13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 4,101 holding rows worth $88,239,349,000.
- Accession
- 0000950123-15-001133
- Filer
- CIK 927971
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 13,009 entries on the cover page, a total value of $88,239,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,239,349,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERSYS COM | 29275Y102 | Stock | 946 | $58,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,012 | $58,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,942 | $58,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,082 | $58,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,391 | $58,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,191 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,835 | $57,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,892 | $57,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,986 | $57,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 5,658 | $57,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 2,449 | $57,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 4,643 | $56,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,456 | $56,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,083 | $56,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 1,836 | $56,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,855 | $56,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,365 | $56,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,508 | $55,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,408 | $55,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,301 | $55,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,000 | $55,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,497 | $55,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 2,612 | $55,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 5,235 | $55,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 812 | $54,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $54,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,960 | $54,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $54,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,900 | $54,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 2,145 | $54,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,500 | $54,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,750 | $53,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,016 | $53,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,722 | $53,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 7,234 | $53,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,602 | $53,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 953 | $53,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,411 | $53,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 714 | $53,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,000 | $53,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,908 | $53,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 496 | $52,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,011 | $52,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,029 | $52,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,943 | $52,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,200 | $52,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,413 | $52,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,983 | $52,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,400 | $52,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,299 | $52,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,119 | $50,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 897 | $50,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 3,558 | $50,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 5,170 | $50,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $50,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 608 | $50,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 50,580 | $50,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 9,270 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 443 | $49,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,400 | $49,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 801 | $49,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,910 | $49,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 131,672 | $49,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,105 | $49,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 292 | $48,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,848 | $48,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,194 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,138 | $48,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,543 | $48,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,665 | $47,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,313 | $47,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 2,084 | $47,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,507 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,053 | $47,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,506 | $47,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 594 | $47,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,055 | $47,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,075 | $47,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,000 | $46,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 265 | $46,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 916 | $46,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,500 | $46,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,011 | $46,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 500 | $46,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 3,397 | $46,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,281 | $45,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,519 | $45,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,666 | $45,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,500 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,771 | $45,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 1,053 | $45,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,420 | $44,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,695 | $44,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 915 | $44,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,611 | $44,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 402 | $44,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 579 | $44,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 400 | $43,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 421 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,950 | $43,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $43,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 370 | $43,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 3,535 | $43,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,558 | $43,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,066 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 564 | $42,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $42,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $42,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,000 | $42,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 25,300 | $42,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 500 | $41,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,081 | $41,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 434 | $41,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,579 | $41,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,295 | $41,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,508 | $41,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,208 | $41,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 3,936 | $41,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,007 | $41,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $41,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,732 | $41,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $41,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,500 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 964 | $40,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 7,554 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 930 | $40,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,794 | $40,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 545 | $40,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,121 | $40,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 405 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 870 | $39,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 418 | $39,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,212 | $39,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,360 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 405 | $39,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 835 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $39,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,384 | $38,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 9 | $38,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,855 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 771 | $38,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,602 | $38,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,732 | $38,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 670 | $37,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,000 | $37,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,372 | $37,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,366 | $37,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,000 | $36,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,000 | $36,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 797 | $36,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 406 | $36,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,860 | $36,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 565 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,028 | $36,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $36,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 3,276 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 304 | $36,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 640 | $35,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 716 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,710 | $35,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 365 | $35,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 854 | $35,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,380 | $35,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,282 | $35,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 701 | $35,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,197 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,371 | $35,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,000 | $35,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,290 | $34,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,000 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 178 | $34,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,521 | $34,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 790 | $34,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,407 | $34,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,863 | $34,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,500 | $34,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 674 | $34,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 671 | $34,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,555 | $34,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 548 | $33,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 600 | $33,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,207 | $33,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,236 | $33,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,487 | $33,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,970 | $33,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,832 | $33,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 320 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,170 | $33,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 20,583 | $33,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $33,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 5,000 | $33,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 956 | $32,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 754 | $32,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,486 | $32,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,081 | $32,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $32,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,184 | $32,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 400 | $32,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,000 | $32,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,673 | $31,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $31,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 500 | $31,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $31,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,650 | $31,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 892 | $31,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 31,922 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,200 | $31,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 314 | $30,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,088 | $30,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,630 | $30,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,143 | $30,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $30,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,355 | $30,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 764 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,200 | $30,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,668 | $29,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 804 | $29,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 269 | $29,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,286 | $29,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,280 | $29,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 525 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,230 | $29,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,625 | $29,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 812 | $29,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,224 | $29,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 710 | $29,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,686 | $29,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,152 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,158 | $29,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 528 | $29,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,700 | $29,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,200 | $28,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,810 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,000 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $28,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,047 | $28,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,643 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,135 | $28,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 461 | $28,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 472 | $28,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 387 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $28,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,272 | $28,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500 | $28,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,417 | $28,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,804 | $28,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,002 | $28,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 500 | $27,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 500 | $27,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 927 | $27,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 804 | $27,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,900 | $27,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 994 | $27,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 426 | $27,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 738 | $27,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,700 | $27,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,447 | $27,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,430 | $27,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,171 | $27,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,000 | $27,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 928 | $27,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,066 | $27,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 550 | $27,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 302 | $27,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,000 | $27,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 3,061 | $27,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 632 | $26,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 549 | $26,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 553 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,123 | $26,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,329 | $26,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 953 | $26,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 619 | $26,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,872 | $26,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,347 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $26,000 | thousands by filing date | principal |
