13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 7,599 holding rows worth $73,964,486,000.
- Accession
- 0000950123-14-009105
- Filer
- CIK 1423053
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,282 entries on the cover page, a total value of $73,964,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,964,486,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OIL STS INTL INC | 678026905 | CALL | 700 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,700 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498905 | COM | 2,400 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 17,420 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PMC-SIERRA INC | 69344F106 | COM | 5,935 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 36,740 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROCERA NETWORKS INC | 74269U203 | COM | 4,438 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 6,027 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043909 | Cmn | 2,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313952 | Cmn | 1,400 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U908 | COM | 2,100 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 3,000 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MASONITE INTL CORP | 575385959 | COM | 800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N907 | COM | 10,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052906 | COM NEW | 6,300 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,476 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEPHONE & DATA SYS INC | 879433959 | COM NEW | 1,700 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCRIPPS E W CO OHIO | 811054902 | CL A NEW | 2,100 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 3,300 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 8,861 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL SCIENCES CORP | 685564956 | COM | 1,500 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 9,769 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVATEBANCORP INC(IPO) CMN STOCK | 742962903 | Cmn | 1,500 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 4,000 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T902 | COM | 2,000 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T952 | PUT | 2,000 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 15,200 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 5,600 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREATBATCH INC | 39153L906 | Cmn | 900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268959 | COM NEW | 4,200 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,708 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 12,998 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 1,335 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 2,400 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 5,100 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H951 | PUT | 1,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEI INVTS CO | 784117903 | CALL | 1,300 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 13,629 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475909 | COM | 7,500 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 112,080 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NET 1 UEPS TECHNOLOGIES INC COMMON STOCK | 64107N906 | Cmn | 3,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC COMMON STOCK | 073685959 | Cmn | 1,300 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 8,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 2,000 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 7,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY PARTNERS LP | 84756N909 | Cmn | 800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265954 | Cmn | 3,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P952 | COM | 8,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011907 | CALL | 2,100 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 9,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC COM | 741511109 | Stock | 479 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EHEALTH INC | 28238P109 | COM | 1,113 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,865 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC | 92345Y956 | PUT | 700 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465906 | CALL | 1,200 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC | 27579R954 | COM | 1,200 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342954 | ORD | 5,900 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 4,900 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 3,488 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RIVER INC. | 25388B954 | COM | 2,700 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044958 | Cmn | 10,000 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 9,700 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTERRAN PARTNERS LP | 30225N955 | COM UNITS | 1,500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T900 | COM UNIT REP LTD | 1,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 6,300 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 9,400 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L | 864482904 | UNIT LTD PARTN | 900 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC | 267475901 | COM | 1,300 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 14,301 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 38,877 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK | 42235N908 | Cmn | 1,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK | 42235N958 | Cmn | 1,000 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R906 | Cmn | 9,200 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907952 | PUT | 5,400 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,616 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 632 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT | 04316A908 | CL A | 700 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 1,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYBERONICS | 23251P102 | COMMON STOCK | 638 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607906 | CALL | 1,100 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC | 57686G955 | PUT | 1,500 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 23,408 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A900 | Cmn | 6,500 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 3,900 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 13,000 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446900 | COM | 2,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHUYS HLDGS INC | 171604951 | PUT | 1,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J959 | COM | 3,700 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A904 | Cmn | 600 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K901 | SHS NEW | 3,100 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FABRINET | G3323L900 | SHS | 1,900 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC UNIT | 67059L902 | Cmn | 1,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 5,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G900 | Cmn | 11,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 3,900 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MULTIMEDIA GAMES HOLDING CO INC | 625453955 | Cmn | 1,300 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP AMER INC CMN STK | 759351904 | Cmn | 500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P957 | Cmn | 10,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 4,800 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BERRY PLASTICS GROUP INC | 08579W903 | COM | 1,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E909 | CALL | 1,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 12,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480900 | COM UNIT RP IN | 1,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK HLDGS CORP | 27033X901 | COM | 10,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 5,800 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J903 | COM | 2,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 820 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 9,388 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780907 | Cmn | 3,900 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045902 | Cmn | 13,500 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LTD | G8988C955 | Cmn | 21,300 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 10,600 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 16,800 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 16,800 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638909 | Cmn | 3,800 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G952 | COM | 1,900 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYNOSURE INC | 232577905 | CL A | 1,800 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 