13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 3,722 holding rows worth $6,106,741,000.
- Accession
- 0000950123-15-003415
- Filer
- CIK 1569391
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 3,726 entries on the cover page, a total value of $6,106,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,106,741,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 54,938 | $169,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 33,277 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 22,903 | $169,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 37,314 | $169,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,247 | $168,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 42,410 | $168,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,234 | $167,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,502 | $167,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,488 | $167,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,601 | $166,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,861 | $166,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,232 | $166,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 12,531 | $165,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 114,349 | $165,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,347 | $165,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,765 | $165,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848903 | COM | 17,700 | $165,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 12,055 | $165,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 24,952 | $165,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,176 | $164,000 | thousands by filing date | |
| WEATHERFORD INTL PLC | G48833950 | PUT | 14,300 | $164,000 | thousands by filing date | put |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15,308 | $163,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 74,436 | $163,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,263 | $163,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,252 | $162,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,113 | $162,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,146 | $162,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,176 | $162,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,075 | $161,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 19,285 | $161,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 24,200 | $161,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F953 | COM | 12,400 | $161,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,270 | $160,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,300 | $160,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 109,472 | $160,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 14,053 | $159,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 18,749 | $159,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 40,035 | $159,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 112,820 | $159,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 22,613 | $159,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,528 | $158,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,926 | $158,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 39,168 | $158,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,563 | $157,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 40,801 | $156,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,931 | $155,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,231 | $155,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 18,807 | $155,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,630 | $154,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,955 | $154,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 10,191 | $153,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 82,939 | $153,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,901 | $152,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 22,971 | $152,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 69,110 | $152,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,675 | $150,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 53,300 | $150,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 12,148 | $150,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 38,528 | $150,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,787 | $150,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128906 | COM | 17,200 | $150,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 10,693 | $150,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 32,867 | $149,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 50,677 | $149,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,233 | $149,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 270,182 | $149,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,711 | $148,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,508 | $148,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 40,100 | $148,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,188 | $148,000 | thousands by filing date | |
| KEYCORP | 493267958 | PUT | 10,600 | $147,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,168 | $147,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 11,972 | $147,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 54,500 | $146,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,582 | $145,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,240 | $145,000 | thousands by filing date | |
| MBIA INC | 55262C950 | COM | 15,200 | $145,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 19,048 | $145,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 185,990 | $145,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,064 | $144,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,302 | $143,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 13,973 | $143,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,687 | $143,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,219 | $142,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 62,197 | $142,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,198 | $141,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,279 | $141,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 22,124 | $141,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 12,769 | $141,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,010 | $141,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 10,324 | $141,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,198 | $140,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 18,809 | $140,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,220 | $139,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L954 | COM | 12,600 | $139,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,385 | $138,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 18,815 | $138,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 39,823 | $138,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 11,411 | $138,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 11,113 | $138,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 43,305 | $138,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,467 | $137,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,526 | $137,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,235 | $136,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196903 | Cmn | 33,100 | $136,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,810 | $135,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 13,756 | $135,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 52,627 | $135,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 19,915 | $135,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 23,666 | $135,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,003 | $134,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,150 | $134,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,037 | $133,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 10,055 | $133,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 41,988 | $132,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 137,618 | $132,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,222 | $131,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 81,593 | $131,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 163,871 | $131,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 32,126 | $130,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,848 | $130,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 14,685 | $130,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916908 | COM | 16,000 | $130,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 17,158 | $129,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,507 | $129,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 10,784 | $129,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,035 | $129,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,496 | $128,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704906 | COM | 45,800 | $128,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,007 | $128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 11,191 | $128,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 32,003 | $127,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 134,824 | $127,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 56,499 | $127,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,644 | $126,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 30,067 | $126,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 51,294 | $126,000 | thousands by filing date | |
| WINDSTREAM HOLDINGS INC | 97382A951 | Cmn | 15,300 | $126,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,239 | $125,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 29,945 | $125,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,167 | $125,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,811 | $124,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,334 | $124,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 14,935 | $124,000 | thousands by filing date | |
| ARCELORMITTAL-NY REGISTERED | 03938L904 | COM | 11,200 | $124,000 | thousands by filing date | call |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 13,795 | $124,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 36,277 | $123,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 70,620 | $123,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,834 | $123,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 130,091 | $122,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,239 | $122,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 22,300 | $122,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 107,868 | $122,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,435 | $121,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 12,050 | $121,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 33,237 | $121,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 135,892 | $121,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,853 | $120,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,830 | $120,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 55,385 | $120,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 38,042 | $120,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 17,690 | $120,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 25,621 | $120,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,457 | $119,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 57,547 | $119,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 81,497 | $119,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,341 | $118,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 161,871 | $118,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 73,089 | $118,000 | thousands by filing date | |
