13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,287 holding rows worth $166,215,327,000.
- Accession
- 0000950123-14-011985
- Filer
- CIK 820027
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 9,782 entries on the cover page, a total value of $166,215,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,215,327,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORICA LTD ADR | 68618H103 | COM | 135 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 265 | $2,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 40 | $2,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 1,704 | $2,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 415 | $2,000 | thousands by filing date | |
| KUMBA IRON ORE LTD-ADR | 50125N104 | COM | 258 | $2,000 | thousands by filing date | |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 64 | $2,000 | thousands by filing date | |
| DTE Energy 6.5% Jr Sub Call 12 | 233331602 | PFD | 92 | $2,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 66 | $2,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 17,000 | $2,000 | thousands by filing date | |
| PARTNERRE LTD 5.875% | G68603128 | PUBLIC | 68 | $2,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 73 | $2,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 94 | $2,000 | thousands by filing date | |
| AMG Pfd 6.375% | 008252876 | Pfd | 62 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 175 | $2,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 61 | $2,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 78 | $2,000 | thousands by filing date | |
| Sigma Labs Inc | 826598104 | Common Stock | 15,000 | $2,000 | thousands by filing date | |
| WOOLWORTHS HOLDINGS LTD | 98088R505 | COMMON | 200 | $2,000 | thousands by filing date | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 68 | $2,000 | thousands by filing date | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 67 | $2,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 137 | $2,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 700 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 81 | $2,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 170 | $2,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 158 | $2,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 227 | $2,000 | thousands by filing date | |
| SIGNATURE GROUP HOLDINGS I | 82670K102 | SC | 213 | $2,000 | thousands by filing date | |
| PANALPINA WELTTRANSP-UNS ADR | 698116100 | ADR | 90 | $2,000 | thousands by filing date | |
| SIRI US 01/17/15 P3 | CM2174380 | OPT | 607 | $2,000 | thousands by filing date | put |
| TSN US 10/18/14 P35 | CM3939940 | OPT | 278 | $2,000 | thousands by filing date | put |
| COV US 10/18/14 P77.5 | CM3973862 | OPT | 29 | $2,000 | thousands by filing date | put |
| BKW US 01/17/15 P30 | CM4275209 | OPT | 6 | $2,000 | thousands by filing date | put |
| COV US 10/18/14 P82.5 | CM4407305 | OPT | 16 | $2,000 | thousands by filing date | put |
| CNQR US 02/20/15 P105 | CM4559432 | OPT | 31 | $2,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 65 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 39 | $1,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 80 | $1,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 925 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 115 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 11 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 99 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 50 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 35 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 96 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 40 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 55 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 260 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 60 | $1,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 40 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 77 | $1,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 155 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 187 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 110 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 42 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 11 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 54 | $1,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 66 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 65 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 150 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 100 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 50 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 20 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 20 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 30 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 150 | $1,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 65 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 160 | $1,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 85 | $1,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 10 | $1,000 | thousands by filing date | |
| SEVERN TRENT PL-SPON ADR | 81814P209 | COM | 40 | $1,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 80 | $1,000 | thousands by filing date | |
| MAZDA MOTOR CORP ADR | 578787103 | COM | 75 | $1,000 | thousands by filing date | |
| BB SEGURIDADE PARTI SPON ADR | 05541J103 | COM | 55 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| GETINGE AB-UNSPONSORED ADR | 37427X104 | COM | 46 | $1,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 30 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 120 | $1,000 | thousands by filing date | |
| PT INDOFOOD SUSKSES | 45577X105 | Common Stock | 50 | $1,000 | thousands by filing date | |
| VODACOM GROUP LTD-SP | 92858D200 | Common Stock | 57 | $1,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 26 | $1,000 | thousands by filing date | |
| ELEKTA UNSP ADR EACH | 28617Y101 | Common Stock | 80 | $1,000 | thousands by filing date | |
