13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 7,969 holding rows worth $82,662,383,000.
- Accession
- 0000950123-15-003443
- Filer
- CIK 1423053
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 11,092 entries on the cover page, a total value of $82,662,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $82,662,383,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 90 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARCOR INC | 179895907 | COM | 500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABENGOA YIELD PLC | G00349953 | Cmn | 1,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842905 | Cmn | 4,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANDALAY DIGITAL GROUP INC | 562562907 | Cmn | 10,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 8,462 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,921 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 3,269 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 5,888 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710900 | COM NEW | 9,600 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SABRE CORP | 78573M904 | COM | 1,600 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 20,033 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 46,243 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAGE SENSING SYS INC | 45244C104 | COM | 12,100 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Almaden Minerals Ltd | 020283107 | COM | 34,443 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 12,831 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 14,793 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780957 | Cmn | 3,300 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Procera Networks Inc COMMON STOCK | 74269U953 | Cmn | 4,400 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 8,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A903 | COM SHS BEN INT | 1,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G950 | PUT | 4,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487955 | PUT | 4,800 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODS I | 018680956 | Cmn | 2,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 2,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160904 | COM | 1,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160954 | COM | 1,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 2,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483904 | CALL | 2,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 1,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224951 | PUT | 800 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS | 29275Y952 | PUT | 500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 42,214 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164950 | COM | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 23,504 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 32,235 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 2,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENCORP INC | 368682950 | COM | 1,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U956 | COM | 7,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALENT INC | 148806952 | PUT | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIC INC | 62914B900 | CALL | 1,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672956 | COM | 3,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 1,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP RLTY TR | 976391900 | Cmn | 2,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842955 | Cmn | 3,800 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,952 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DLH HLDGS CORP | 23335Q100 | COM | 15,118 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRE CORP | 78573M954 | PUT | 1,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K959 | COM UT REP LP | 600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR | 70931T953 | COM | 1,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUALYS INC | 74758T953 | PUT | 800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459908 | CALL | 3,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B908 | CALL | 2,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MID-AMER APT CMNTYS INC | 59522J903 | CALL | 400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 16,306 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916957 | Cmn | 7,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST PIPE CO CMN STOCK | 667746901 | Cmn | 1,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 5,900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A953 | COM SHS BEN INT | 1,300 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COVISINT CORP | 22357R103 | COM | 11,279 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 1,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CINEDIGM CORP COM | 172406100 | COM | 18,375 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERN ENERGY GROUP INC | 70338P950 | PUT | 1,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 3,700 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW MTN FIN CORP | 647551100 | COM | 1,959 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIO TECH INTL | 896712205 | COM NEW | 10,018 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 15,361 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T957 | COM | 1,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,520 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP | 540424908 | CALL | 700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 2,400 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 84,304 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 31,832 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738951 | COM | 7,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T902 | COM | 5,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 41,629 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 3,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U952 | Cmn | 3,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 6,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399905 | Cmn | 500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 18,538 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 840 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 20,296 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P959 | COM | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M902 | COM | 2,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 11,044 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENDRELL CORP | 70686R104 | COM | 19,964 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 650 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K106 | COM | 21,686 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 15,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R957 | Cmn | 3,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NISKA GAS STORAGE PARTNERS LLC | 654678951 | Cmn | 9,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 29,067 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P909 | SHS | 7,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRANETICS CORP | 84760C957 | COM | 800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC. | 361652959 | Cmn | 5,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 3,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS E W CO OHIO | 811054952 | CL A NEW | 1,200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL | 817565904 | COM | 1,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P903 | CALL | 1,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R952 | PUT | 800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G902 | CL A | 1,000 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOX SHIPS INC | Y09675102 | CMN | 31,649 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYCOM INC | 73172K904 | COM | 2,000 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375950 | COM | 1,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OM GROUP INC | 670872900 | Cmn | 900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R905 | Cmn | 3,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 6,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 3,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 2,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MEDICAL GROUP INC | 98235T957 | Cmn | 1,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 3,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 7,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC CMN STOCK | 337930955 | Cmn | 1,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PATTERN ENERGY GROUP INC | 70338P900 | CALL | 1,100 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R902 | Cmn | 9,900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYSTEMS CORP CMN STOCK | 25848T959 | Cmn | 6,200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 314 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 700 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO | 388689901 | COM | 1,900 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U905 | COM | 1,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405952 | COM | 3,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T109 | COM | 5,806 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 55,496 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC | 302695101 | COM | 16,498 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 11,872 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 18,937 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T952 | COM | 4,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 2,900 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099951 | Cmn | 1,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 1,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 3,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENOMIC HEALTH INC COMMON STOCK | 37244C901 | Cmn | 800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COMMON STOCK | 395259904 | Cmn | 600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 6,969 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Put NCS $60 9/21/2013 | 628852954 | COM | 1,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 28,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J901 | COM | 1,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635907 | CALL | 2,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 20,001 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LDR HLDG CORP | 50185U955 | Cmn | 800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTL INC | 73936N955 | Cmn | 2,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADEPT TECHNOLOGY INC | 006854952 | OPTION | 3,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 6,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD CMN STK | M23798957 | Cmn | 3,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223904 | COM | 1,700 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL | 817565954 | COM | 1,100 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 5,800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085901 | COM | 4,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 1,900 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281951 | PUT | 400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648953 | PUT | 800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO | 388689951 | PUT | 1,800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA INC | G8807B906 | CALL | 