13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,287 holding rows worth $166,215,327,000.
- Accession
- 0000950123-14-011985
- Filer
- CIK 820027
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 9,782 entries on the cover page, a total value of $166,215,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,215,327,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 57,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QPC LASERS INC COM | 74730A109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854105 | SPON ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL HOLDINGS | 636375107 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telekom Austria AG ADR | 87943Q109 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRA INVENTIONS CORP | 88103B106 | INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGENCY CTRS CORP PFD SER 7 6 | 758849806 | PFD | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 4,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 124,408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK GLBL FIN CORP | 514934108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITIVEID CORP NEW | 73740J308 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP DEL | 180461105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP WTS | 313549115 | WT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANGBO PHARMACEUTICALS | 47737R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD STONE CORP | 680293107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBOTIC VISION SYSTEM | 771074309 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WA FUNDING TR III D ESCROW | 939ESC802 | COM | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL | 32111B104 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWG RESOURCES INC | 48277D205 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAI ELECTRIC PWR-UNS ADR | 484602305 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEDEM PHARMACEUTICALS | 48723P109 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBEL BIOCARE HOLD-UNSP ADR | 65488C107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOMSTORE INC | 77638R108 | COM | 737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRASBAUGH | 86260A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRIKE AXE INC | 86332J106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN NATURAL RES-UNS ADR | 29843V101 | COM | 980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 5,018 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTOR AB-UNSP ADR | 46145A106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS ECON SYSTS | 461990103 | COM | 2,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | 46299M997 | WT | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN EXPL NEW | 656855202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 1,380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSFORM LOGIC CORP NEW | 893658203 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOUNCE MOBILE SYSTEMS | 101626109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRLANE MANAGEMENT CORP | 305059107 | COM | 52,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLASHPOINT TECHNOLOGY | 33899A979 | COM | 246,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPION TECH A 4/94 NEW | 809178601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR CHINA LTD-SPONSORED-ADR | 00910M100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON TECHNOLOGIES INC | 30609L105 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SBM OFFSHORE NV-UNSPON ADR | 78404D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP ENTERTAINMENT | 89816T202 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AT HOME CORPORATION | 045919AF4 | CONV BND | 4,193,138 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HAIGHTS CROSS COMM INC | 405990425 | COM | 302,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANEI CORP | 409998168 | COM | 49,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROGAS SA-SPONSORED ADR | 591673207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPF12 2002-2 A ESCROW | 629ESC9J5 | COM | 10,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QSGI INC | 74729D106 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIGA LABORATORIES INC | 05155L105 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAY ROAD INC NEW | 06738T201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPSO WIRELESS INC | 131720104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP ESCROW 4 | 131ESC9C1 | COM | 29,236,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE TECH COMMNS INC | 270040207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM CAPITAL LLC | 749200994 | LP | 3,654,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDEN ENERGY CORP PAR | 27944M301 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND OIL & GAS | 42235Q200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED OAK HEREFORD FARMS | 756790101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKNOWLEDGE CORP | 878919208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 2,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 801 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 13,037 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION INTL HLDGS INC | 05462D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON OK OIL | 44667N101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THATLOOK.COM INC + | 883265100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO ESPIRITO SANT-UNSP ADR | 059584102 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEBUT DIAMONDS INC | 24276X104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROMAID INTL INC | 44880F109 | COM | 5,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIPHI INC NEW | 45168Q204 | COM | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAHANAGAR TELEPHONE-ADR | 559778402 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336TAA2 | CONV BND | 115,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOUND MANAGEMENT | 98211X106 | COM | 1,559 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ENERGY SVCS NEW | 025642208 | COM | 3,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PHONEMETER | 028870103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RARE EARTHS & | 02916V100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPERATIVE