13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,287 holding rows worth $166,215,327,000.
- Accession
- 0000950123-14-011985
- Filer
- CIK 820027
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 9,782 entries on the cover page, a total value of $166,215,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,215,327,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,105,220 | $9,641,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 151,174 | $9,586,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 215,675 | $9,571,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 128,526 | $9,568,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,170,055 | $9,560,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 163,520 | $9,554,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,489,122 | $9,545,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 519,069 | $9,531,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 156,898 | $9,524,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 193,679 | $9,523,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 8,930,000 | $9,522,000 | thousands by filing date | principal |
| AOL INC | 00184X105 | COM | 211,750 | $9,519,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 700,000 | $9,499,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 674,829 | $9,480,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,843,762 | $9,477,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 495,614 | $9,474,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 166,217 | $9,456,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 975,352 | $9,451,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 770,293 | $9,446,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 380,781 | $9,428,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 500,486 | $9,424,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 237,164 | $9,417,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 424,505 | $9,399,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 371,208 | $9,394,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 268,448 | $9,376,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 253,704 | $9,372,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 287,351 | $9,353,000 | thousands by filing date | |
| PRICELINE GROUP INC 144A CVT 0 | 741503AT3 | CONVERT | 9,900,000 | $9,344,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 167,499 | $9,335,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 226,999 | $9,259,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 7,500,000 | $9,248,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 1,080,092 | $9,245,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 196,544 | $9,237,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 408,425 | $9,236,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 226,805 | $9,232,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 411,089 | $9,224,000 | thousands by filing date | |
| AMERICAN ENERGY - UTICA LLC PIK | 025644AA3 | CONV BND | 7,940,000 | $9,210,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAH9 | CNV | 3,576,000 | $9,208,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 106,266 | $9,184,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 111,981 | $9,175,000 | thousands by filing date | |
| ELECTRNCS FR IMGNG(EFFI)CVT144 | 286082AB8 | CONVERT | 9,000,000 | $9,173,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 192,425 | $9,163,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 172,094 | $9,145,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 103,896 | $9,138,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 364,418 | $9,120,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 339,121 | $9,120,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 930,866 | $9,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 98,817 | $9,088,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 192,166 | $9,085,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,126,661 | $9,070,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 633,113 | $9,041,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 291,488 | $9,031,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 363,306 | $9,021,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 338,957 | $9,010,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 66,701 | $9,000,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 894,685 | $8,995,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 151,738 | $8,990,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 164,768 | $8,988,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 289,847 | $8,974,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 829,805 | $8,965,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 8,986,000 | $8,957,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AK7 | BOND | 6,500,000 | $8,957,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 1,042,689 | $8,956,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 150,215 | $8,954,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS CVT144A 1 | 472145AA9 | CONVERT | 8,040,000 | $8,954,000 | thousands by filing date | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 529,194 | $8,934,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,140,000 | $8,913,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 43 | $8,897,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 504,186 | $8,895,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 304,854 | $8,890,000 | thousands by filing date | |
| Akamai Technologies Inc | 00971TAF8 | CONV | 8,871,000 | $8,887,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 118,588 | $8,864,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 198,437 | $8,859,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 398,521 | $8,858,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 286,460 | $8,850,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 540,847 | $8,843,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 740,918 | $8,832,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 367,574 | $8,830,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 48,816 | $8,824,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 19,105 | $8,822,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 262,172 | $8,815,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,631,643 | $8,812,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 256,253 | $8,810,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 321,564 | $8,788,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 174,095 | $8,774,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 185,227 | $8,768,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 213,918 | $8,766,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 213,228 | $8,741,000 | thousands by filing date | |
| TiVo Inc | 888706AE8 | Exch Traded Option | 9,000,000 | $8,741,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 332,764 | $8,736,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 371,212 | $8,720,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 894,497 | $8,713,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 281,197 | $8,699,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 274,705 | $8,692,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,235,844 | $8,688,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 315,595 | $8,680,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 543,317 | $8,677,000 | thousands by filing date | |
| CITRIX SYSTEMS INC(CTXS)CVT144 | 177376AC4 | CONVERT | 7,950,000 | $8,676,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 248,136 | $8,672,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 154,700 | $8,672,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 154,000 | $8,662,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 956,967 | $8,660,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 248,372 | $8,644,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,608,386 | $8,636,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 460,183 | $8,632,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 318,070 | $8,626,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 258,361 | $8,623,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 234,600 | $8,614,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 261,640 | $8,600,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 168,852 | $8,576,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 749,008 | $8,553,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 8,221,000 | $8,538,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 162,993 | $8,515,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 158,925 | $8,512,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 31,087 | $8,506,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 95,195 | $8,504,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 5,750,000 | $8,500,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 412,557 | $8,487,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 258,812 | $8,471,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 352,050 | $8,467,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 505,211 | $8,457,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 235,094 | $8,456,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 227,395 | $8,445,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 275,651 | $8,437,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 350,630 | $8,436,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 311,100 | $8,431,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 298,976 | $8,428,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 509,036 | $8,420,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 108,834 | $8,413,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 482,197 | $8,366,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 96,380 | $8,362,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 643,251 | $8,343,000 | thousands by filing date | |