1,500 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHEAST UTILS | 664397956 | COM | 800 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANMINA CORP COM | 801056102 | Stock | 1,627 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AAR CORP | 000361105 | COM | 1,357 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,698 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO | 363576959 | COM | 800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO | 388689901 | COM | 3,200 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC | 002474954 | COM | 800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 1,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 12,470 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMPRA INC | 15130J109 | COM | 3,438 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 10,141 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 4,713 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 11,897 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052206 | COM | 5,225 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667955 | Cmn | 1,500 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 6,900 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N952 | CL A | 8,700 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q907 | CALL | 4,300 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRING NETWORKS INC | 82817Q953 | PUT | 2,800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,611 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC | 617700959 | COM | 500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC | 58463J954 | COM | 2,700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 27,796 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMPSON MFG INC | 829073905 | CALL | 1,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL | 170032959 | COM | 3,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 6,105 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OM GROUP INC | 670872950 | Cmn | 1,100 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LTD | G8988C905 | Cmn | 20,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946954 | Cmn | 1,400 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 2,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 1,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N959 | Cmn | 7,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P951 | COM | 14,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P401 | Cmn | 13,624 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549904 | Cmn | 1,800 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A957 | Cmn | 2,100 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,298 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q308 | COM | 420 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD | M87915954 | PUT | 3,900 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP | 12514G958 | PUT | 1,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680R956 | CL A | 2,300 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC | 375916903 | COM | 600 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H956 | ORD CL A | 2,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P903 | COM | 2,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 4,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 2,444 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A959 | COM | 11,400 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 91,684 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694955 | Cmn | 1,900 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N902 | CL A | 8,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E955 | PUT | 3,500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 5,800 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D907 | CALL | 1,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM HOLDINGS INC | 005125959 | OPTION | 1,600 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC | 64976L909 | CALL | 3,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 10,200 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098108 | COM | 924 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672101 | CTF BEN INT | 1,749 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 752 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235958 | COM | 1,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC | 115236901 | COM | 1,100 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC | 115236951 | COM | 1,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660957 | COM | 1,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 2,200 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULLER H B CO | 359694906 | COM | 700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS | 29275Y902 | CALL | 500 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523957 | PUT | 6,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,221 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HOLDINGS INC | 62913F951 | COM | 61,200 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275902 | COM | 2,100 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K904 | COM | 1,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 2,578 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 10,502 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 22,591 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RESOURCES INC | 600527905 | Cmn | 5,300 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 7,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 5,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 3,400 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424953 | PUT | 900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672956 | COM | 4,700 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q957 | PUT | 3,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228954 | PUT | 1,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H908 | Cmn | 1,000 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP | 939647903 | Cmn | 1,800 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736L959 | COM | 2,300 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T957 | COM NEW | 3,800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947907 | CL B NEW | 1,900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 1,055 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 33,890 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 18,936 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 19,231 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 4,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDER & BALDWIN INC | 014491904 | Cmn | 800 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC | 72348P904 | Cmn | 1,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWER SEMICONDUCTOR LTD | M87915904 | CALL | 3,500 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117900 | COM | 800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 28,587 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 11,930 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 3,259 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 10,168 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTERNATIONAL METALS CMN STK | 74973W907 | Cmn | 1,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G953 | Cmn | 2,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 7,100 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 5,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 1,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STERIS CORP CMN STK | 859152900 | Cmn | 600 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973958 | COM | 7,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907902 | CALL | 4,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C909 | CALL | 900 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 14,800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRINGS NETWORKS | 82817Q903 | COM | 2,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T953 | PUT | 2,600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIENCE INC | 05070J902 | Cmn | 2,700 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 25,119 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,273 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B955 | COM | 1,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 4,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRINET GROUP INC | 896288907 | CALL | 1,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 3,861 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,130 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CST BRANDS INC | 12646R955 | COM | 900 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 9,263 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERRY PLASTICS GROUP INC | 08579W953 | COM | 1,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N908 | COM | 3,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 