13F-HR filed by U S GLOBAL INVESTORS INC
U S GLOBAL INVESTORS INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 275 holding rows worth $353,113,000.
- Accession
- 0000950123-14-012093
- Filer
- CIK 754811
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 392 entries on the cover page, a total value of $353,113,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,122,000 with VALUE read as thousands by filing date, 13F file number 028-02220. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALLIBURTON CO COM | 406216101 | Stock | 119,000 | $7,677,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 130,000 | $6,354,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 170,000 | $6,146,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 62,000 | $6,139,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 60,000 | $6,086,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 125,000 | $5,784,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 58,000 | $5,577,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46,000 | $5,489,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 64,000 | $5,419,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 77,000 | $5,250,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 160,000 | $5,230,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 4,300,000 | $5,203,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 41,000 | $5,188,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 47,200 | $5,129,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 46,000 | $4,987,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 74,500 | $4,838,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 180,000 | $4,838,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 54,500 | $4,719,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 27,300 | $4,710,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 57,100 | $4,643,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 125,000 | $4,624,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 118,000 | $4,583,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 38,000 | $4,382,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 44,000 | $4,306,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 64,000 | $4,275,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 700,000 | $4,256,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 130,000 | $4,229,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 55,000 | $4,186,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 47,000 | $4,183,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 135,000 | $4,138,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 250,000 | $4,023,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 4,189,000 | $3,719,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 110,000 | $3,643,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 70,000 | $3,609,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 85,000 | $3,569,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 475,000 | $3,534,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 26,825 | $3,388,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 110,000 | $3,386,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 62,000 | $3,378,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,000 | $3,354,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 150,000 | $3,333,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,500 | $3,275,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 600,000 | $3,127,000 | thousands by filing date | |
| NEWMONT MINING CORP | 85K9958A0 | CALL | 1,325 | $3,055,000 | thousands by filing date | call |
| FRANCO NEVADA CORP | 3MV9964U4 | COM | 625 | $3,055,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 37,000 | $2,886,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,000 | $2,860,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 44,000 | $2,808,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 992995EJ5 | CALL | 1,300 | $2,776,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 70,000 | $2,742,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 40,000 | $2,704,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8,000 | $2,646,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 70,000 | $2,617,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 327,500 | $2,555,000 | thousands by filing date | |
| 38259p508 | COM | 4,300 | $2,530,000 | thousands by filing date | ||
| RANDGOLD RES LTD | 85C9939K1 | ADR | 355 | $2,399,000 | thousands by filing date | call |
| GLOBAL X FDS | 3JN997AT4 | SILVER MNR ETF | 2,700 | $2,278,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 25,000 | $2,233,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,000 | $2,213,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,900 | $2,201,000 | thousands by filing date | |
| GOLDCORP INC NEW | 58Y993A55 | COM | 950 | $2,188,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 43Q996183 | CALL | 631 | $2,121,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 8,000 | $1,941,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 550,000 | $1,920,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 65,739 | $1,908,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,430,000 | $1,813,000 | thousands by filing date | |
| YAMANA GOLD I | 26V994591 | CALL | 3,018 | $1,810,000 | thousands by filing date | call |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 1,650,000 | $1,716,000 | thousands by filing date | |
| COEUR MNG INC | 57N993AL4 | CALL | 3,450 | $1,711,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 21,000 | $1,702,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 750,000 | $1,620,000 | thousands by filing date | |
| NEW GOLD INC CDA | 3X79977X6 | COM | 3,200 | $1,616,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 14,000 | $1,555,000 | thousands by filing date | |
| PRIMERO MNG CORP | 2YN9951V1 | COM | 3,200 | $1,552,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 650,000 | $1,550,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,350,000 | $1,528,000 | thousands by filing date | |
| HSBC HLDGS PLC | 58V9937K9 | CALL | 300 | $1,526,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 239,561 | $1,438,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,400,000 | $1,426,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 20,000 | $1,413,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 175,000 | $1,407,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 70,500 | $1,405,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,000 | $1,384,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 99G993E71 | COM | 2,000 | $1,348,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 45,000 | $1,323,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,000 | $1,322,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 27,500 | $1,299,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 310,000 | $1,259,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 1,047,500 | $1,257,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 5,000 | $1,206,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 175,000 | $1,180,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 70,563 | $1,163,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 20,000 | $1,161,000 | thousands by filing date | |
| SILVER STD RES I | 2VE9953M5 | CALL | 1,875 | $1,144,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 95,000 | $1,101,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 305,000 | $1,101,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 47,000 | $1,084,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,000 | $1,084,000 | thousands by filing date | |
| PAN AMERICAN SILVER CO | 1MP996011 | CALL | 977 | $1,073,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 3V8996232 | CALL | 1,570 | $1,058,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 35,000 | $1,041,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 265,000 | $1,034,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,000 | $1,018,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 6,500 | $1,015,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 20,000 | $995,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 49,925 | $991,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8,000 | $950,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,600 | $943,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 70,000 | $920,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 99G993BX7 | CALL | 1,349 | $909,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,512 | $896,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 320,000 | $883,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,000 | $853,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,300 | $846,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 1MZ994411 | CALL | 1,050 | $819,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 35,000 | $806,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,000 | $803,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 600,000 | $793,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $779,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 22,000 | $773,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 15,000 | $761,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 13,000 | $754,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,000 | $752,000 | thousands by filing date | |
| IAMGOLD CORP | 8Y49956X7 | CALL | 2,648 | $731,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 9,193 | $691,000 | thousands by filing date | |