| HONGKONG LAND HOLDINGS LTD | 438584997 | COM | 1,225,000 | $8,326,000 | thousands by filing date | |
| PALO ALTO NETWRKS(PANW)CVT144A | 697435AA3 | CONVERT | 7,500,000 | $8,326,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 207,080 | $8,319,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 170,670 | $8,310,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 365,580 | $8,303,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 431,147 | $8,291,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 294,468 | $8,283,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 56,591 | $8,282,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,450,810 | $8,269,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 350,849 | $8,262,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 108,354 | $8,259,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 141,778 | $8,257,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 145,717 | $8,256,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 146,124 | $8,246,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 66,532 | $8,228,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 159,553 | $8,227,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,471,000 | $8,225,000 | thousands by filing date | principal |
| QLOGIC CORP | 747277101 | COM | 896,454 | $8,211,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 436,795 | $8,203,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 242,707 | $8,191,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 518,865 | $8,177,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 548,344 | $8,169,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAA0 | CONV | 7,750,000 | $8,152,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 126,096 | $8,150,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 259,674 | $8,115,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 523,487 | $8,115,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 213,651 | $8,110,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 324,130 | $8,096,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 759,131 | $8,070,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 504,848 | $8,057,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 215,976 | $8,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 132,043 | $8,041,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 521,925 | $8,022,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 290,620 | $8,019,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 962,300 | $7,949,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 364,408 | $7,940,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 492,556 | $7,925,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 125,979 | $7,887,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 57,912 | $7,877,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 7,950,000 | $7,876,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 589,507 | $7,870,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,572,374 | $7,862,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,175,000 | $7,861,000 | thousands by filing date | principal |
| ABAXIS INC | 002567105 | COM | 155,044 | $7,861,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 209,260 | $7,847,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 172,740 | $7,835,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 95,990 | $7,831,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 806,472 | $7,830,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 283,357 | $7,808,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 528,496 | $7,805,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 422,436 | $7,794,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 280,342 | $7,791,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 128,194 | $7,778,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 297,593 | $7,764,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,614,415 | $7,750,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 74,004 | $7,737,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 457,766 | $7,736,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 976,830 | $7,716,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 317,514 | $7,709,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 330,249 | $7,681,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 249,733 | $7,655,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 253,529 | $7,646,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 563,683 | $7,637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 97,054 | $7,636,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 94,416 | $7,619,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 170,204 | $7,615,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 581,140 | $7,614,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 146,127 | $7,603,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 159,287 | $7,601,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 486,691 | $7,598,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 99,738 | $7,595,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 323,652 | $7,583,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 209,386 | $7,572,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 603,136 | $7,564,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 12,775,000 | $7,562,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 615,383 | $7,534,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,490,109 | $7,525,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 80,268 | $7,510,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 5,888,000 | $7,507,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 191,988 | $7,498,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 475,164 | $7,498,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 217,688 | $7,495,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 241,644 | $7,474,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 318,775 | $7,473,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 231,267 | $7,469,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 257,078 | $7,461,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 244,943 | $7,452,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 253,052 | $7,442,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 514,488 | $7,440,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,457,446 | $7,419,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 194,646 | $7,408,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 530,629 | $7,392,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 153,504 | $7,392,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 269,771 | $7,390,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 228,245 | $7,389,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 428,414 | $7,377,000 | thousands by filing date | |
| MAGNIT OJSC-SPON GDR REGS | B2QKYZ099 | COM | 127,152 | $7,344,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,157,120 | $7,334,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 787,475 | $7,323,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 223,181 | $7,310,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 341,465 | $7,308,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 160,107 | $7,308,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 300,080 | $7,298,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 72,901 | $7,266,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 554,550 | $7,265,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 353,866 | $7,264,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,640,000 | $7,258,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 234,188 | $7,249,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 129,340 | $7,241,000 | thousands by filing date | |
| MEGAFON-REG S GDR | CM0011204 | GDR | 285,105 | $7,235,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 130,051 | $7,184,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 607,389 | $7,180,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 119,406 | $7,170,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD | 29274UAA9 | CONV | 8,780,000 | $7,167,000 | thousands by filing date | principal |
