13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-05, with 1,711 holding rows worth $286,091,000.
- Accession
- 0000950123-14-010967
- Filer
- CIK 910316
- Filed
- 2014-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,711 entries on the cover page, a total value of $286,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,091,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Accenture Plc Class A | G1151C101 | COM | 183 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 467 | $15,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 300 | $15,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 467 | $15,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 250 | $15,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,127 | $15,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 161 | $15,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 300 | $15,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 874 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,349 | $15,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 634 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 614 | $15,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,475 | $15,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 228 | $14,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 221 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 340 | $14,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150 | $14,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 112 | $14,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 226 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 746 | $14,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 96 | $14,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,015 | $14,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,780 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,160 | $14,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,088 | $14,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 52 | $13,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 234 | $13,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 320 | $13,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 398 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $13,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 990 | $13,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 820 | $13,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 356 | $13,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 492 | $13,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 892 | $13,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 746 | $13,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 189 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 515 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 212 | $12,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,468 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 525 | $12,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 859 | $12,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,000 | $12,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 200 | $12,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 999 | $12,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 268 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 154 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 115 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $12,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 183 | $12,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 957 | $12,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 315 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 115 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 320 | $11,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 350 | $11,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,002 | $11,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 200 | $11,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,690 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 380 | $11,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 375 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 330 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 359 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 389 | $11,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $11,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,300 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 250 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 400 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 300 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 265 | $11,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 500 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 333 | $11,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 305 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 400 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 532 | $11,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $11,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $11,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 208 | $10,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 550 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 86 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,499 | $10,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 148 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 161 | $10,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 175 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,150 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 77 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 118 | $10,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 150 | $10,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 160 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 86 | $10,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 726 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 89 | $10,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 625 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 800 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 225 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 488 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 720 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 400 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 430 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 470 | $10,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 323 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 750 | $10,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 120 | $10,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 1,650 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $9,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 250 | $9,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 144 | $9,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 87 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 122 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $9,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 217 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 400 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $9,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45 | $9,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 116 | $9,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 672 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 150 | $9,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 527 | $9,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 68 | $9,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $9,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 747 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 376 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 115 | $9,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $9,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 101 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 217 | $9,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 120 | $9,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 265 | $9,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 213 | $9,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 475 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 231 | $9,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,250 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 160 | $9,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 1,200 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 237 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 150 | $8,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $8,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 187 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 390 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 675 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 22 | $8,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 167 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 38 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350 | $8,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 194 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 304 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 600 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 900 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 243 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 200 | $8,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 74 | $8,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 950 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 356 | $8,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 340 | $8,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 82 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 141 | $8,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 220 | $8,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 646 | $8,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $8,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 405 | $8,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 532 | $8,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 125 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 450 | $8,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 156 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 103 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 188 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 478 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 78 | $7,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 700 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 142 | $7,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76 | $7,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 160 | $7,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 120 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 198 | $7,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $7,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 400 | $7,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 273 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 118 | $7,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $7,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 320 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 225 | $7,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 120 | $7,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 165 | $7,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 57 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 500 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 50 | $7,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 503 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 700 | $7,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 301 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 122 | $7,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 281 | $7,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 50 | $7,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 780 | $6,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 59 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 165 | $6,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 150 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 68 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 277 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 53 | $6,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 165 | $6,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 60 | $6,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 55 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 729 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 126 | $6,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 500 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 140 | $6,000 | thousands by filing date | |
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| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 950 | $6,000 | thousands by filing date | |
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| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 100 | $4,000 | thousands by filing date | |
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| COGNEX CORP | 192422103 | COM | 106 | $4,000 | thousands by filing date | |
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| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 250 | $4,000 | thousands by filing date | |
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| Boston Scientific Corporation | 101137107 | COM | 180 | $2,000 | thousands by filing date | |
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| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 25 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 101 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 47 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 18 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 25 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 16 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100 | $2,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 112 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 35 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 67 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 50 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 16 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 66 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 52 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50 | $2,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 41 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 150 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 150 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 36 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 47 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 61 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 70 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 34 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-010967 | this filing | 2014-11-05 | acceptance time not in the bulk data set |