13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,599 holding rows worth $73,964,486,000.
- Accession
- 0000950123-14-009105
- Filer
- CIK 1423053
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,282 entries on the cover page, a total value of $73,964,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,964,486,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEURALSTEM INC | 64127R952 | Cmn | 4,400 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 2,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 2,400 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W903 | COM | 3,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,514 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,117 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,007 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491952 | PUT | 2,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D956 | COM | 4,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 300 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M959 | COM | 2,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 17,336 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 25,313 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 10,276 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 31,641 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 19,470 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 5,902 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 14,048 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P952 | COM | 1,300 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 20,181 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 20,994 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 1,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POINT 360 | 730507100 | COM | 50,597 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 10,513 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946904 | Cmn | 700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 3,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187906 | Cmn | 4,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELECTRIC CORP COMMON STOCK | 721283909 | Cmn | 2,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 3,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 14,936 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 21,444 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M909 | COM | 800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 1,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BK SYS INC | 203607956 | COM | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 2,300 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828906 | SHS | 7,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Green Plains Renewable Energy Inc | 422245950 | COM | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P951 | PUT | 7,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 11,856 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 14,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 1,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B957 | COM | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794908 | COM | 700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 6,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 29355A957 | COM | 2,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INDL RLTY TR INC | 32054K953 | PUT | 900 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947957 | PUT | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 1,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,938 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 16,454 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP | 729132950 | PUT | 400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483954 | COM | 2,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,997 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 7,338 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 7,995 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485906 | COM | 800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 900 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 14,117 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 17,669 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTL SPEEDWAY CORP CL A CMN STOCK | 460335901 | Cmn | 500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 10,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM CORP CMN STK | 005125909 | Cmn | 800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 14,552 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 12,022 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 11,945 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E953 | COM | 5,800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DICE HLDGS INC | 253017957 | COM | 2,200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K909 | COM | 1,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSULET CORP COM | 45784P101 | Stock | 415 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554102 | COM | 359 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECARD CORPORATION | 45816D100 | COM | 11,898 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487905 | COM | 900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K903 | COM | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076954 | COM | 1,200 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED | 20451Q954 | SH BEN INT | 900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M909 | COM | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U959 | COM | 500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Gevo Inc | 374396109 | COMMON | 19,063 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P203 | COM NEW | 16,055 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 510728108 | COM | 17,718 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 20,562 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 37,047 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,081 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,841 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 24,661 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 7,053 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSE GENETICS INC | 76123U105 | COM | 17,204 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 9,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203908 | Cmn | 1,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G902 | COM | 800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M959 | COM | 700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 2,500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A959 | COM NEW | 1,300 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314901 | CALL | 1,800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,477 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 9,600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELUS CORPORATION | 87971M953 | COM | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223954 | COM | 900 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048909 | COM | 300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 12,323 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 3,353 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 19,255 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 70,848 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 6,741 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 51,098 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265904 | COM | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692903 | COM | 600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CORP | 278265953 | COM | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153954 | COM | 500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 5,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V951 | COM | 1,800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 8,600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354955 | SHS | 800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F952 | PUT | 200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 9,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B905 | COM | 600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838909 | COM NEW | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FABRINET | G3323L950 | SHS | 700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905956 | COM | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 728 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462902 | CALL | 200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAG INDUSTRIAL INC | 85254J952 | PUT | 600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375956 | COM | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 19,970 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 15,658 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 15,203 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082952 | Cmn | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 4,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LTD COMMON STOCK | G67828956 | Cmn | 6,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819906 | COM | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C959 | PUT | 400 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624958 | PUT | 4,600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTURA CORP P @ 17.5 APR 16 | 883211954 | PUT | 600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 18,731 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 5,929 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMFORT SYS USA INC | 199908904 | CALL | 800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K903 | CALL | 400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B907 | COM | 400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023900 | COM | 500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495952 | COM | 300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301909 | CALL | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONMED CORP | 207410951 | PUT | 300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X902 | COM | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 16,885 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC | 98411C100 | COM | 2,749 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 5,722 