| LIFE HEALTHCARE GRP | 531850105 | Common Stock | 90 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 100 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| SPYGLASS RES CORP COM | 852193101 | COM | 583 | $1,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 55 | $1,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 47 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 137 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 453 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 8,000 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 75 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 25 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 915 | $1,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 80 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 205 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 183 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 52 | $1,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 431 | $1,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 105 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 135 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 225 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 35 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 323 | $1,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 106 | $1,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 130 | $1,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 58 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $1,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 67 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 685 | $1,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 106 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 260 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 145 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 620 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 140 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 350 | $1,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 65 | $1,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 10 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 515 | $1,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 110 | $1,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 80 | $1,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 70 | $1,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 290 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 122 | $1,000 | thousands by filing date | |
| STIFEL | 860630201 | PREFERRED STOCK | 21 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 630 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 207 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 131 | $1,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 898 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 700 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,300 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 25 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,000 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 685 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 700 | $1,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 70 | $1,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 175 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 70 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 410 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 800 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 945 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 140 | $1,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 125 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 100 | $1,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 35 | $1,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 10 | $1,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 600 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 60 | $1,000 | thousands by filing date | |
| SWK HOLDINGS CORP. | 78501P104 | COM | 989 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 2,000 | $1,000 | thousands by filing date | principal |
| SONIC FDRY INC | 83545R207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 240 | $1,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 56 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 619 | $1,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 52 | $1,000 | thousands by filing date | |
| ENTERGY LA LLC $1.3125 PFD | 29364W504 | PREFERRED | 36 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 326 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 79 | $1,000 | thousands by filing date | |
| ICAP PLC ADR | 450936109 | COM | 103 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $1,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 135 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 709 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 2,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 59 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 52 | $1,000 | thousands by filing date | |
| Torvec Inc | 891479107 | Com | 2,750 | $1,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 52 | $1,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 45 | $1,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 40 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS 5.875% SERIES E | 867914889 | PREFERR | 30 | $1,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 43 | $1,000 | thousands by filing date | |
| PT MEDIA NUSANTARA CITRA | 69369J108 | COM | 51 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 77 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 1,286 | $1,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 66 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 79 | $1,000 | thousands by filing date | |
| Bioject Med Tech Inc | 09059T206 | COM | 6,100 | $1,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 38 | $1,000 | thousands by filing date | |
| Li & Fung Ltd. | G5485F169 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| Paid Inc | 69561N204 | COM | 8,900 | $1,000 | thousands by filing date | |
| CHINA MINSHENG BKG CORP LTD | 16949T106 | ADR | 62 | $1,000 | thousands by filing date | |
