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,766 | $94,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 31,147 | $94,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,361 | $93,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,354 | $93,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,456 | $93,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,497 | $93,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 28,386 | $93,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,370 | $92,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,116 | $92,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,501 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $92,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,233 | $92,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 952 | $91,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 20,545 | $91,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,362 | $90,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 511 | $90,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 589 | $90,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,623 | $90,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 76,245 | $90,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 8,759 | $90,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,000 | $90,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,675 | $89,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,084 | $88,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,322 | $88,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 3,992 | $88,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,989 | $88,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $87,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,249 | $87,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,293 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,093 | $87,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $87,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 5,249 | $86,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,729 | $86,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 17,541 | $86,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,315 | $86,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,186 | $86,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,844 | $86,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,499 | $85,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 782 | $84,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,464 | $84,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,020 | $84,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,092 | $84,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,350 | $84,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,270 | $83,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,558 | $83,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,153 | $83,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,962 | $83,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,200 | $83,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,614 | $83,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,827 | $82,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,401 | $82,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,125 | $82,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,000 | $82,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,727 | $82,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,150 | $82,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,880 | $81,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $81,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 988 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,460 | $80,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 3,440 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,590 | $80,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 5,600 | $80,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 47,764 | $80,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 2,542 | $80,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 4,891 | $80,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 3,635 | $79,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,000 | $79,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,194 | $79,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,112 | $78,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $77,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,199 | $77,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 171 | $77,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,100 | $77,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,069 | $76,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,639 | $76,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $76,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,590 | $76,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,700 | $76,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 7,814 | $76,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,376 | $76,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,659 | $76,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,409 | $75,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $75,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,130 | $75,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 69,656 | $75,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 2,005 | $75,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,530 | $74,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 934 | $74,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $73,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,906 | $73,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 6,000 | $73,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,071 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 783 | $72,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,959 | $72,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 5,000 | $72,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,000 | $72,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 626 | $72,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $72,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,170 | $72,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,922 | $72,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,395 | $71,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,448 | $71,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 61,300 | $71,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,813 | $71,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,658 | $70,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,215 | $70,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,883 | $70,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,873 | $70,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,674 | $70,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,025 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 488 | $70,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,700 | $70,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 2,110 | $70,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,750 | $69,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,500 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,400 | $69,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,375 | $69,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $68,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,626 | $68,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,354 | $68,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,400 | $68,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 13,490 | $68,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,275 | $67,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $67,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,200 | $67,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,274 | $67,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,283 | $67,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,628 | $67,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,499 | $67,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,075 | $67,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,951 | $66,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 6,947 | $66,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 647 | $66,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,225 | $66,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,150 | $66,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,460 | $66,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,249 | $66,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,250 | $66,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 5,000 | $66,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 2,956 | $66,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 525 | $65,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 830 | $65,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,325 | $65,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 8,235 | $65,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,220 | $65,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 566 | $64,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 688 | $64,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,406 | $64,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $64,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 475 | $64,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,879 | $64,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,000 | $64,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,150 | $63,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 500 | $63,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,632 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,000 | $63,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,629 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $63,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,458 | $63,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,000 | $63,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,726 | $62,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,666 | $62,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,180 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $62,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 57,077 | $62,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 3,244 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,700 | $62,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,493 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,943 | $61,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,082 | $61,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,050 | $61,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $61,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,101 | $60,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,183 | $60,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,339 | $60,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,000 | $60,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 813 | $60,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,300 | $60,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,700 | $60,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,700 | $60,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,597 | $60,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 178,450 | $59,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,477 | $59,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 731 | $59,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 27,771 | $58,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,000 | $58,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 820 | $58,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,260 | $58,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,622 | $58,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,280 | $58,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 15,000 | $58,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 2,235 | $58,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,018 | $57,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,000 | $57,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,837 | $56,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,524 | $56,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,149 | $56,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,428 | $56,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 6,500 | $56,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,600 | $56,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 511 | $55,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,620 | $55,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,863 | $55,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 520 | $55,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,927 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,795 | $55,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,139 | $54,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,696 | $54,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,269 | $54,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 200 | $53,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,100 | $53,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $53,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,371 | $52,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 746 | $52,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 24,119 | $52,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 5,235 | $52,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,000 | $51,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 876 | $51,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,426 | $51,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 841 | $51,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,000 | $51,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,008 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-007980 | this filing | 2015-08-04 | acceptance time not in the bulk data set |