13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-08, with 4,777 holding rows worth $91,042,455,000 by the sum of the rows.
- Accession
- 0000950123-15-005137
- Filer
- CIK 713676
- Filed
- 2015-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 5,928 entries on the cover page, a total value of $70,583,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,042,455,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $70,583,902,000, 22% less than the sum of the rows, $91,042,455,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $21,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,833 | $20,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 413 | $20,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,087 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,300 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,444 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 395 | $20,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 918 | $20,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 1,258 | $20,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,000 | $20,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,054 | $20,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,661 | $20,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 701 | $20,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 540 | $20,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 40,000 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,659 | $20,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 2,800 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 3,400 | $20,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 806 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,000 | $20,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 500 | $20,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 302 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 140 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 241 | $19,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 319 | $19,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 800 | $19,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $19,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 700 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 358 | $19,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,073 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,882 | $19,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 395 | $19,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 800 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 499 | $18,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,116 | $18,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 290 | $18,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 859 | $18,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 426 | $18,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 703 | $18,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 888 | $18,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $18,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 783 | $18,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,124 | $18,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 357 | $18,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 922 | $18,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 335 | $18,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 291 | $18,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 359 | $18,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,600 | $18,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,000 | $18,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,371 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $18,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,500 | $18,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $18,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 650 | $18,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 554 | $18,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 422 | $18,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 414 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 632 | $18,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,200 | $18,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 379 | $17,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 277 | $17,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,100 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 450 | $17,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 529 | $17,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,400 | $17,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 644 | $17,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,474 | $17,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 729 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $17,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,080 | $17,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,128 | $17,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 695 | $17,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 440 | $17,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,000 | $17,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 709 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,357 | $17,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 1,300 | $17,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 644 | $17,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $17,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 540 | $16,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 693 | $16,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 329 | $16,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 790 | $16,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 814 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 334 | $16,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 276 | $16,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 246 | $16,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 606 | $16,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,200 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 202 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 366 | $16,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 850 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 317 | $16,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $16,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 40,000 | $16,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $16,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $16,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $16,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 470 | $16,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 600 | $16,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 4,000 | $16,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,000 | $16,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP | 74251V300 | PFD | 650 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 200 | $16,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 650 | $16,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 79,000 | $16,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 126 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 985 | $15,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 325 | $15,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 294 | $15,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,882 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,445 | $15,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,806 | $15,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,000 | $15,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 220 | $15,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,800 | $15,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 891 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $15,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 287 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 497 | $15,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 600 | $15,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 309 | $15,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 580 | $15,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $15,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 422 | $15,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,784 | $15,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,079 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 410 | $15,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 3,000 | $15,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,026 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 348 | $15,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 542 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 390 | $14,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 168 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 284 | $14,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 328 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 581 | $14,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 151 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 879 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $14,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 456 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $14,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,590 | $14,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $14,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3,856 | $14,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,743 | $14,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 412 | $14,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $14,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 470 | $14,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 20,071 | $14,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,205 | $14,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,740 | $14,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 800 | $14,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 650 | $14,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 235 | $14,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,262 | $14,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,600 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 580 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 97 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,062 | $14,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 789 | $14,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $14,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 844 | $14,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 520 | $14,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 450 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 177 | $13,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 350 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 268 | $13,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 880 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,150 | $13,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 470 | $13,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 535 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,688 | $13,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 257 | $13,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,206 | $13,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 760 | $13,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $13,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 471 | $13,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 399 | $13,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,523 | $13,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,100 | $13,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 745 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,844 | $13,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 660 | $13,000 | thousands by filing date | |
| MTN GROUP LTD ADR | 62474M108 | COM | 748 | $13,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 849 | $13,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 783 | $13,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 789 | $13,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 934 | $13,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 6,990 | $13,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,600 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 180 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 500 | $13,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,000 | $13,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 600 | $13,000 | thousands by filing date | |
| GREAT PLAI | 391164209 | Preferred Stock | 150 | $13,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 500 | $12,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 377 | $12,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 595 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 375 | $12,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,250 | $12,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 62 | $12,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,270 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 523 | $12,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,200 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $12,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 251 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 479 | $12,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,263 | $12,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 306 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,057 | $12,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $12,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 395 | $12,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 612 | $12,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 284 | $12,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 325 | $12,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 651 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 504 | $12,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,209 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $12,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 726 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 428 | $12,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 579 | $12,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 15,000 | $12,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 199 | $12,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,046 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,108 | $12,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 475 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 200 | $12,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $12,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,000 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 450 | $12,000 | thousands by filing date | |