| CITY NATL CORP SER C | 17800x202 | PREFERRED | 27 | $1,000 | thousands by filing date | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 32 | $1,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 490 | $1,000 | thousands by filing date | |
| SAIPEM SPA-UNSPON ADR | 79376W208 | COM | 140 | $1,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 413 | $1,000 | thousands by filing date | |
| AES TIETE SA-ADR | 00808P207 | COM | 132 | $1,000 | thousands by filing date | |
| ALL AMERICA L-SPON ADR | 01643R507 | COM | 480 | $1,000 | thousands by filing date | |
| INMARSAT PLC ADR | 45772S109 | COM | 98 | $1,000 | thousands by filing date | |
| INMUEBLES CARSO SAB-LEV1-ADR | 45778R105 | COM | 145 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP | Y8162K105 | COM | 57 | $1,000 | thousands by filing date | |
| H LUNDBECK A/S-SPN ADR | 40422M206 | COM | 50 | $1,000 | thousands by filing date | |
| ARCHER LTD | G0451H109 | COM | 575 | $1,000 | thousands by filing date | |
| BINGO.COM LIMITED | G11152108 | COM | 690 | $1,000 | thousands by filing date | |
| MINERA FRISCO SAB-LEV1-ADR | 60283E101 | COM | 290 | $1,000 | thousands by filing date | |
| NEPTUNE ORIENT LINES-SP ADR | 640773206 | COM | 280 | $1,000 | thousands by filing date | |
| LONMIN PLC-SPON ADR | 54336Q203 | COM | 203 | $1,000 | thousands by filing date | |
| DATANG INTL POWER GEN CO-ADR | 23808Q207 | COM | 50 | $1,000 | thousands by filing date | |
| MRV ENGENHARIA | 553479106 | COM | 186 | $1,000 | thousands by filing date | |
| BHM TECHNOLOGIES LLC | 059998948 | COM | 151,041 | $1,000 | thousands by filing date | |
| MTR CORP LTD-ADR | 553768300 | COM | 15 | $1,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 441 | $1,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $1,000 | thousands by filing date | |
| ZTE CORP-UNSPON ADR | 98878Q105 | COM | 260 | $1,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 61 | $1,000 | thousands by filing date | |
| KOBE STEEL LTD-SPONS ADR | 499892107 | COM | 145 | $1,000 | thousands by filing date | |
| READERS DIGEST ASSN INC | BAX3940K3 | COM | 26,729 | $1,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 31 | $1,000 | thousands by filing date | |
| CTM MEDIA HOLDINGS INC-B | 22944D401 | COM | 8 | $1,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 9 | $1,000 | thousands by filing date | |
| Ares Capital 7.75% 2040 Call 1 | 04010l202 | PFD | 35 | $1,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 50 | $1,000 | thousands by filing date | |
| Aspen Insurance 7.401% Call 07 | g05384139 | PFD | 36 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL | 015271703 | PFD | 30 | $1,000 | thousands by filing date | |
| SERCO GROUP PLC | 81748L100 | ADR | 331 | $1,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 306 | $1,000 | thousands by filing date | |
| TCF FINL CORP DELDEP SHS REPSTG1/1000 | 872277207 | EQUITIES | 46 | $1,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 67 | $1,000 | thousands by filing date | |
| BALFOUR BEAUTY PLC | 05845R306 | ADR | 128 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 26 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 34 | $1,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC 1ST MTG | 29364w306 | PFD | 58 | $1,000 | thousands by filing date | |
| Ares Cap Corp 7% | 04010L509 | PREFERRED STOCK | 21 | $1,000 | thousands by filing date | |
| CLARIANT AG ADR | 18047P101 | Common Stock | 70 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 44 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 38 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 156 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 91 | $1,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 250 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 250 | $1,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 214 | $1,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 53 | $1,000 | thousands by filing date | |
| CHR HANSEN HOLDING -SPON ADR | 12545M207 | COM | 35 | $1,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 355 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 2,000 | $1,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 110 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 200 | $1,000 | thousands by filing date | |
| SUN ART RETAIL GRP LTD ADR | 866633100 | ADR | 90 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 32 | $1,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 32 | $1,000 | thousands by filing date | |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 62 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 26 | $1,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 180 | $1,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 125 | $1,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 39 | $1,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 47 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH 5 3/4 NOTES 2012-1.8.42 SR | 294628508 | PFD | 39 | $1,000 | thousands by filing date | |
| Digiliti Money Group (DGLT) (fka Cachet Financial Solutions Inc. (CAFN) | 00750W101 | COM | 200 | $1,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 50 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 438 | $1,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 110 | $1,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 150 | $1,000 | thousands by filing date | |
| ARKANOVA ENERGY CORP | 040732109 | COM | 26,316 | $1,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 700 | $1,000 | thousands by filing date | |
| PIRAEUS BANK-UNSP ADR | 724249206 | ADR | 364 | $1,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 840 | $1,000 | thousands by filing date | |
| ATHABASCA MINERALS INC | 046826103 | COM | 500 | $1,000 | thousands by filing date | |
| HRT PARTICIPACOES EM-GDR | 404275208 | GDR | 255 | $1,000 | thousands by filing date | |
| TAKATA CORP-UNSPONSORED ADR | 87405B103 | ADR | 30 | $1,000 | thousands by filing date | |
| SHPG US 10/18/14 P215 | CM3973859 | OPT | 15 | $1,000 | thousands by filing date | put |
| IEF US 12/20/14 P101 | CM4082712 | OPT | 30 | $1,000 | thousands by filing date | put |
| 30DC INC | 88430R105 | COM | 8,000 | $1,000 | thousands by filing date | |