| PAN AMERICAN SILVER CORP | 57C995BJ5 | CALL | 628 | $690,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,000 | $663,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 14,500 | $660,000 | thousands by filing date | |
| RANDGOLD RES LTD | 85C993DX8 | CALL | 97 | $656,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 15,000 | $655,000 | thousands by filing date | |
| SILVER STD RES INC | 3U1996AO6 | CALL | 950 | $580,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 86Y996415 | COM NO PAR | 1,725 | $570,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 10,000 | $556,000 | thousands by filing date | |
| SILVER WHEATON CORP | 1MZ997H85 | CALL | 270 | $538,000 | thousands by filing date | call |
| SILVER BULL RES INC | 827458100 | COM | 2,350,000 | $517,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 150,000 | $510,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 21,500 | $492,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 35,000 | $475,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,000 | $459,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,000 | $454,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 1MZ9944C7 | CALL | 577 | $450,000 | thousands by filing date | call |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 38,000 | $449,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,900 | $415,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 300,000 | $407,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 30,000 | $400,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 21,000 | $399,000 | thousands by filing date | |
| YAMANA GOLD INC | 26V9948C1 | CALL | 649 | $389,000 | thousands by filing date | call |
| ANGLOGOLD ASHANTI L | 3ZW9956X8 | CALL | 400 | $381,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,000 | $375,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,000 | $368,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,200 | $360,000 | thousands by filing date | |
| NEW GOLD INC CDA | 3X7997278 | CALL | 700 | $354,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 3,441 | $331,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,900 | $322,000 | thousands by filing date | |
| GOLD FIELDS LTD NEW | 25Z993617 | SPONSORED ADR | 800 | $312,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 83,000 | $310,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,800 | $307,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $279,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $264,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,000 | $260,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,800 | $258,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,200 | $256,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,000 | $252,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,200 | $248,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,300 | $244,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,600 | $241,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,000 | $240,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,900 | $239,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,070 | $239,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,000 | $239,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,500 | $238,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,049 | $238,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,100 | $236,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,500 | $235,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,500 | $232,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,000 | $232,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,500 | $232,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 500 | $231,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,700 | $231,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,900 | $229,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,000 | $229,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,700 | $228,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $228,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 9,700 | $228,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 16,000 | $227,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,500 | $227,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,600 | $227,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,400 | $226,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,500 | $225,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 5,500 | $225,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,200 | $224,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 5,200 | $224,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,000 | $223,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,000 | $222,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,000 | $220,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,900 | $220,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,600 | $218,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,600 | $217,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,200 | $217,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,300 | $216,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,800 | $215,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,000 | $213,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,100 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 15,000 | $208,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,600 | $204,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,600 | $204,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 16,700 | $204,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,600 | $199,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,500 | $192,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C106 | COM | 5,000 | $175,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 10,000 | $174,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,100 | $171,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 6,000 | $169,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,950 | $163,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 12,500 | $161,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,700 | $143,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,626 | $142,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 5,000 | $140,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,150 | $132,000 | thousands by filing date | |
| IAMGOLD CORP | 8Y4995AB0 | CALL | 450 | $125,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 4,000 | $124,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 5,400 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,400 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,000 | $114,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,000 | $94,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630108 | UNIT BEN INT | 1,000 | $94,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $89,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E903 | COM | 100 | $87,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 4,000 | $76,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 4,372 | $75,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 54,500 | $68,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,600 | $67,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,900 | $64,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,000 | $62,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,500 | $61,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,700 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 4,900 | $60,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $53,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 45,000 | $51,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,375 | $49,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 2,500 | $45,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 500 | $38,000 | thousands by filing date | |
| CAMECO CORP | 13321L908 | CALL | 20 | $35,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 325 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 750 | $33,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 18,719 | $30,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,825 | $28,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 900 | $26,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 800 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $19,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,400 | $14,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 300 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,400 | $12,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 500 | $11,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 400 | $10,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 500 | $10,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 500 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 500 | $10,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $9,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 900 | $9,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 300 | $9,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 900 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $7,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 100 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $6,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 600 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 200 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012093 | this filing | 2014-11-14 | acceptance time not in the bulk data set |