13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-08, with 4,777 holding rows worth $91,042,455,000 by the sum of the rows.
- Accession
- 0000950123-15-005137
- Filer
- CIK 713676
- Filed
- 2015-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 5,928 entries on the cover page, a total value of $70,583,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,042,455,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $70,583,902,000, 22% less than the sum of the rows, $91,042,455,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LORAL SPACE & COM INC | 543881106 | COM | 810 | $55,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,042 | $55,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 2,045 | $55,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 568 | $54,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6,528 | $54,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,234 | $54,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,491 | $54,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,450 | $54,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,515 | $54,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 5,918 | $54,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,000 | $54,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,000 | $54,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 4,579 | $54,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 3,400 | $54,000 | thousands by filing date | |
| ING GROEP NV | 456837707 | PRF | 2,100 | $54,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $54,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 3,880 | $54,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,115 | $53,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 5,310 | $53,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 904 | $53,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 547 | $53,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,478 | $53,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 8,390 | $53,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,911 | $53,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,190 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,280 | $53,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $53,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $53,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,555 | $52,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,447 | $52,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,415 | $52,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 27,000 | $52,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,000 | $52,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,600 | $52,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 493 | $51,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,365 | $51,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 705 | $51,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 817 | $51,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,820 | $51,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,063 | $51,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,600 | $50,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,400 | $50,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 748 | $50,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,534 | $50,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,661 | $50,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 8,300 | $50,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,700 | $50,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 9,486 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,300 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 898 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,050 | $50,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,090 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,542 | $49,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,795 | $49,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,386 | $49,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,637 | $49,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,711 | $49,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,025 | $49,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,400 | $49,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,183 | $49,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 552 | $49,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,700 | $49,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 2,800 | $49,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,193 | $48,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,815 | $48,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 801 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,246 | $48,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 733 | $48,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,940 | $48,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 3,058 | $48,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,975 | $48,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,980 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 1,911 | $48,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 800 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 375 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,947 | $47,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,258 | $47,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 2,753 | $47,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,564 | $47,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,950 | $47,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 14,800 | $47,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,280 | $47,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 12,538 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 3,988 | $47,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 850 | $47,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,000 | $47,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 880 | $46,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 5,000 | $46,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,164 | $46,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,590 | $46,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,356 | $46,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 700 | $46,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,320 | $46,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,504 | $46,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,390 | $46,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,216 | $46,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $46,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,499 | $46,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 2,050 | $46,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,123 | $45,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,230 | $45,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $45,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,400 | $45,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,476 | $45,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,016 | $45,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $45,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,800 | $45,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,047 | $45,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 3,334 | $45,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,025 | $45,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,575 | $44,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 337 | $44,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,050 | $44,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,466 | $44,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,621 | $44,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $44,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 1,188 | $44,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,000 | $44,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,601 | $44,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 800 | $44,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $44,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $44,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 2,918 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B473 | MSCI CDA SM ETF | 2,353 | $44,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,100 | $43,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,621 | $43,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 326 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 864 | $43,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,502 | $43,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,635 | $43,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 18,250 | $43,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,582 | $43,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP 7% | 025932302 | PUBLIC | 1,650 | $43,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,114 | $43,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,433 | $42,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,300 | $42,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,960 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,953 | $42,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,676 | $42,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,606 | $42,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,489 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,722 | $41,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $41,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,800 | $41,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,049 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,834 | $41,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,594 | $41,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,045 | $41,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 815 | $41,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 3,000 | $41,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,037 | $41,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 15,660 | $41,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,630 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,619 | $41,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,613 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,435 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 309 | $40,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $40,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,686 | $40,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,130 | $40,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,500 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,600 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 700 | $40,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 2,814 | $40,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,000 | $40,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,114 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $40,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,091 | $40,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 443 | $39,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 667 | $39,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,265 | $39,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,469 | $39,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,251 | $39,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $39,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,216 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 489 | $39,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 922 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 507 | $39,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10,556 | $39,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $39,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 500 | $39,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,500 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 515 | $38,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,200 | $38,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,166 | $38,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,090 | $38,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 947 | $38,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 2,520 | $38,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,998 | $38,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,786 | $38,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,500 | $38,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 6,454 | $38,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,917 | $37,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 978 | $37,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,000 | $37,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,840 | $37,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,855 | $37,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 504 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 648 | $37,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,500 | $37,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,190 | $37,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,333 | $37,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,432 | $37,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,794 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,500 | $37,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 15,000 | $37,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,078 | $36,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 595 | $36,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 478 | $36,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,223 | $36,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,700 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 600 | $36,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 934 | $36,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,667 | $36,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,160 | $36,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $36,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,002 | $36,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,100 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 752 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,300 | $36,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $36,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 634 | $35,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,000 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,000 | $35,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,535 | $35,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 2,458 | $35,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 854 | $35,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,390 | $35,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,300 | $35,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 861 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 424 | $35,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,637 | $34,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,071 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,002 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 761 | $34,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,880 | $34,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 746 | $34,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $34,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,547 | $34,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,600 | $34,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 