| ABBV US 01/17/15 P52.5 | CM4275210 | OPT | 4 | $1,000 | thousands by filing date | put |
| ABBV US 10/18/14 P55 | CM4482097 | OPT | 39 | $1,000 | thousands by filing date | put |
| ADS US 12/20/14 P220 | CM4559436 | OPT | 4 | $1,000 | thousands by filing date | put |
| CVEO US 10/18/14 C25 | CM4627024 | OPT | 251 | $1,000 | thousands by filing date | call |
| SPENDSMART NETWORKS INC | 84832P102 | COM | 666 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDCOM INC GA NEW | 98157D106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOOMIN BRANDS INC | 094235108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERESCO INC | 02361E108 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THL CREDIT INC | 872438106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADWARE LTD | M81873107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC GAS AND 6 PERCENT PFDPFD | 694308206 | Equity | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST PL FINL CORP COM | 33610t109 | COM | 25,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDCOM INC | 98157D304 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 134,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 19,027 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTPLUS FINANCIAL GROUP INC | 33763B103 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 786 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 6,153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Res Enterprise Ltd | 16940R109 | USD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUSQVARNA AB ADR | 448103101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST JAPAN RAILWAY-UNSP ADR | 953432101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Klabin SA-SPONS ADR | 49834M100 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOL HUNGARIAN OIL SP ADR | 608464202 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAV HAVALIMANLARI HLD-UN ADR | 876704107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 375,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNAPRINT GENOMICS | 23324Q202 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED ENERGETICS INC | 03819M106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELSKY TECHNOLOGY | 89420Y209 | Common Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 20,581 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT MANAGEMENT GP | 53222E209 | Stock | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Applied Visual Scien | 038287108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INERGETICS INC XXX | 45671Q204 | COMMON STOCK | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMOTE DYNAMICS INC | 75962A303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCA PICS & PRDTN CO INTL INC COM | 17253V109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MARINE LTD COM | 37944Y106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL-BAY INTL INC | 12802P307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTH SEARCH SCIENCES INC. | 270313208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLS INTL INC | 784429102 | COM | 3,640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS POWER & CO INC | 00431N108 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 19,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS CAP TR PFD SER M 6 | 52520E200 | Preferred | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBERLUX CORP | 23247M205 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDINAH MINERALS INC | 58489M109 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verbund | 92336Y107 | ADR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEXALT INC | 451691208 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OASYS MOBILE INC XXX | 67421G104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E2OPEN INC | 29788A104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMPRA INC | 15130J109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FURMANITE CORPORATION | 361086101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REACHLOCAL INC | 75525F104 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XENOPORT INC | 98411C100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC | 98978L105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 106,754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENOM INC COM NEW | 817337405 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Hop-On Inc | 439338203 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALTIC TRADING LTD | Y0553W103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYAN INC | 23247W104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630208 | COM | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX PETROLEUM INC. | 351465208 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYGNUS E-TRANSACTION GROUP | 23255V105 | COM | 51,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDHEAD CASINO CORP | 25278S100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Horizon Lines Inc-Cl A | 44044K309 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Panolam Holdings Co | 69860T100 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATION COMPANIES INC | 66989V107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCOL INC | 128699105 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 4,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOCUS ENHANCEMENTS INC | 344159108 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Spectral Diagnostics | 847574100 | COM | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ***ERROR:MISSING*** | 739363AF6 | ***MISSING*** | 4,200,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 276 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALTY INCOME CORP 6.75% PFD C | 756109708 | PRD | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPURE CORPORATION CMN CLASS | 09065H402 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safe Technologies | 786416206 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY ARKANSAS | 29364D761 | PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STORM CAT ENERGY CORP | 862168101 | COMMON | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011985 | this filing | 2014-11-14 | acceptance time not in the bulk data set |