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 25,976 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 12,286 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 12,026 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT MGMT CO -A | 03748R901 | COM | 400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 12,755 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M103 | COM | 6,425 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAEGIS INC | 233720101 | COM | 10,650 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104908 | Cmn | 900 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 2,700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 2,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W907 | Cmn | 3,800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 18,408 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213906 | COM | 5,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F956 | COM | 300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228955 | COM | 700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC DEL | 639050903 | COM | 500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 2,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699907 | CALL | 1,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 1,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K959 | COM | 1,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870958 | Cmn | 8,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC COM | 267475101 | Stock | 373 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U904 | COM | 900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P903 | CALL | 500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP | 574795900 | CALL | 500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT MED HLDGS CORP | 81619Q905 | COM | 800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 9,053 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 6,810 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 2,783 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 14,726 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939906 | COM | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 10,137 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347951 | Cmn | 2,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303909 | Cmn | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP CMN STOCK | 747277901 | Cmn | 1,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 3,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PMC - SIERRA INC CMN STK | 69344F956 | Cmn | 1,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K907 | CL A | 2,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F906 | COM | 900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EQTY INVT LIFE HLD | 025676956 | COM | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON INC | 538146951 | COM | 1,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268901 | COM | 2,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 9,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U952 | PUT | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466951 | PUT | 2,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESARO INC | 881569907 | CALL | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283905 | CALL | 800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC-CLASS A | 69913R958 | Cmn | 2,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC | 30225T952 | PUT | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD | G0450A955 | PUT | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC | 30225T902 | COM | 200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 8,096 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 10,213 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 6,849 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 18,324 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835900 | COM | 300 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916907 | COM | 3,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764957 | COM | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233909 | Cmn | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 5,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 3,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 3,700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 3,700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 2,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602904 | Cmn | 9,300 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PPTYS INC | 222795906 | COM | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC | 871237953 | PUT | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U951 | COM NEW | 3,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021951 | Cmn | 1,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RALLY SOFTWARE DEVELOPMENT C | 751198952 | Cmn | 1,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAB UNIVERSAL CORP | 302771900 | Cmn | 3,500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021901 | Cmn | 1,300 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 2,900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD | G3198U902 | CALL | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275952 | COM | 600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE SPECIALTY HOLDINGS | G30397906 | COM | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 2,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270903 | Cmn | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC CMN STK | 786449907 | Cmn | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 3,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 10,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Paulson Capital Corp | 703797100 | COM | 11,549 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 2,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109908 | COM | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635957 | PUT | 900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LA QUINTA HLDGS INC | 50420D958 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T903 | CL A | 800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081905 | Cmn | 16,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q950 | PUT | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 268 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP | 084423952 | COM | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085901 | COM | 2,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL MONTE CORP | G36738955 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 9,072 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 4,163 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,174 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 27,499 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P953 | COM | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Endeavour Intl Corp | 29259G950 | COM NEW | 6,900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 5,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 1,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D953 | Cmn | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 2,400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP CMN STK | 229669956 | Cmn | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 6,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 3,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDUSTRIES INC CMN STK | 046224901 | Cmn | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U959 | COM | 5,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 2,800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIESTA RESTAURANT GROUP INC | 31660B951 | PUT | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP DEL | 55027E952 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981901 | CALL | 1,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 2,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 9,147 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 109 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684908 | COM | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 800 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 3,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 3,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 1,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,919 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 58,328 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 2,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 5,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 1,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL RECTIFIER COMMON NEW YORK | 460254955 | Cmn | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306906 | Cmn | 2,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R955 | Cmn | 2,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC -CL A CMN STK | 961840955 | Cmn | 9,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 5,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U909 | COM | 4,800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 26,478 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912903 | COM NEW | 2,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP | 337915952 | COM | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M958 | COM NEW | 5,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K957 | CL A | 1,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 4,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360907 | COM NEW | 1,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T901 | COM | 5,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R958 | PUT | 700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N957 | COM | 1,900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942955 | PUT | 200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P901 | Cmn | 3,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORP CMN STK | 361086901 | Cmn | 700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V952 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235908 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q905 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q955 | SHS | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T900 | COM | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 794 