13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 7,969 holding rows worth $82,662,383,000.
- Accession
- 0000950123-15-003443
- Filer
- CIK 1423053
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 11,092 entries on the cover page, a total value of $82,662,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $82,662,383,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMSA HOLDINGS INC | 30255X906 | Cmn | 2,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J952 | COM | 3,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 12,214 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC | 302081904 | COM | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B907 | COM | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 2,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669956 | SHS | 2,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 17,940 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R902 | CALL | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N900 | CALL | 3,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 116,481 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 59,346 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGA TRONICS INC | 375175106 | COM | 10,062 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 15,243 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RESOURCES INC | 600527955 | Cmn | 11,300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214953 | Cmn | 800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 2,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 7,600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC CMN STOCK | 337930905 | Cmn | 900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 4,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q955 | PUT | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487905 | CALL | 2,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXION PWR INTL INC | 05460X208 | COM NEW | 15,576 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P905 | Cmn | 2,300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 189 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,440 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 7,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 2,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 1,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 7,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 1,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885952 | CL A | 1,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J906 | COM | 800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 786 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092958 | COM | 200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 13,310 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHIBRO ANIMAL HEALTH CORP | 71742Q906 | CALL | 400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 3,392 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 10,338 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 26,192 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W104 | COM | 12,765 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 8,513 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 16,658 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSE GENETICS INC | 76123U105 | COM | 40,063 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSTROCK ENERGY CORP | 737525105 | COM | 36,144 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 22,181 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111958 | Cmn | 17,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G900 | Cmn | 6,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 9,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 8,800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 1,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358901 | COM PAR $0.01 | 8,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F957 | COM | 1,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V952 | COM | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTL CORP | 91829F954 | CL A | 1,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730953 | SH BEN INT | 1,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420958 | PUT | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V954 | COM | 700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K959 | COM | 1,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 4,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 2,800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,365 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 27,356 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P903 | COM NEW | 2,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T957 | COM NEW | 2,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ETHAN ALLEN INTERIORS INC | 297602954 | COM | 400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 312 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC | 30225T952 | PUT | 200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 1,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 11,152 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,886 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 16,887 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 23,589 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 3,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 19,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078900 | Cmn | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP CMN STK | 171046955 | Cmn | 2,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 11,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 3,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 3,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 1,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N904 | CL A | 24,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K953 | COM | 800 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM PARTNERS LP | 29336U957 | PUT | 400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U951 | COM NEW | 7,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q957 | Cmn | 2,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 2,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T909 | COM | 2,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 166 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 281 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 1,500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T907 | COM NEW | 2,100 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 7,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 8,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HAEMONETICS CORP MASS | 405024900 | CALL | 300 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 7,318 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 15,619 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P957 | Cmn | 3,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC | 72348P954 | Cmn | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N904 | Cmn | 19,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) | 337915902 | Cmn | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 9,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GROUP INC | 69924R908 | COM | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525952 | PUT | 1,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 17,172 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672906 | Equity Call | 1,100 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 1,300 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANK OF THE OZARKS | 063904956 | COM | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828959 | COM PAR | 4,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N955 | PUT | 1,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 4,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E959 | Cmn | 1,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OneMain Holdings, Inc. | 85172J951 | OPTION | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 2,500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W953 | COM | 4,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 10,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746952 | COM | 1,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS FINL GROUP INC | 174610955 | COM | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M906 | COM | 800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947957 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO | 852312905 | CALL | 1,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U955 | PUT | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAYLOCITY HLDG CORP | 70438V956 | PUT | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748901 | CALL | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 14,941 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592200 | CMN | 12,963 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 13,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 2,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571908 | Cmn | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP CMN STK | 171046905 | Cmn | 1,700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 1,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W956 | COM | 2,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193951 | COM | 3,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723900 | COM | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N902 | CL A | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E959 | PUT | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 2,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252959 | PUT | 1,700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VWR CORP | 91843L903 | CALL | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA CMN STOCK | 231082908 | Cmn | 2,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 444 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 132 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC | 639050103 | COM | 244 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607907 | CALL | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960904 | CALL | 5,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 1,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARAMARK | 03852U956 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASH AMERICA INTL INC CMN STK | 14754D950 | Cmn | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 3,500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 4,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F904 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F954 | Cmn | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 13,577 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E953 | COM | 2,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 1,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP DEL | 55027E952 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981901 | CALL | 2,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q907 | CALL | 1,500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 29,411 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y909 | CALL | 4,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMVERSE INC | 20585P955 | Cmn | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J956 | COM | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MACERICH CO | 554382951 | COM | 100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,971 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 56,408 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 11,166 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 10,577 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAUBMAN CENTERS INC | 876664953 | COM | 100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 19,913 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 9,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 1,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N906 | Cmn | 1,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673906 | Cmn | 1,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP | 337915952 | COM | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 294100902 | COM | 1,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVADAQ TECHNOLOGIES INC | 66987G902 | COM | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744955 | PUT | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582950 | PUT | 200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,452 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 10,606 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOZONE INC COM | 053332102 | Stock | 12 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 96 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B957 | COM | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B908 | COM UNIT LTD PT | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K903 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISTANCE NETWORKS INC | 20337X959 | COM | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B906 | COM UNIT PART IN | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271950 | PUT | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC NEW | 282914950 | COM | 800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,521 