| DIREXION DAILY TECH BEAR 3X | 25459Y959 | COM | 10,600 | $118,000 | thousands by filing date | put |
| DORAL FINL CORP COM | 25811P852 | COM | 29,979 | $118,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,675 | $117,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 27,107 | $117,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 116,035 | $117,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 39,329 | $116,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 55,930 | $116,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 12,280 | $115,000 | thousands by filing date | |
| COEUR MNG INC | 192108904 | CALL | 22,600 | $115,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 67,457 | $115,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 122,662 | $114,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 15,200 | $114,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,154 | $113,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,282 | $113,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,154 | $113,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 42,494 | $113,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 12,294 | $113,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 12,000 | $113,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 26,813 | $112,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 114,166 | $112,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 111,862 | $112,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 16,285 | $111,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 23,454 | $111,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,526 | $111,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 150,166 | $111,000 | thousands by filing date | |
| LINN ENERGY LLC-UNITS | 536020950 | COM | 11,000 | $111,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090906 | SPON ADR REP5ORD | 13,600 | $111,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 43,470 | $110,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 36,152 | $110,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 24,168 | $110,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 41,541 | $110,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 51,914 | $110,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 21,857 | $110,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,116 | $109,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 22,938 | $109,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 21,799 | $109,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 28,096 | $109,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,278 | $109,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 28,368 | $109,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,020 | $108,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 11,902 | $108,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 82,808 | $108,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 81,870 | $108,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 65,214 | $108,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 40,677 | $107,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 96,509 | $107,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 27,780 | $107,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 48,892 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 38,055 | $106,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 52,375 | $106,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 60,112 | $106,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 68,232 | $105,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904955 | PUT | 29,700 | $105,000 | thousands by filing date | put |
| TECUMSEH PRODS CO | 878895309 | COM | 33,888 | $105,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,643 | $104,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,111 | $104,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,915 | $103,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 22,162 | $102,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,374 | $101,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,081 | $101,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 14,013 | $101,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 17,898 | $101,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 10,992 | $101,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 50,454 | $100,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 96,772 | $100,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 102,109 | $100,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,856 | $100,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 31,703 | $100,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 90,662 | $100,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 50,169 | $100,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 31,761 | $100,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,686 | $99,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 11,307 | $99,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 135,503 | $99,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 45,400 | $99,000 | thousands by filing date | |
| ARCH COAL INC | 039380900 | COM | 55,400 | $99,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,974 | $99,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,199 | $98,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 16,746 | $98,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 35,805 | $98,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 89,901 | $98,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 17,431 | $97,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 53,559 | $97,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 102,174 | $97,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNERS LLC | 79971A106 | COM UNIT RP CL B ADDED | 69,254 | $97,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 30,332 | $96,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 15,714 | $96,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 62,366 | $96,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 57,487 | $96,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 127,046 | $96,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128956 | COM | 11,000 | $96,000 | thousands by filing date | put |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 34,224 | $96,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848953 | PUT | 10,200 | $95,000 | thousands by filing date | put |
| PMFG INC | 69345P103 | COM | 18,228 | $95,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 61,975 | $95,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 34,897 | $95,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 43,079 | $95,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 161,235 | $94,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,389 | $93,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 37,083 | $93,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 61,365 | $93,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 15,700 | $93,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 11,594 | $93,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 126,605 | $92,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,027 | $92,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 149,739 | $92,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 44,323 | $92,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 38,917 | $92,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,058 | $91,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,606 | $91,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P907 | COM | 50,000 | $91,000 | thousands by filing date | call |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 12,157 | $91,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 13,588 | $91,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 35,997 | $91,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 28,023 | $91,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 79,264 | $91,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,986 | $90,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 128,536 | $90,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 16,700 | $90,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,821 | $89,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 17,784 | $89,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 39,482 | $89,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 23,485 | $88,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 96,240 | $88,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 135,694 | $88,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,706 | $87,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 161,357 | $86,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 29,079 | $86,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,532 | $86,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,960 | $85,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 17,746 | $85,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 15,697 | $85,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 24,368 | $85,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 33,720 | $85,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,882 | $85,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 11,693 | $85,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 31,419 | $85,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,449 | $84,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,749 | $84,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 12,103 | $83,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 20,590 | $83,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 24,670 | $83,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 330,323 | $83,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 30,776 | $83,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 16,399 | $82,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 11,439 | $82,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,387 | $82,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 163,793 | $82,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 23,122 | $81,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,265 | $81,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 19,176 | $81,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 22,140 | $81,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 60,188 | $81,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 29,066 | $80,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 13,496 | $80,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 18,600 | $80,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 20,605 | $80,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 96,839 | $80,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 13,335 | $79,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 11,849 | $79,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916955 | PUT | 10,500 | $79,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 41,751 | $79,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T958 | COM | 29,300 | $78,000 | thousands by filing date | put |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 67,626 | $78,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,788 | $77,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 14,351 | $77,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 137,908 | $77,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 194,647 | $76,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 26,399 | $76,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 26,909 | $75,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 57,891 | $75,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 10,362 | $75,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 40,149 | $75,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 13,457 | $75,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 21,059 | $74,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 13,709 | $74,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 11,100 | $74,000 | thousands by filing date | put |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 10,231 | $74,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 42,626 | $74,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 35,150 | $73,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 148,505 | $73,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 15,022 | $73,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 20,500 | $72,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,535 | $71,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 39,674 | $71,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 13,057 | $71,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 70,644 | $71,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 19,832 | $71,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,797 | $71,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 49,981 | $71,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,934 | $70,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,736 | $70,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 11,138 | $70,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,795 | $70,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 18,508 | $70,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 44,371 | $69,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 94,273 | $69,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 13,110 | $69,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 64,179 | $69,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 38,832 | $68,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 13,087 | $68,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,893 | $68,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164904 | Cmn | 11,200 | $68,000 | thousands by filing date | call |
| NEOSTEM INC | 640650404 | Common equity shares | 18,048 | $68,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 21,126 | $67,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 41,874 | $67,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,502 | $66,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 93,981 | $66,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 28,398 | $66,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 229,460 | $65,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 14,353 | $65,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 35,168 | $65,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 47,209 | $65,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 44,240 | $65,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 138,440 | $64,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 15,268 | $63,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 84,399 | $63,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 12,908 | $63,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 35,680 | $63,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,798 | $62,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,759 | $62,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,876 | $62,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 14,901 | $61,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 73,083 | $61,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,706 | $61,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 12,002 | $61,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 37,556 | $61,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 14,752 | $61,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 55,204 | $60,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 13,209 | $60,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 13,840 | $60,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 81,466 | $60,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 37,050 | $59,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 16,726 | $59,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 35,067 | $59,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 42,360 | $59,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 14,674 | $59,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X902 | COM | 35,600 | $59,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,001 | $58,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 14,240 | $58,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 21,335 | $58,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 33,646 | $58,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 26,206 | $58,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 19,303 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 36,381 | $57,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 42,857 | $57,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 28,947 | $57,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,861 | $56,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,686 | $56,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 16,759 | $56,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,162 | $56,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 100,282 | $56,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 168,657 | $56,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 87,975 | $56,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 416,688 | $56,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 20,114 | $56,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 78,131 | $56,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 64,249 | $56,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 17,495 | $56,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 14,568 | $55,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 35,093 | $55,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,779 | $54,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 14,991 | $54,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 51,047 | $53,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 14,143 | $53,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 17,760 | $52,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 34,134 | $52,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 10,774 | $52,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 29,770 | $52,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 49,592 | $52,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 10,698 | $52,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 48,344 | $52,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 35,118 | $51,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,165 | $51,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,346 | $51,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 21,840 | $51,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 20,483 | $51,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 33,212 | $51,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 24,514 | $51,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 12,289 | $51,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 18,176 | $51,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 16,763 | $51,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 70,512 | $51,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 33,319 | $51,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 11,646 | $51,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 11,583 | $51,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,740 | $50,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,418 | $50,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 67,951 | $50,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 55,219 | $50,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 21,504 | $50,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 11,800 | $50,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 53,144 | $49,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 129,385 | $49,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 19,360 | $48,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 12,104 | $48,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 14,533 | $48,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 18,063 | $48,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 19,990 | $47,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,740 | $47,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 97,960 | $47,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 36,275 | $47,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 28,058 | $47,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 38,615 | $47,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 39,504 | $47,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 206,960 | $47,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 14,312 | $46,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 13,298 | $46,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 37,569 | $46,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 14,541 | $46,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 25,812 | $46,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 23,069 | $46,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 146,691 | $46,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 27,216 | $45,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 214,611 | $45,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 33,593 | $45,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 71,572 | $45,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 31,107 | $45,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 17,126 | $44,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 13,002 | $44,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 46,430 | $44,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 27,446 | $44,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 27,634 | $44,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 50,512 | $44,000 | thousands by filing date | |
| ARCH COAL INC | 039380950 | COM | 24,900 | $44,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 14,269 | $44,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,739 | $43,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 15,100 | $43,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 87,722 | $43,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 87,051 | $43,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 95,413 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-003415 | this filing | 2015-02-18 | acceptance time not in the bulk data set |