1,700 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 10,235 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 16,253 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 21,746 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUESTAR CORP | 748356952 | COM | 1,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON REIT | 939653901 | COM | 900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 17,677 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N957 | COM | 5,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 19,903 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,735 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 27,225 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,906 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 3,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794907 | COM | 2,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPENLANE INC | 48238T959 | COM | 700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 1,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576906 | COM | 2,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED | 20451Q904 | SH BEN INT | 1,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 17,304 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,485 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 20,797 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 12,947 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 180,243 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,356 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST MINES INC | 828365106 | COMMON | 18,548 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HATTERAS FINANCIAL CORP | 41902R903 | COM | 1,300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 7,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 18,762 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 28,914 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 10,158 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347951 | Cmn | 4,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RESOURCES INC | 600527905 | Cmn | 19,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q909 | Cmn | 7,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271908 | Cmn | 3,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 4,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K900 | CL B CONV | 900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K907 | CALL | 5,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICEMASTER GLOBAL HLDGS I | 81761R909 | CALL | 900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U954 | PUT | 2,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN GAS EQUITY PARTNERS | 95825R953 | PUT | 400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U955 | COM | 3,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YODLEE INC | 98600P951 | PUT | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FMSA HOLDINGS INC | 30255X956 | Cmn | 3,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. | 770323953 | COM | 400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 2,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES IN | 03820C905 | CALL | 500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC | 56117J900 | CALL | 1,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889904 | COM | 1,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X952 | PUT | 1,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 19,427 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 25,167 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 14,498 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 82,156 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 18,845 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 18,072 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 31,028 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 1,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R959 | Cmn | 2,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 3,800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 15,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 3,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 13,977 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 14,417 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C955 | COM NEW | 1,100 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N954 | CL A | 48,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Zurn Water Solutions Corporation | 76169B902 | COM | 800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U901 | CALL | 6,100 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELPORT WORLDWIDE LTD | G9019D904 | CALL | 1,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLATFORM SPECIALTY PRODS COR | 72766Q905 | CALL | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 9,700 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 5,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 2,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKETAXESS HLDGS INC | 57060D908 | COM | 300 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R907 | COM | 1,500 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 2,600 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 77,402 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K903 | CALL | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 16,600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 1,693 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 104,259 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,273 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 5,957 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 16,642 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V903 | Cmn | 1,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384959 | Cmn | 14,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 12,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 1,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 2,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 14,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 49,340 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354902 | COM | 24,600 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X951 | COM | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 4,800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 3,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL RESOURCE DEV CORP | 58605Q959 | Cmn | 1,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,620 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 23,615 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 29,804 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KILROY REALTY CORP | 49427F908 | CALL | 300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 2,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225952 | COM NEW | 6,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 325,147 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,260 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837953 | PUT | 600 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 20,842 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 11,170 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 4,291 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 13,903 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 15,138 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 13,433 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C905 | COM | 6,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N905 | COM | 13,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,031 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,429 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 16,700 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMAND SEC CORP | 20050L100 | COM | 11,562 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 27,065 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 17,563 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 22,211 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 14,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 2,900 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 11,522 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 20,540 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S955 | PUT | 500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HD SUPPLY HLDGS INC | 40416M955 | PUT | 700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 6,900 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K900 | CALL | 4,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828909 | COM PAR | 7,800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELBIT IMAGING LTD | M37605116 | Cmn | 12,638 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B954 | Cmn | 2,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 41,257 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 12,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LGI HOMES INC COM | 50187T106 | Stock | 1,346 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 34,105 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 410 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,186 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 15,616 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAG INDUSTRIAL INC | 85254J902 | COM | 800 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 1,700 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 1,300 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947907 | CL B NEW | 1,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 11,470 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892901 | CALL | 1,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 51,889 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 16,081 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 2,929 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 21,585 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 17,198 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 28,783 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 32,766 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 38,557 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 31,864 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOKS-A-MILLION INC | 098570104 | COM | 11,720 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 29,855 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104100 | COM | 38,720 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 11,615 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 19,163 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 45,332 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 45,277 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 16,295 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 44,106 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENAXIS INC | 92262A107 | COM | 11,399 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 17,978 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 46,319 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 18,373 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERTS REALTY INVS | 769900101 | COM | 18,937 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 39,709 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 1,100 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 12,797 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 1,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E903 | COM | 6,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 23,941 