13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,722 holding rows worth $6,106,741,000.
- Accession
- 0000950123-15-003415
- Filer
- CIK 1569391
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 3,726 entries on the cover page, a total value of $6,106,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,106,741,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,484 | $42,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,428 | $42,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 17,750 | $42,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 23,932 | $42,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 23,031 | $42,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 13,109 | $42,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 143,369 | $41,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 16,930 | $41,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 25,298 | $41,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,057 | $40,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 33,413 | $40,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 22,798 | $39,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 20,541 | $39,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 163,299 | $39,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 17,633 | $38,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 14,402 | $38,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 51,174 | $38,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 21,427 | $38,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 23,490 | $37,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 13,983 | $37,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,920 | $36,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 28,440 | $36,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 79,857 | $36,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 29,710 | $36,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X952 | COM | 21,600 | $36,000 | thousands by filing date | put |
| MAGNEGAS CORP | 55939L202 | COM NEW | 53,468 | $36,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 20,500 | $36,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 10,522 | $35,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 22,566 | $35,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 13,854 | $35,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 21,283 | $35,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 22,288 | $34,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 15,114 | $34,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 15,797 | $34,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 11,600 | $34,000 | thousands by filing date | call |
| PEDEVCO CORP | 70532Y204 | COM | 75,564 | $34,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 31,953 | $33,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 17,674 | $33,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 22,449 | $33,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 48,529 | $33,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 17,464 | $33,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 61,530 | $33,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 25,101 | $33,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 18,123 | $33,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 21,725 | $32,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 13,202 | $32,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,143 | $32,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 14,975 | $32,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 24,399 | $32,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q905 | COM | 23,000 | $32,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 17,600 | $32,000 | thousands by filing date | put |
| HALCON RESOURCES CORP | 40537Q909 | Cmn | 17,700 | $32,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 29,089 | $32,000 | thousands by filing date | |
| IAMGOLD CORP | 450913908 | COM | 11,500 | $31,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 12,277 | $31,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 20,582 | $31,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 59,676 | $31,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 14,777 | $31,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 12,543 | $31,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 37,581 | $30,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 48,065 | $30,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 93,211 | $30,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 13,448 | $30,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 17,833 | $30,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 24,137 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,018 | $29,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 32,026 | $29,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 44,641 | $29,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 48,268 | $29,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 51,290 | $29,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 10,155 | $29,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 48,478 | $28,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 18,511 | $28,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 41,090 | $28,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 13,216 | $28,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 19,766 | $28,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q955 | COM | 20,300 | $28,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 10,027 | $28,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 26,858 | $28,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 16,555 | $27,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 93,326 | $27,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 21,268 | $27,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 17,109 | $27,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 14,563 | $27,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,792 | $26,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 19,144 | $26,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 15,365 | $26,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 21,690 | $26,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 28,257 | $26,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 18,079 | $25,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 13,587 | $25,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 12,656 | $25,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 26,221 | $25,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 17,458 | $24,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 10,263 | $24,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q901 | COM | 22,300 | $24,000 | thousands by filing date | call |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 55,990 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 56,294 | $23,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 20,328 | $23,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 14,560 | $23,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 19,703 | $23,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 126,116 | $23,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 16,810 | $23,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 17,358 | $23,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 26,598 | $23,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 13,858 | $22,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,747 | $22,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 23,002 | $22,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 15,700 | $22,000 | thousands by filing date | |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 28,270 | $22,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 28,653 | $22,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 17,036 | $22,000 | thousands by filing date | |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 20,800 | $22,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 15,670 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 10,548 | $21,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,789 | $21,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,457 | $20,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 98,096 | $20,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 11,287 | $20,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 26,326 | $20,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 11,965 | $20,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 16,878 | $19,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 13,843 | $19,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 15,829 | $19,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 50,027 | $19,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768902 | COM | 11,600 | $19,000 | thousands by filing date | call |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 10,619 | $19,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 17,130 | $18,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,109 | $18,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 10,124 | $18,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 19,999 | $17,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 13,657 | $17,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 10,233 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 33,140 | $17,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 23,890 | $17,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 60,556 | $17,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 20,000 | $17,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 15,176 | $17,000 | thousands by filing date | |
| HERCULES OFFSHORE INC | 427093959 | Cmn | 16,600 | $17,000 | thousands by filing date | put |
| AXION PWR INTL INC | 05460X208 | COM NEW | 17,846 | $17,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 11,524 | $16,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 27,986 | $16,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 10,769 | $16,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,132 | $16,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 13,046 | $16,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 10,321 | $16,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 31,219 | $16,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 19,716 | $15,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 32,012 | $15,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 43,897 | $15,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 23,794 | $15,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 74,317 | $15,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 12,910 | $15,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 28,703 | $15,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 14,474 | $14,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 28,720 | $14,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 13,221 | $14,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 17,787 | $13,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 22,080 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 537,070 | $13,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 11,974 | $12,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 28,172 | $12,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 14,438 | $12,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 23,771 | $12,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 10,103 | $12,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 16,384 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 21,125 | $11,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 13,079 | $11,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 18,064 | $11,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 14,483 | $11,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 21,647 | $11,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 364,749 | $10,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 57,979 | $10,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 21,634 | $10,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 10,108 | $10,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 10,117 | $9,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 14,015 | $9,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 24,870 | $9,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 139,839 | $9,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 16,181 | $9,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 12,960 | $9,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 23,591 | $9,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 19,625 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,855 | $8,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 22,124 | $8,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 19,694 | $8,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 109,728 | $7,000 | thousands by filing date | |
| Advanced Battery Technologies Inc | 00752H102 | COM | 14,231 | $7,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 48,417 | $6,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 19,910 | $6,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 10,794 | $6,000 | thousands by filing date | |
| CHINA INFRASTRUCTURE INVT CORP | 16944H107 | COM | 321,931 | $6,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 38,144 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 31,541 | $5,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 16,789 | $5,000 | thousands by filing date | |
| Beacon Power Corp New | 073677205 | COM | 193,463 | $5,000 | thousands by filing date | |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 168,754 | $5,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 59,757 | $5,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 46,803 | $4,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 14,312 | $4,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 17,133 | $4,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 11,247 | $3,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 295,239 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C118 | *W EXP 03/24/201 | 40,242 | $3,000 | thousands by filing date | |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 128,717 | $3,000 | thousands by filing date | |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 23,145 | $3,000 | thousands by filing date | |
| Zanett Inc | 98906R208 | COM NEW | 36,478 | $3,000 | thousands by filing date | |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 132,705 | $3,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 16,600 | $3,000 | thousands by filing date | |
| BMB MUNAI INC | 09656A105 | COM | 338,103 | $2,000 | thousands by filing date | |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 744,366 | $1,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 44,640 | $1,000 | thousands by filing date | |
| ATRINSIC INC | 04964C208 | COM NEW | 718,244 | $1,000 | thousands by filing date | |
| PRIVATE MEDIA GROUP INC | 74266R302 | COMNEW | 124,641 | $1,000 | thousands by filing date | |
| FIRST PL FINL CORP COM | 33610t109 | COM | 101,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comwlth Bankshares | 202736104 | COM | 261,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 664,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WACCAMAW BANKSHARES INC - COMMON STOCK | 929741106 | COM | 652,041 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA COML CR INC | 16891K103 | COM | 13,321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYUAN PETROCHEMICALS INC | 493722102 | COM | 54,356 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 10,609 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBD ENERGY LTD | Q2145B158 | Cmn | 16,387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-003415 | this filing | 2015-02-18 | acceptance time not in the bulk data set |