20,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 11,200 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 11,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 479 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRANE CO | 224399105 | COM | 398 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 2,900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 534 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C951 | COM | 1,300 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 13,430 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HOLDINGS INC | 62913F901 | COM | 53,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 12,317 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R959 | Cmn | 2,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY | 26613Q906 | Cmn | 1,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563904 | Cmn | 1,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 1,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293900 | UNIT LTD PART | 1,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043951 | COM | 2,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C905 | CALL | 1,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074950 | PUT | 1,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087953 | PUT | 7,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TREX CO INC | 89531P105 | COM | 998 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T957 | COM | 1,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 4,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215904 | COM NEW | 2,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 21,212 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155903 | COM | 1,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153904 | COM | 1,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 3,700 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC COMMON STOCK | 020520952 | Cmn | 2,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743907 | Cmn | 2,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 1,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELECTRIC CORP COMMON STOCK | 721283959 | Cmn | 3,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 3,400 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y954 | COM | 2,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 235 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. | 55306N954 | COM | 900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 2,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R907 | CL A | 4,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459908 | CALL | 2,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 2,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A903 | COM | 1,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP908 | COM | 2,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748901 | CALL | 1,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 18,720 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 11,397 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592200 | CMN | 23,989 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375900 | COM | 1,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 18,900 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384959 | Cmn | 6,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 4,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N906 | Cmn | 3,900 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W957 | Cmn | 7,800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 19,313 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 13,697 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J951 | COM | 6,400 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200956 | COM | 1,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043901 | COM | 2,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K903 | COM | 1,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOES KITCHEN INC | 98979J909 | CALL | 800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCI PARTNERS LP | 67091N958 | PUT | 1,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180905 | CALL | 2,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 2,500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794907 | COM | 2,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744901 | COM | 2,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P906 | CALL | 700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,707 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTERNATIONAL METALS INC | 74973W957 | COM | 1,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SERVICES INC | 492914906 | COM | 2,900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP-A | 46069S909 | COM | 1,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 18,445 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 1,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROSEMI CORPORATION COMMON STOCK | 595137900 | Cmn | 1,000 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 1,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158952 | Cmn | 17,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 4,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 2,900 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E905 | COM | 2,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 8,450 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCELERON PHARMA INC | 00434H958 | PUT | 800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672906 | Equity Call | 3,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 2,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 16,795 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSENSA HOLDING NV | N71546950 | Cmn | 2,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE WORLD WIDE INC | 978097953 | COM | 1,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 3,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UPBOUND GROUP INC | 76009N900 | COM | 900 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 20,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 3,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 81,284 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 10,722 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA AMERICA INC | 03836W953 | COM | 1,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE SPECIALTY HOLDINGS | G30397956 | COM | 500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 20,917 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 3,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665959 | Cmn | 5,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 2,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 13,800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R956 | Cmn | 5,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX CO/THE | 05615F902 | Cmn | 800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) | 337915902 | Cmn | 1,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TORNIER N V | N87237908 | SHS | 1,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 44,260 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L906 | CALL | 4,400 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC COMMON STOCK | 98950P954 | Cmn | 8,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954906 | COM NEW | 7,900 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 17,426 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J956 | COM | 3,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P953 | COM | 1,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160954 | COM | 600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES IN | 03820C905 | CALL | 500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAFD INC | 938824959 | PUT | 1,100 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 10,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 1,034 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BODY CENTRAL CORP | 09689U102 | COM | 28,545 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWIFT ENERGY CO | 870738101 | COM | 1,934 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TRUST I | 966389108 | TR U | 11,420 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J101 | COM | 5,764 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 6,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOME LOAN SERVICING SOLUTION | G6648D909 | Cmn | 1,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645950 | Cmn | 1,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 1,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W952 | Cmn | 4,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331955 | UNIT L P INT | 600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP | 49926D959 | PUT | 800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819956 | COM | 900 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIC INC | 62914B950 | PUT | 1,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624908 | CALL | 7,800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 7,306 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P | 36467J908 | CALL | 700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 16,639 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMFORT SYS USA INC | 199908954 | Option | 1,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G951 | SHS NEW | 3,300 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO | 201723903 | COM | 1,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J950 | COM | 4,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 21,195 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 1,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 1,300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 4,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 10,259 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 10,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 7,900 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 5,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388900 | CALL | 1,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879952 | PUT | 1,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 10,323 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T902 | COM | 4,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T909 | Cmn | 2,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 2,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 2,700 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901906 | Cmn | 8,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 1,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269951 | COM | 12,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785952 | PUT | 1,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J908 | CALL | 2,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 2,800 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C951 | COM NEW | 3,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794957 | COM | 2,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUTOR PERINI CORP | 901109958 | COM | 700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496901 | CALL | 3,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAYLOCITY HLDG CORP | 70438V956 | PUT | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 904 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,456 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 19,442 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 15,099 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS INC CMN STK | 464592954 | Cmn | 2,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U902 | Cmn | 2,600 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214953 | Cmn | 1,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 8,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210953 | Cmn | 2,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C955 | COM NEW | 1,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P950 | PUT | 3,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W958 | CL A | 700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 1,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC | 705573953 | COM | 1,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W953 | COM | 10,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 41,688 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP | 049560955 | PUT | 400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 16,555 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 16,361 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 23,600 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 10,176 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 74,118 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 11,413 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164950 | COM | 800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 16,583 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 1,500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 5,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 16,500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074900 | CALL | 700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 5,200 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LA QUINTA HLDGS INC | 50420D908 | CALL | 1,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 11,790 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052956 | COM NEW | 2,900 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,102 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 23,268 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 2,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002953 | COM | 2,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 2,800 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 1,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 822 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 1,500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879902 | CALL | 1,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 59,530 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,628 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS CORP | 775133901 | CALL | 300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 10,864 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 43,738 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 14,246 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,403 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QAD INC-A | 74727D306 | CL A | 928 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 15,190 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMBIENT CORP | 02318N201 | COM | 21,805 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 11,004 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSTROCK ENERGY CORP | 737525105 | COM | 13,455 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 21,287 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 19,262 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 18,496 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 1,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 3,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571908 | Cmn | 600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 3,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Cogo Group, Inc. | G9363W104 | COM | 10,251 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 1,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC-CLASS A | 69913R908 | Cmn | 3,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 14,017 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,171 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DLH HLDGS CORP | 23335Q100 | COM | 10,114 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G903 | COM | 700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 21,748 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1,100 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,755 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,707 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 26,353 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYCOM INC | 73172K904 | COM | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 13,290 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERTS REALTY INVS | 769900101 | COM | 23,449 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 23,615 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 21,924 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGER MEDIA INC | G88685105 | SHS | 19,999 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 6,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MGMT CORP CMN STOCK | 28140M953 | Cmn | 11,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805959 | Cmn | 4,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP CMN STK | 091826907 | Cmn | 800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099951 | Cmn | 1,800 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102957 | Cmn | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 5,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC COMMON STOCK | 559079907 | Cmn | 300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 2,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 13,820 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC | 786449957 | PUT | 900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V904 | COM | 600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 1,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403102 | Cmn | 10,813 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-009105 | this filing | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-011139 | added | 2014-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001033 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005191 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007125 | added | 2015-06-26 | acceptance time not in the bulk data set |