BANKSHARES | 216844100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MINING CORP | 21751R107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIFF DAVIS HOLDINGS INC | 98951V104 | COM | 6,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDROS ISLE DEVELOPMENT | 034535104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FIN INBURSA-SP ADR O | 40048D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINER INTERNATIONAL INC | 824568109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZVELO INC | 989826102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHM TECHNOLOGIES EXIT II | BAX39B8V5 | PRF | 1,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | BAX39JX24 | WT | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUARIUS PLATINUM-SPON ADR | 03840M208 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L INTL COMPUTERS INC | 501879100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK INTL COMM GROUP | 64949W109 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINEYARD NATIONAL CHG | 927426106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPL Corp. 5.9% | 69352P202 | PRD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUCTION MILLS INC | 05069J204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Affiliated Mgrs Senior Nt 5.25 | 008252868 | PRD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHMARK CORP | 891027302 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KATY INDUSTRIES INC | 486026107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SHIPPING PARTNERSXXX | 903417103 | MLP | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATION INTELLIGENCE | 20338k106 | COM | 6,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORDERS GROUP INC | 099709107 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYZTA AG ADR | 04338X102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIIX GROUP INC | 59862V104 | COM | 1,014 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP | 70532Y204 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORES HOLDING CO INC COM STK | 80917W202 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVS INTELLIMEDIA TECHNOLOGY GROUP INC | 62914U108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOLR PHARMA INC | 78402X107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSPORTS INC COM | 42223C106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCT Group Inc | 62888Q109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PREMIUM BRANDS LTD. | 04878p105 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XSUNX INC | 98385L102 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PULP & PAPER LTD. | 04516V100 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 13,469 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 237,661 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| All Energ Corp Revoked by SEC | 01663b101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fuqi Intl Inc New | 36102A207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN PHOENIX MINERALS INC | 381149103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW WORLD GOLD CORPORATION COM | 649285103 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESLA VISION CORP COM NEW | 879547206 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIKCRO TECHNOLOGIES LTD SHARE | M8790M112 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Royal Mail PLC | 78033R107 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPSNAP INC | 916741101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JER INVESTORS TRUST INC. | 46614H400 | UNIT LTD PARTN | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGING DIAGNOSTIC SYS INC COM NEW | 45244W308 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONU2 INC COM | 30255C102 | Stock | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C C GROUP PLC | 124651100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENEVA STL HLDGS CORP COM | 372257105 | COM | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Paradigm Adv Tech Inc. | 699004107 | COM | 19,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAGINON INC | 45246K203 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WW ENERGY INC | 929367100 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Immunosyn Corp | 45253Q101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIMBLE STORAGE INC | 65440R101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINUVEL PHARMACEUTICAL | 188769103 | com | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS HLDGSCAP TR VI PFD SER N6.24 | 52520X208 | Convertible Preferred | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Brands Group | G39338101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGAMI INC COM | 59861L107 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Samex Mining Corp. | 795912104 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO Global Inc | 78468T107 | Com | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| inTerra Resources Corp | 460707102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLOGIX TECH INC | 68230M209 | Equities | 11,225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONLINE VACATION CTR HLDGS CORP COM | 68275E104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy Ark Inc 1ST | 29364D753 | Equity | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO DISNEY SCA OXXX | F26387658 | UFO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILFINGER UNS ADR REP 1/5 ORD | 09003Q100 | SPONSORED ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL MEDIA VENTURES INC | 833626104 | COM | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WI-TRON INC | 96684U104 | COM | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWIKWEB.COM INC | 501526107 | COM | 21,885 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENDTEC INC | 81688A106 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIS INTERNATIONAL INC. (NEW) | 691829402 | EQUITY | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC CL A | 54222A205 | COM | 3,118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIYOSHI WORLDWIDE INC | 44040E307 | STOCKS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Z-TRIM HOLDINGS INC. | 988924205 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLEO E GAS PARTICIPACOES SA | 68061P107 | COMMON | 1,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nanogen Inc | 