13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 4,101 holding rows worth $88,239,349,000.
- Accession
- 0000950123-15-001133
- Filer
- CIK 927971
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 13,009 entries on the cover page, a total value of $88,239,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,239,349,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $12,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,582 | $12,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 242 | $12,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 316 | $12,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 396 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $12,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,138 | $12,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $12,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 680 | $12,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 459 | $12,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 620 | $12,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 775 | $12,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,105 | $12,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 23,225 | $12,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,000 | $12,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,000 | $12,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,913 | $12,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 470 | $12,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 275 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 811 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 219 | $11,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 85 | $11,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 866 | $11,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 190 | $11,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 146 | $11,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $11,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 339 | $11,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,020 | $11,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 616 | $11,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 210 | $11,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $11,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 250 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 10,000 | $11,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,490 | $11,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,000 | $11,000 | thousands by filing date | principal |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,317 | $11,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 3,925 | $11,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,336 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,701 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 380 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 500 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 575 | $10,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 600 | $10,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,663 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 700 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 162 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 245 | $10,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 167 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 295 | $10,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $10,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 374 | $10,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 9,450 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | principal |
| HIVE | 007786106 | Stock | 2,000 | $10,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 673 | $10,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 662 | $10,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,022 | $10,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 509 | $10,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 600 | $10,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 961 | $10,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 785 | $10,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 2,116 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,250 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,000 | $10,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,001 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $10,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 2,427 | $10,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 1,500 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 318 | $10,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 195 | $10,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 500 | $10,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 186 | $9,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 250 | $9,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $9,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 720 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 175 | $9,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 536 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 575 | $9,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 690 | $9,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 166 | $9,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $9,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 443 | $9,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 498 | $9,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 376 | $9,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 624 | $9,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 500 | $9,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,115 | $9,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 459 | $9,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 6,901 | $9,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,462 | $9,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 594 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $9,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 3,407 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 105 | $8,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 679 | $8,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 237 | $8,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,513 | $8,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 265 | $8,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 558 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 162 | $8,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 489 | $8,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 199 | $8,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,551 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $8,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 135 | $8,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 638 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 350 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 489 | $8,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,059 | $8,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 593 | $8,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $8,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 2,206 | $8,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 16,277 | $8,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 857 | $8,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 114 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $8,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 650 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,188 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 14,000 | $8,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 500 | $8,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 143 | $7,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 298 | $7,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 99 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 333 | $7,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 445 | $7,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,257 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 301 | $7,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,054 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,540 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 230 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $7,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,536 | $7,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 371 | $7,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 225 | $7,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 858 | $7,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 21 | $7,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 398 | $7,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 417 | $7,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 294 | $7,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,863 | $7,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 293 | $7,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 414 | $7,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,000 | $7,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 300 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $7,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 205 | $7,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 439 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 150 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 60 | $6,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 415 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 268 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 779 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,862 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 240 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 361 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 381 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 92 | $6,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,125 | $6,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 425 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $6,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 91 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 578 | $6,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 248 | $6,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 237 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 350 | $6,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 133 | $6,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 8,116 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,319 | $6,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,000 | $6,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 700 | $6,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,894 | $6,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,617 | $6,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 3,200 | $6,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 250 | $6,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 150 | $5,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 225 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 616 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 100 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 160 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 952 | $5,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 166 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 251 | $5,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 415 | $5,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $5,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,388 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35 | $5,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 16,000 | $5,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 141 | $5,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,133 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,680 | $5,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 500 | $5,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,390 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 311 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 14 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 938 | $5,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 506 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,339 | $5,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 100 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,626 | $5,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 300 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| RENTRAK CORP | 760174102 | COM | 63 | $5,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $5,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $5,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $5,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 188 | $5,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 300 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 100 | $5,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 120 | $4,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 132 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,018 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 199 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,120 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 4,745 | $4,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 161 | $4,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 135 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 202 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,500 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 544 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 154 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 241 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 99 | $4,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 162 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 115 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 500 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 525 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 127 | $4,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 459 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,000 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 285 | $4,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 2,438 | $4,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 7,471 | $4,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 400 | $4,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $4,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 395 | $4,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 200 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 234 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 258 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $4,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 3,125 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 3,199 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 382 | $4,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 124 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 540 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40 | $3,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 55 | $3,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 40 | $3,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 30 | $3,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 110 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 190 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 143 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 153 | $3,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 157 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 74 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 59 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $3,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 750 | $3,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 810 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 380 | $3,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 666 | $3,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $3,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 427 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 149 | $3,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,097 | $3,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 171 | $3,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,260 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 70 | $3,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 198 | $3,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 142 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 872 | $3,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,000 | $3,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 200 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 410 | $3,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 174 | $3,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $3,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,143 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,397 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 197 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 115 | $3,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 289 | $3,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 538 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 2,500 | $3,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 291 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 150 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 65 | $2,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 17 | $2,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 26 | $2,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 25 | $2,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 44 | $2,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 50 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 50 | $2,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 22 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 655 | $2,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 59 | $2,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 59 | $2,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 120 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 40 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 66 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 59 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 50 | $2,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 55 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 163 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 133 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,900 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65 | $2,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 100 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 144 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 250 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,063 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 342 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 187 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 62 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 293 | $2,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 287 | $2,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 268 | $2,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 51 | $2,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 37 | $2,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 454 | $2,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 23 | $2,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 200 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 168 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 459 | $2,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,000 | $2,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,780 | $2,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 1,960 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 232 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 500 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 430 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 400 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 306 | $2,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 166 | $2,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 86 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 137 | $2,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 467 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 91 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 20 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,026 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 39 | $1,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 57 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 122 | $1,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 91 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 30 | $1,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 47 | $1,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 197 | $1,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 254 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 278 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 131 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 50 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 113 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 50 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 199 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 400 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 412 | $1,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 137 | $1,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 283 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $1,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 22 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 69 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 550 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,510 | $1,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 33 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 41 | $1,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 884 | $1,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 12 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 88 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 570 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 29 | $1,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 45 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 156 | $1,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 30 | $1,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 589 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 66 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 583 | $1,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 30 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 73 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,052 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 459 | $1,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 303 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 145 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 165 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 96 | $1,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 264 | $1,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 21 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 143 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 602 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 525 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 75 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 752 | $1,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 13 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74 | $1,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 400 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 657 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 318 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 162 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,548 | $1,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 37 | $1,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 238 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 70 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 102 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 151 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 3,075 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 23 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 286 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 230 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 1,000 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 116 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 47 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 202 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 43 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 73 | $1,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 54 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-001133 | this filing | 2015-02-09 | acceptance time not in the bulk data set |