| MVC CAPITAL INC | 553829102 | COM | 665,851 | $7,164,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 522,916 | $7,159,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 205,245 | $7,156,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 6,760,000 | $7,144,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 379,110 | $7,140,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 76,538 | $7,140,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 83,335 | $7,137,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 160,772 | $7,135,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 325,873 | $7,116,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 375,315 | $7,116,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 418,426 | $7,116,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 151,278 | $7,110,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 201,796 | $7,104,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 259,665 | $7,099,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 202,014 | $7,096,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 668,734 | $7,095,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 166,803 | $7,089,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 315,424 | $7,081,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 163,136 | $7,062,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 509,817 | $7,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 165,906 | $7,054,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 271,338 | $7,046,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 96,875 | $7,043,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 918,407 | $7,042,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 306,375 | $7,039,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 284,726 | $7,033,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 174,400 | $7,028,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 117,511 | $7,027,000 | thousands by filing date | |
| Synovus 7.875. QDI BB- Called | 87161c402 | PFD | 255,000 | $7,025,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 132,135 | $7,016,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 794,953 | $7,013,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 427,968 | $7,006,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 632,735 | $7,004,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 158,575 | $6,985,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 820,801 | $6,977,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 584,882 | $6,955,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 214,361 | $6,947,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 476,523 | $6,943,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 401,238 | $6,943,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 108,721 | $6,933,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 109,355 | $6,933,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 208,027 | $6,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 176,698 | $6,904,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 78,528 | $6,904,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 157,625 | $6,891,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 96,047 | $6,879,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 119,803 | $6,875,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 186,209 | $6,869,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 3,382,000 | $6,845,000 | thousands by filing date | principal |
| DYNAMIC MATLS CORP | 267888105 | COM | 358,994 | $6,839,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 577,777 | $6,823,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 133,031 | $6,818,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 106,832 | $6,818,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 115,839 | $6,818,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 310,697 | $6,807,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 256,155 | $6,801,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 440,211 | $6,801,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 209,130 | $6,776,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 230,405 | $6,764,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 396,048 | $6,737,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 497,081 | $6,737,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 401,093 | $6,731,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 4,094,000 | $6,714,000 | thousands by filing date | principal |
| Vanguard Extended Market ETF | 922908652 | SHS | 80,257 | $6,708,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 151,379 | $6,708,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 89,080 | $6,697,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 2,695,000 | $6,686,000 | thousands by filing date | principal |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 141,763 | $6,685,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,349,362 | $6,666,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 237,033 | $6,663,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 5,100,000 | $6,653,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 317,497 | $6,642,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,349,921 | $6,641,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 195,885 | $6,637,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 53,748 | $6,632,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 189,484 | $6,622,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 113,268 | $6,612,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 225,776 | $6,611,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 154,396 | $6,610,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,584,919 | $6,609,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 85,384 | $6,601,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 263,025 | $6,599,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 609,023 | $6,595,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 55,236 | $6,593,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 918,252 | $6,583,000 | thousands by filing date | |
| Regeneron Pharmaceuticals, In | 75886FAD9 | CONV | 1,530,000 | $6,573,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 646,204 | $6,559,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 109,512 | $6,549,000 | thousands by filing date | |
| TIVO INC CVT 144A 4.0 03-16 | 888706AD0 | CONVERT | 5,150,000 | $6,537,000 | thousands by filing date | principal |
| APOLLO GROUP INC | 037604105 | CL A | 259,442 | $6,526,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 181,105 | $6,519,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 203,864 | $6,509,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167826 | CONV PRF | 65,400 | $6,507,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6,000,000 | $6,506,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 195,255 | $6,501,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 125,369 | $6,479,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 588,269 | $6,477,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 98,230 | $6,468,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 97,676 | $6,467,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 172,680 | $6,456,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 103,057 | $6,443,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 391,173 | $6,438,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 242,268 | $6,437,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 89,846 | $6,434,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 91,763 | $6,431,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 104,992 | $6,417,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 221,574 | $6,399,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 92,912 | $6,390,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 75,830 | $6,388,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,800,000 | $6,384,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767EAA0 | CONV BND | 5,970,000 | $6,381,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 120,473 | $6,354,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 284,621 | $6,353,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,273,013 | $6,341,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AA8 | CONV BND | 6,000,000 | $6,332,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 65,788 | $6,318,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 677,644 | $6,309,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,543,501 | $6,309,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 138,187 | $6,293,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 206,255 | $6,291,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 116,726 | $6,291,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 84,021 | $6,285,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 128,879 | $6,275,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 102,908 | $6,274,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 300,628 | $6,269,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 459,347 | $6,261,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 169,780 | $6,260,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 117,840 | $6,254,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 110,042 | $6,252,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 47,658 | $6,236,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 259,619 | $6,231,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 153,480 | $6,221,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 164,141 | $6,214,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 363,466 | $6,212,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 1,500,000 | $6,203,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 431,440 | $6,191,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 124,806 | $6,186,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 257,218 | $6,175,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 173,229 | $6,149,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 452,402 | $6,144,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 277,995 | $6,144,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 198,392 | $6,143,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 100,649 | $6,134,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 134,227 | $6,131,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 395,662 | $6,124,000 | thousands by filing date | |