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691953 | PUT | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM HOLDINGS INC | 005125959 | OPTION | 1,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178903 | Cmn | 4,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A904 | Cmn | 400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULL HSE RESORTS INC | 359678109 | COM | 13,804 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 12,898 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368953 | SH BEN INT NEW | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736L959 | COM | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,625 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 18,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 1,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 2,825 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 40,630 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 52,296 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 121,117 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 75,190 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 13,633 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 27,369 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 12,030 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 68,910 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 25,065 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 96,377 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC | 803521103 | COM | 86,742 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,565 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F905 | COM | 900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 23,307 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 26,390 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAEGIS INC | 233720101 | COM | 26,491 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104908 | Cmn | 1,400 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 10,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Procera Networks Inc COMMON STOCK | 74269U903 | Cmn | 2,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 10,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 5,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 2,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 12,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A952 | Cmn | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 16,060 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 21,670 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 11,800 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228905 | COM | 1,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 5,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYREN LTD | M26895108 | SHS | 11,224 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 31,277 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amedica Corporation | 023435100 | COM | 23,871 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 11,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTERO MIDSTREAM PARTNERS LP | 03673L903 | CALL | 700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 11,695 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G959 | Cmn | 700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 3,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 18,428 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K951 | SHS NEW | 2,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC COMMON STOCK | 640650954 | Cmn | 5,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 54,138 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V952 | PUT | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HLDGS INC | 74934Q908 | COM | 1,800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 1,800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP | 64828T901 | COM NEW | 1,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 360 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 22,725 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 17,687 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gevo Inc | 374396109 | COMMON | 55,832 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGATE CORP | 45169U105 | COM | 462 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accelerate Diagnostics | 00430H102 | COM | 926 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 10,391 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 102,117 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,729 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 35,738 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 23,675 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tasman Metals Ltd | 87652B103 | COM | 43,315 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 41,817 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T957 | Cmn | 3,900 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 4,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 3,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELTEK LTD | M40184109 | ORD | 15,314 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 12,733 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 27,202 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N902 | CL A | 3,500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843958 | PUT | 1,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 2,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 34,455 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Escalera Resources Co | 296064108 | Ordinary Shares | 34,717 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC | 941053950 | Cmn | 400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 24,829 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q955 | SHS | 1,800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W908 | CL A | 500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T900 | COM | 1,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,779 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 14,754 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 30,552 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 28,278 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 34,600 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 16,261 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACHE INC | 127150308 | COM | 84,119 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 10,946 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 16,794 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 24,598 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL | 170032909 | COM | 1,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751103 | SHS | 27,731 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 14,943 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS INC CMN STK | 464592904 | Cmn | 2,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 12,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 20,213 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927952 | COM | 4,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 2,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 14,541 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 90,746 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077952 | PUT | 700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H955 | PUT | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A959 | COM NEW | 1,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388900 | CALL | 3,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBD ENERGY LTD | Q2145B158 | Cmn | 18,748 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC CMN STOCK | 594793901 | Cmn | 1,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 327 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 57,779 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC | 314211953 | CL B | 500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342954 | ORD | 3,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 1,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282905 | COM | 1,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 80,977 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 1,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G952 | PUT | 600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 3,705 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215959 | COM NEW | 500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 18,461 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMARTPROS LTD | 83171G103 | COM | 10,304 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 32,879 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BULL RES INC | 827458100 | COM | 108,189 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R909 | Cmn | 1,400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 2,500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTL LTD CMN STOCK | 384313902 | Cmn | 3,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,020 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T901 | COM | 2,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K904 | COM | 10,400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A958 | COM | 1,800 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 28,177 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E951 | COM | 400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582900 | CALL | 400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730905 | OPTION | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STIFEL FINL CORP | 860630952 | PUT | 300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X902 | COM | 600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 23,307 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 22,864 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U300 | COM | 3,308 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 14,071 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 20,300 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 18,131 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 10,018 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 140,112 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 36,382 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEP BOYS-MANNY MOE JACK | 713278909 | COM | 1,500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662956 | Cmn | 3,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC CMN STK | 003654950 | Cmn | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 4,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 3,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 11,080 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,266 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V904 | COM | 800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569957 | PUT | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYS INC | 628852904 | CALL | 800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H908 | Cmn | 400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 64,183 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L905 | Cmn | 10,600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-003443 | this filing | 2015-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005196 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007137 | added | 2015-06-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-008205 | added | 2015-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011048 | added | 2015-11-09 | acceptance time not in the bulk data set |