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 10,128 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRX INC | 19422J108 | COM | 11,584 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562905 | COM | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044908 | Cmn | 2,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044958 | Cmn | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 1,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 6,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LTD COMMON STOCK | G67828956 | Cmn | 5,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 21,347 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358951 | COM PAR $0.01 | 4,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259903 | COM | 1,300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T950 | COM | 4,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 6,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 5,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360957 | COM NEW | 1,700 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON ASSIGNMENT INC | 682159908 | COM | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C957 | PUT | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y959 | Cmn | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST CMNTYS INC | 13466Y905 | CALL | 900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954906 | COM NEW | 8,700 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,092 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487905 | COM | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013952 | ORD | 5,500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 6,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348T902 | COM | 700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669906 | SHS | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANI PHARMACEUTICALS INC | 00182C903 | CALL | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,759 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664908 | COM | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 2,200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R954 | Cmn | 31,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 1,700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 5,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 3,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 9,700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R907 | Cmn | 700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078950 | Cmn | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 3,800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F909 | COM | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 2,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 6,300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 4,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121900 | CALL | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699907 | CALL | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TRUST | 21870U905 | Cmn | 900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 2,600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT | 04316A908 | CL A | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q905 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST HORIZON CORPORATION | 320517955 | COM | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048909 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BJS RESTAURANTS INC | 09180C956 | PUT | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788902 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 51,227 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483954 | COM | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,447 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 1,056 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 2,960 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P903 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A958 | Cmn | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R904 | Cmn | 27,700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L905 | Cmn | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 5,300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328951 | COM | 2,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043901 | COM | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 4,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 3,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREATBATCH INC | 39153L956 | COM | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 1,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135954 | PUT | 1,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RBA 231215C00060000 | 767744905 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 1,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J958 | PUT | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B900 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P904 | CALL | 2,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 131,061 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J902 | Cmn | 1,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC | 98139A905 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G901 | CALL | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T907 | COM | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC | 98139A955 | COM CL A | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,720 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 1,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848909 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 1,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 1,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 1,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 1,500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602954 | Cmn | 4,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 1,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DICE HLDGS INC | 253017907 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCHULMAN A INC | 808194954 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F957 | COM | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 553 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U901 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098958 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074950 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,708 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Green Plains Renewable Energy Inc | 422245950 | COM | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P959 | SHS | 1,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211955 | PUT | 500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824904 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082958 | PUT | 900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEALERTRACK TECHNOLOGIES INC | 242309902 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 7,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W958 | CL A | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225902 | COM NEW | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC | 302081954 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM | 68213N909 | CALL | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 1,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KORN FERRY | 500643950 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 18,176 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 928497904 | CALL | 800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL SCIENCES CORP | 685564906 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSPORTATION INC | 499064903 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTL SPEEDWAY CORP CL A CMN STOCK | 460335901 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIVATEBANCORP INC(IPO) CMN STOCK | 742962953 | Cmn | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 2,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V902 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N955 | COM | 1,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K957 | PUT | 800 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 1,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N905 | CALL | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 1,600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD CMN STK | M23798907 | Cmn | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 32 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC | 56117J950 | COM CL A | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722955 | ORD | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T905 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP | 505743904 | CL A | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKS CO | 109696954 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788952 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 2,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182950 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V950 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 2,900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873950 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 1,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213956 | COM | 2,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314908 | COM | 3,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC | 867892951 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682903 | CALL | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730955 | PUT | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499902 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 2,300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A906 | Cmn | 800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORP CMN STK | 361086901 | Cmn | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526950 | Cmn | 1,900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081905 | Cmn | 12,600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A956 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176952 | PUT | 6,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J950 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDROCK HOSPITALITY CO | 252784901 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758908 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 686 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 1,600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805959 | Cmn | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805909 | Cmn | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 2,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 1,600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R906 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERICAN PALLADIUM LTD CMN STOCK | 656912952 | Cmn | 9,700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835954 | COM | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PPTYS INC | 222795906 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A957 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R900 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T956 | COM | 2,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON INC | 538146951 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 1,900 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R902 | CALL | 3,300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R958 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466951 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELMOND LTD | G1154H957 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROHIVE NETWORKS INC | 007786906 | CALL | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U951 | PUT | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K956 | COM NEW | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K954 | PUT | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 2,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081955 | Cmn | 4,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F302 | COM SER C | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M952 | Cmn | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L953 | Cmn | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G902 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373952 | Cmn | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 2,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P902 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A957 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135904 | CALL | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L955 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592900 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R908 | COM SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MANDALAY DIGITAL GROUP INC | 562562957 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954956 | Cmn | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870958 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-003443 | this filing | 2015-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005196 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007137 | added | 2015-06-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-008205 | added | 2015-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011048 | added | 2015-11-09 | acceptance time not in the bulk data set |