630075109 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNGY MOBILE LTD | 86737M100 | ADR | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Foundation Healthcare, Inc. | 350405106 | common | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wellman Inc (NV) | 949702104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tbc Global News Network | 872184106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PACIFIC DIGITAL LTD | Q0566E107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYESOL LTD | Q33053101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUEFIED NATURAL GAS-SP ADR | 53632G109 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARQUEE ENERGY LTD | 57142R109 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAT PETROLEUM LTD | 86267N205 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADAN RESOURCES CORP | 12721D203 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN DAWN MINERALS INC | 380895607 | COM | 6,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIN WATER INC | 07011T306 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETROLEUM CORP | 382410AB4 | CONV BND | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SECURITY INTELLIGENCE TECHNO | 814311106 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRA AGRO LESTARI-UNSP ADR | 046301107 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDDERS CORP | 313135501 | COM | 987 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GVIC COMMUNICATIONS-CL B | 403641103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GVIC COMMUNICATIONS-CL C | 403641202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUBILEE4 GOLD INC | 48127Q109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETBANK INC | 640933107 | COM | 569 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON CORRECTIONAL SERVICES | 053436101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL 12 1/4 | 902549708 | PRF | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 4-D NEUROIMAGING | 350841201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN MOLD GUARD INC | 02756R102 | COM | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOUVEAU HOLDINGS INC | 66979N107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED CONSORTIUM LTD | 910037209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL DEVELOPMENT GROUP | 67457R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP CONTINGENT VALUE RIGHTS | CM2367290 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUNIU CORP-SPON ADR | CM2767425 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATH CN 10/18/14 C8 | CM3749503 | OPT | 398 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COV US 10/18/14 P75 | CM3973858 | OPT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P40 | CM4008792 | OPT | 78 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P45 | CM4082716 | OPT | 75 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FDO US 10/18/14 P72.5 | CM4082717 | OPT | 37 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IRF US 10/18/14 P35 | CM4161685 | OPT | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/03/14 P60 | CM4225665 | OPT | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P50 | CM4225666 | OPT | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P55 | CM4250402 | OPT | 53 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERLUME ENERGY MANAGEMENT C | 292762101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM RESEARCH ORGANIZATI | 727664104 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITMN US 10/03/14 P58 | CM4295663 | OPT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P60 | CM4295664 | OPT | 155 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P70 | CM4330708 | OPT | 112 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IRF US 12/20/14 P35 | CM4330710 | OPT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/10/14 P65 | CM4370137 | OPT | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ITMN US 10/18/14 P65 | CM4437491 | OPT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PL US 04/17/15 P55 | CM4510853 | OPT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GRT US 12/20/14 P12.5 | CM4510854 | OPT | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GRT US 10/18/14 P12.5 | CM4510856 | OPT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVEO US 10/18/14 C30 | CM4552152 | OPT | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CNQR US 11/22/14 P105 | CM4559435 | OPT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIAL US 11/22/14 P130 | CM4577361 | OPT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BERY US 11/22/14 P22.5 | CM4666453 | OPT | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E.NVIZION COMM GROUP LTD | 26874X105 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUAL TRADING INC | 29439R100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDWELL CAPITAL CORP | 58508Q305 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBANK FINANCIAL SERVICES INC | 278608104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALCORP LTD | 591145107 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOMERSET INTERNATIONAL GROUP | 834744104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGAN RESOURCES LTD | 541095303 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE STAR LIQUIDATING TRUST | 54229R102 | COM | 10,403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFRICAN RAINBOW-SPONS ADR | 00828X404 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MNC MEDIA INVESTMENT LTD-ADR | 553109109 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIBET PHARMACEUTICALS INC | G88615102 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIENERGY TECHNOLOGIES INC | 42952V101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY ENERGY RESOURCES | 45663L403 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASV ENTERPRISES INC | 518136205 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSH ENTERTAINMENT CORP | 553574104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACKAY LIFE SCIENCES INC | 554516104 | COM | 405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTS ARENAS INC | 849169107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCKIT COMMUNICATIONS LTD | M7531S206 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011985 | this filing | 2014-11-14 | acceptance time not in the bulk data set |