921 | $34,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 688 | $34,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,720 | $34,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 35,000 | $34,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 1,300 | $34,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 228 | $33,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 326 | $33,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,713 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 535 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 574 | $33,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,941 | $33,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 984 | $33,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,000 | $33,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 485 | $33,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 461 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,412 | $33,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,578 | $33,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 753 | $33,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,651 | $33,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 1,520 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,302 | $32,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $32,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 810 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,000 | $32,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,381 | $32,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $32,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,000 | $32,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,068 | $32,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 1,392 | $32,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,325 | $32,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,000 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,404 | $32,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,200 | $32,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 2,620 | $32,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 1,200 | $32,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,248 | $32,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,183 | $31,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 348 | $31,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,139 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 360 | $31,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,600 | $31,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,830 | $31,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 23,830 | $31,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $31,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 453 | $31,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $31,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,140 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $31,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 1,000 | $31,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,383 | $31,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 239 | $30,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $30,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,650 | $30,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,943 | $30,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,171 | $30,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,400 | $30,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,040 | $30,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,169 | $30,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,000 | $30,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,057 | $30,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,093 | $30,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,200 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 243 | $30,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $30,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,716 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,164 | $30,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $30,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,000 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,177 | $30,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,500 | $30,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,165 | $30,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $30,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,138 | $29,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,760 | $29,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 569 | $29,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,242 | $29,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,394 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 938 | $29,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 1,140 | $29,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,161 | $29,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,000 | $29,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 3,077 | $29,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,900 | $29,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,000 | $29,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,472 | $29,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,900 | $29,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $29,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,141 | $29,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 3,310 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 275 | $28,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,862 | $28,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,000 | $28,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,650 | $28,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,800 | $28,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,200 | $28,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,000 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,166 | $28,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 774 | $28,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,350 | $28,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,910 | $28,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,808 | $28,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $28,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 831 | $28,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,562 | $28,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 2,000 | $28,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 15,400 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,267 | $27,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 422 | $27,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,112 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 527 | $27,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,082 | $27,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,679 | $27,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,708 | $27,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 444 | $27,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,000 | $27,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,070 | $27,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,025 | $27,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 1,028 | $27,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 1,000 | $27,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 600 | $27,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 1,050 | $27,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 1,100 | $27,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,803 | $26,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,284 | $26,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,591 | $26,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,542 | $26,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 644 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,761 | $26,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $26,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,542 | $26,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 310 | $26,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $26,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,621 | $26,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,207 | $26,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,000 | $26,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,014 | $26,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,311 | $26,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,940 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 700 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 615 | $26,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,003 | $26,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,538 | $25,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 764 | $25,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,450 | $25,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 881 | $25,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,819 | $25,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,120 | $25,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 570 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,374 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,725 | $25,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,018 | $25,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 630 | $25,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,555 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 950 | $25,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,314 | $25,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 975 | $25,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 885 | $25,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 7,000 | $25,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 23,901 | $25,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 638 | $25,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 838 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $25,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 4,186 | $25,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 5,534 | $25,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 3,400 | $25,000 | thousands by filing date | |
| BALITMORE | 059165696 | Preferred Stock | 250 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 700 | $24,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 304 | $24,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 800 | $24,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,900 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 858 | $24,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,728 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 500 | $24,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,500 | $24,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 503 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,923 | $24,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 600 | $24,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 745 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,500 | $24,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,100 | $24,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 950 | $24,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $24,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 92,000 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $23,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,000 | $23,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,481 | $23,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,331 | $23,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,917 | $23,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 328 | $23,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 830 | $23,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 5,824 | $23,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,160 | $23,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 679 | $23,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,000 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,550 | $23,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 242 | $23,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 900 | $23,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $23,000 | thousands by filing date | |
| ETF SER TR | 26923E108 | REC CAP NAS100 | 1,000 | $23,000 | thousands by filing date | |
| MGC | 921910873 | COM | 315 | $22,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 130 | $22,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,531 | $22,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,491 | $22,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 493 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 457 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 416 | $22,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 449 | $22,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $22,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,000 | $22,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 855 | $22,000 | thousands by filing date | |
| UNICHARM CORP SPONSORED ADR | 90460M204 | COM | 4,230 | $22,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 487 | $22,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,804 | $22,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,280 | $22,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,984 | $22,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,694 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 977 | $22,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 665 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $22,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 674 | $22,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 949 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 610 | $22,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 975 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 735 | $22,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $22,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $22,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228501 | PREFERR | 500 | $22,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 6,067 | $22,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 40,000 | $22,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 950 | $21,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 538 | $21,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,150 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 423 | $21,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 236 | $21,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 596 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,861 | $21,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 750 | $21,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 508 | $21,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,050 | $21,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,923 | $21,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,728 | $21,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 433 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,028 | $21,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,592 | $21,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 278 | $21,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $21,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $21,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 800 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005137 | this filing | 2015-05-08 | acceptance time not in the bulk data set |