| HOME CITY | 43706C209 | Common Stock | 700 | $12,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 366 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 108 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $11,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,400 | $11,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 216 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 508 | $11,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 824 | $11,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 442 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,770 | $11,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,324 | $11,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 400 | $11,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,049 | $11,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 1,010 | $11,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 762 | $11,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 774 | $11,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 806 | $11,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 122 | $11,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 732 | $11,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 425 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 200 | $11,000 | thousands by filing date | |
| CAMPUS CREST 8.00% A | 13466Y204 | PREFERR | 450 | $11,000 | thousands by filing date | |
| BG&E Cap Trust II 6.20% Prefer | 05541Q206 | PFD | 442 | $11,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 266 | $11,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 100 | $11,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $11,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 326 | $11,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 2,000 | $11,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,580 | $11,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 300 | $11,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 760 | $10,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 203 | $10,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 233 | $10,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 493 | $10,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $10,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 943 | $10,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 500 | $10,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 765 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,091 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 615 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 150 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $10,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 600 | $10,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,631 | $10,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 108 | $10,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 5,180 | $10,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 3,094 | $10,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 240 | $10,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,201 | $10,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 523 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 510 | $10,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 500 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 400 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 399 | $10,000 | thousands by filing date | |
| Alabama Power 5.20% Div Qualif | 010392595 | PFD | 400 | $10,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 442 | $10,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 200 | $10,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 706 | $10,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 275 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 321 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 97 | $9,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 108 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 397 | $9,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 155 | $9,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 752 | $9,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 206 | $9,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 170 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 282 | $9,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 135 | $9,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 321 | $9,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 574 | $9,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 500 | $9,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 525 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 432 | $9,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 403 | $9,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 170 | $9,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 317 | $9,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 504 | $9,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,155 | $9,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $9,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $9,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 518 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 188 | $9,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 1,237 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 100 | $9,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 257 | $9,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 246 | $9,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 500 | $9,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,000 | $9,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 100 | $8,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 639 | $8,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 304 | $8,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 126 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 270 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 130 | $8,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,394 | $8,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 366 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 200 | $8,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 600 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $8,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 273 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 276 | $8,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 144 | $8,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 194 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,000 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 175 | $8,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,359 | $8,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 400 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 261 | $8,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 248 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 343 | $8,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 375 | $8,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 13,263 | $8,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 105 | $8,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 349 | $8,000 | thousands by filing date | |
| KONE OYJ FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 50048H101 | AMERICAN DEPOSITORY | 345 | $8,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 339 | $8,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 195 | $8,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 2,250 | $8,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 800 | $8,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 230 | $8,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 231 | $8,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,680 | $8,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 482 | $8,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 508 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 222 | $8,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 166 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 511 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 102 | $8,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 4,004 | $8,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 550 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 300 | $8,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 186 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 263 | $8,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 142 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 138 | $8,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 4,350 | $8,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 400 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 308 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| FUCHS PETROLUB ADR | 35952Q106 | COM | 815 | $8,000 | thousands by filing date | |
| SKY PLC SPONSORED ADR | 83084V106 | Stock | 141 | $8,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 610 | $8,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 531 | $8,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 300 | $8,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 88 | $7,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 146 | $7,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $7,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 358 | $7,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 416 | $7,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 461 | $7,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 119 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,066 | $7,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 118 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,200 | $7,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 231 | $7,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 787 | $7,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 377 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,515 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 119 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 78 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 238 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 500 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 632 | $7,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 802 | $7,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 9,700 | $7,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 286 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,682 | $7,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 152 | $7,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 67 | $7,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 556 | $7,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,376 | $7,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 8,000 | $7,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,597 | $7,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 882 | $7,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,114 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 101 | $7,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 259 | $7,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 82 | $7,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 100 | $7,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 400 | $7,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 200 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,570 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,200 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 50 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 480 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 200 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 198 | $6,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 186 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 151 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,340 | $6,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 283 | $6,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 137 | $6,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 187 | $6,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 285 | $6,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 234 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 222 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 140 | $6,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 312 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 480 | $6,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,012 | $6,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $6,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 195 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 732 | $6,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $6,000 | thousands by filing date | |
| GREAT WALL MOTOR CO LTD ADR | 39137B109 | COM | 81 | $6,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 168 | $6,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,212 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 300 | $6,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,500 | $6,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 220 | $6,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 994 | $6,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 950 | $6,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 780 | $6,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,967 | $6,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 400 | $6,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 765 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 400 | $6,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,020 | $6,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 504 | $6,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 800 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 68 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 250 | $6,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 250 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 125 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $6,000 | thousands by filing date | |
| Taubman Centers 6.5% Pfd Series J | 876664608 | com | 250 | $6,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 141 | $6,000 | thousands by filing date | |
| TCF FINANCIAL 6.45% PFD (TCBPR | 872277405 | PFD | 240 | $6,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 255 | $6,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 445 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 270 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005137 | this filing | 2015-05-08 | acceptance time not in the bulk data set |