| MCG CAPITAL CORP | 58047P107 | COM | 7,000 | $26,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 513 | $26,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $25,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $25,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 304 | $25,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,368 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 234 | $25,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,546 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,200 | $25,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,800 | $25,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $25,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $25,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $25,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 527 | $25,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 641 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 300 | $25,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 400 | $25,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,457 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $25,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 508 | $24,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 285 | $24,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 446 | $24,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 735 | $24,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 646 | $24,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 230 | $24,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 606 | $24,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,355 | $24,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,088 | $24,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 782 | $24,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,513 | $24,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 902 | $24,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,004 | $24,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 764 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $23,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 843 | $23,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $23,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,000 | $23,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 883 | $23,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 605 | $23,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 953 | $23,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 596 | $23,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 294 | $23,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $23,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 251 | $23,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 683 | $23,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,175 | $23,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 290 | $23,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 950 | $23,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,100 | $23,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,191 | $23,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 253 | $22,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 599 | $22,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 300 | $22,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 730 | $22,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $22,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,003 | $22,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 6,881 | $22,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 922 | $22,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 500 | $22,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,100 | $22,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 252 | $21,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,575 | $21,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 405 | $21,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,700 | $21,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 250 | $21,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 858 | $21,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 900 | $21,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,000 | $21,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 106,000 | $21,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,000 | $21,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 812 | $21,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 485 | $20,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,000 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $20,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 315 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 300 | $20,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 199 | $20,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,200 | $20,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 412 | $20,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,000 | $20,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 189 | $20,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,380 | $20,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,970 | $20,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,000 | $19,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,457 | $19,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,999 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,100 | $19,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 692 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 297 | $19,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 364 | $19,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,296 | $19,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,252 | $19,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,780 | $19,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $19,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,565 | $19,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 3,900 | $19,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 422 | $19,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,110 | $19,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $18,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 510 | $18,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 215 | $18,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 261 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 520 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 748 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 362 | $18,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,969 | $18,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,171 | $18,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,099 | $18,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 400 | $18,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 350 | $18,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 837 | $18,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 800 | $18,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,000 | $18,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,534 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,300 | $18,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 390 | $17,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 832 | $17,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 505 | $17,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 330 | $17,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 350 | $17,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,300 | $17,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,193 | $17,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 588 | $17,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 337 | $17,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 534 | $17,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,425 | $17,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,260 | $16,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 881 | $16,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,025 | $16,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 682 | $16,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 598 | $16,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 479 | $16,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $16,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $16,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 277 | $16,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 258 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 280 | $16,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 580 | $16,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 3,991 | $16,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 136 | $16,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,358 | $16,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 537 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,824 | $16,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 796 | $16,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,547 | $16,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,064 | $16,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,007 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 398 | $16,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 400 | $16,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,520 | $16,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 810 | $16,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $15,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $15,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,220 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 251 | $15,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 387 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 181 | $15,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 589 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 388 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 466 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 900 | $15,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 470 | $15,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 600 | $15,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,114 | $15,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,937 | $15,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 271 | $15,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 927 | $15,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 475 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,723 | $15,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,600 | $15,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 285 | $15,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,000 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 495 | $14,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,271 | $14,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 775 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $14,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 659 | $14,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,200 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,947 | $14,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 179 | $14,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 280 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 244 | $14,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 600 | $14,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,326 | $14,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,000 | $14,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 250 | $14,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $14,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,157 | $14,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $14,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,000 | $14,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 600 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 811 | $14,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,670 | $14,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 570 | $14,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 416 | $13,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 667 | $13,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,108 | $13,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 144 | $13,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 700 | $13,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 435 | $13,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 875 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $13,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 600 | $13,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 513 | $13,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,000 | $13,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 277 | $13,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 831 | $13,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 3,243 | $13,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,000 | $13,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 545 | $13,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 250 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,236 | $12,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 938 | $12,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 624 | $12,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-001133 | this filing | 2015-02-09 | acceptance time not in the bulk data set |