13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-05, with 1,711 holding rows worth $286,091,000.
- Accession
- 0000950123-14-010967
- Filer
- CIK 910316
- Filed
- 2014-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,711 entries on the cover page, a total value of $286,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,091,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 130 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $2,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32 | $2,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 115 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 66 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67 | $2,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 27 | $2,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 32 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 141 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 266 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 425 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 278 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 320 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 73 | $2,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 69 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 170 | $2,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 60 | $2,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 40 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 109 | $2,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 100 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $2,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 70 | $2,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 50 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 121 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 87 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 110 | $2,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 607 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 184 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28 | $2,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 50 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 130 | $2,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 137 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 487 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 70 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 74 | $2,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 28 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 60 | $2,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 250 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 48 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 30 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 63 | $1,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 37 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 32 | $1,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 31 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 28 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 8 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 63 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 31 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 18 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 22 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 46 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 25 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 131 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 33 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 41 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 43 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 151 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 66 | $1,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 20 | $1,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 39 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 24 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 105 | $1,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 20 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 31 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 226 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 19 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21 | $1,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 109 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 62 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 120 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 152 | $1,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 45 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 100 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 478 | $1,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 16 | $1,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 30 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 31 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 300 | $1,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000 | $1,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 100 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 47 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 100 | $1,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 14 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,000 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 16 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 31 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 200 | $1,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 69 | $1,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 114 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 28 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 30 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 80 | $1,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 10 | $1,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34 | $1,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 104 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 600 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 40 | $1,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 55 | $1,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 250 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 442 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 16 | $1,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 20 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 29 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 46 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 24 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 4,256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TRUST I | 966389108 | TR U | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNFV GROUP | 31620R402 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 178787107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-010967 | this filing | 2014-11-05 | acceptance time not in the bulk data set |