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271950 | PUT | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINIUM CORPORATION | 483007954 | PUT | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 5,167 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,484 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 6,599 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP | 46113M958 | Cmn | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V903 | Cmn | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 1,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 3,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROLOGISTICS LP | 71672U901 | UNIT LTD PTH INT | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396909 | COM | 8,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A957 | COM | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360957 | COM NEW | 1,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC | 68162K906 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P901 | COM | 2,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LTD | Y2711Y954 | ORD | 6,900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG PARTNERS LP | Y2745C952 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098958 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H955 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLUBCORP HLDGS INC | 18948M908 | CALL | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252959 | PUT | 1,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890909 | COM | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J906 | COM | 800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890959 | PUT | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 2,447 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 14,389 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,128 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848909 | Cmn | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M902 | Cmn | 4,800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805909 | Cmn | 1,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 3,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC CMN STOCK | 218868957 | Cmn | 21,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO | 03748R951 | Cmn | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 2,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873900 | Cmn | 2,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602954 | Cmn | 4,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STANCORP FINL GROUP INC CMN STOCK | 852891900 | Cmn | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 1,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 2,300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822901 | COM | 4,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T950 | COM | 800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M953 | COM | 2,900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 2,101 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP | 320771907 | CALL | 1,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842905 | Cmn | 700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 34 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONRO INC | 610236901 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602903 | SHS | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 1,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 2,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G902 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KENNAMETAL INC | 489170900 | CALL | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC | 379577958 | CL A | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461200 | COM | 439 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 538 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T952 | COM | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 26,471 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 1,700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111958 | Cmn | 3,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044908 | Cmn | 1,200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R909 | Cmn | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 1,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 2,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M952 | Cmn | 3,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G902 | Cmn | 3,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 1,400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 1,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHILL & CO INC COMMON STOCK | 395259954 | Cmn | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 1,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571909 | COM | 1,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314958 | COM | 7,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N955 | COM | 2,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310957 | COM | 4,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L956 | PUT | 800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682903 | CALL | 1,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP | 178787957 | OPTION | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST MARBLEHEAD CORP | 320771957 | PUT | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R908 | COM SHS | 1,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002103 | COM | 376 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607957 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496951 | COM | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE SOLUTIONS & SUPPO | 45769N905 | COM | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 1,400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 6,397 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIOR INC - CL A | 497217109 | CL A | 11,885 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 558 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630953 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 1,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V950 | Cmn | 3,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 3,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639908 | Cmn | 1,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 8,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N909 | Cmn | 800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373902 | Cmn | 3,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A902 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213956 | COM | 1,800 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822951 | COM | 3,400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R900 | COM | 600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S955 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U901 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J901 | COM | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011957 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T909 | COM | 800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEVELOP | 16939V903 | Cmn | 2,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WOODWARD INC COM | 980745103 | Stock | 53 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G901 | CALL | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 3,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO | 784117953 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEXAS ROADHOUSE INC | 882681909 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 29355A907 | COM | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U954 | COM | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP | 12514G908 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465956 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648953 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP | 371901909 | CALL | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D900 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT MED HLDGS CORP | 81619Q955 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 972 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 1,537 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,326 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 928497904 | CALL | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 940 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 1,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 1,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873950 | Cmn | 1,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A908 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER BAY RLTY TR CORP | 82735Q902 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q909 | COM | 600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E903 | COM | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V952 | COM | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835954 | COM | 3,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T956 | COM | 1,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 1,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P904 | CALL | 900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 3,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC CMN STOCK | 832154958 | Cmn | 2,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T907 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096958 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U905 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADWARE LTD | M81873907 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Walter Energy Inc | 93317Q105 | COM | 301 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,021 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 22 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORP | 060505153 | CMN | 2,700 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSPORTATION INC | 499064903 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A113 | WTS | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U906 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-009105 | this filing | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-011139 | added | 2014-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001033 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005191 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007125 | added | 2015-06-26 | acceptance time not in the bulk data set |