| HOMEAWAY INC(AWAY) CVT 144A 0. | 43739QAA8 | CONVERT | 6,270,000 | $6,121,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 132,690 | $6,113,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 175,857 | $6,110,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 59,659 | $6,093,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 449,270 | $6,083,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 152,684 | $6,077,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 70,978 | $6,076,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 477,897 | $6,069,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 4,600,000 | $6,067,000 | thousands by filing date | principal |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 141,780 | $6,064,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 327,003 | $6,057,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 119,400 | $6,057,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 137,642 | $6,040,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 227,388 | $6,026,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 529,107 | $6,021,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 252,501 | $6,020,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 349,936 | $6,019,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 4,080,000 | $6,006,000 | thousands by filing date | principal |
| FHLB ACTIVITY SHARES | 4569FHLB0 | COM | 6,000,000 | $6,000,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 259,881 | $5,990,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,187,369 | $5,985,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTIAL TST | 85571WAA7 | CONV BND | 6,000,000 | $5,981,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 209,419 | $5,973,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 646,538 | $5,968,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 88,436 | $5,955,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 70,553 | $5,946,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 385,213 | $5,944,000 | thousands by filing date | |
| CEPHEID INC | 15670RAB3 | CONV BND | 6,000,000 | $5,906,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 229,580 | $5,905,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 6,120,000 | $5,903,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 129,885 | $5,864,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 6,220,000 | $5,863,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAD1 | CONV BND | 6,730,000 | $5,863,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 6,000,000 | $5,843,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 397,359 | $5,841,000 | thousands by filing date | |
| Cardtronics, Inc. | 14161HAF5 | CONV | 6,080,000 | $5,833,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 437,494 | $5,832,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 259,352 | $5,820,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 76,000 | $5,818,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 373,692 | $5,812,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 123,661 | $5,810,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 197,513 | $5,810,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 90,284 | $5,795,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 120,654 | $5,777,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 242,850 | $5,753,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 166,866 | $5,741,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 684,237 | $5,741,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,678,170 | $5,739,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 103,951 | $5,728,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 84,216 | $5,724,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 888,758 | $5,724,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 230,256 | $5,712,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 218,903 | $5,707,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,500,000 | $5,706,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 32,794 | $5,696,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 44,110 | $5,687,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 361,183 | $5,670,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 129,077 | $5,665,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 902,862 | $5,659,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 62,646 | $5,657,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 125,010 | $5,657,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 275,217 | $5,643,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 305,489 | $5,637,000 | thousands by filing date | |
| ENERNOC INC | 292764AA5 | CONV BND | 6,000,000 | $5,618,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 167,323 | $5,617,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 22,546 | $5,616,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 647,067 | $5,613,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 225,463 | $5,599,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 151,843 | $5,598,000 | thousands by filing date | |
| NRG YIELD INC | 62942XAA6 | NOTE 3.500% 2/0 | 4,950,000 | $5,580,000 | thousands by filing date | principal |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 154,435 | $5,576,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 294,067 | $5,544,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 210,303 | $5,544,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 91,599 | $5,515,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 218,345 | $5,512,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,221,021 | $5,496,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 155,450 | $5,491,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 355,487 | $5,488,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150,472 | $5,479,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 155,822 | $5,477,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 301,643 | $5,474,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 397,573 | $5,468,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 4,119,000 | $5,467,000 | thousands by filing date | principal |
| FULTON FINL CORP PA | 360271100 | COM | 492,448 | $5,458,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 102,412 | $5,432,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 282,471 | $5,398,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 131,930 | $5,379,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 805,818 | $5,374,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 80,095 | $5,373,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 516,936 | $5,365,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 81,024 | $5,358,000 | thousands by filing date | |
| VANTAGE DRILLING CO. | 92209XAA1 | CONV BND | 5,613,000 | $5,333,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 80,286 | $5,330,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 65,645 | $5,330,000 | thousands by filing date | |
| Encore Capital Group Inc | 292554AG7 | CONV | 5,500,000 | $5,329,000 | thousands by filing date | principal |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 72,160 | $5,317,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 159,944 | $5,307,000 | thousands by filing date | |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 5,100,000 | $5,307,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 56,967 | $5,294,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 248,289 | $5,291,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 42,850 | $5,287,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 153,983 | $5,286,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 240,390 | $5,282,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 288,305 | $5,279,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 141,415 | $5,275,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 323,710 | $5,261,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 51,925 | $5,254,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 210,791 | $5,251,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 203,279 | $5,238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011985 | this filing | 2014-11-14 | acceptance time not in the bulk data set |