13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 1,767 holding rows worth $288,393,000.
- Accession
- 0000950123-14-007705
- Filer
- CIK 910316
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,767 entries on the cover page, a total value of $288,393,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,393,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 200 | $3,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 25 | $3,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 222 | $3,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 1,000 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 74 | $3,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 125 | $3,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 160 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 60 | $3,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 21 | $2,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 20 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 101 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 18 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 25 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 37 | $2,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 112 | $2,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 22 | $2,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 35 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 67 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 50 | $2,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 31 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 66 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 36 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 75 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50 | $2,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 41 | $2,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 25 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 52 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19 | $2,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 100 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 150 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 25 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 36 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 70 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 130 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 52 | $2,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 43 | $2,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32 | $2,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 115 | $2,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 125 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 66 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 56 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 24 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24 | $2,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 27 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 19 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150 | $2,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 37 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 62 | $2,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 102 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 25 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 235 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 100 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 160 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 250 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 73 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 19 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 36 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 69 | $2,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 46 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 400 | $2,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 40 | $2,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 300 | $2,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 100 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 47 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 46 | $2,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 165 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 200 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 87 | $2,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 46 | $2,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 227 | $2,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000 | $2,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 35 | $2,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 48 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 20 | $2,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 184 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28 | $2,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 500 | $2,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 151 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 50 | $2,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 137 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 487 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 70 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 83 | $2,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 28 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $2,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 350 | $2,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100 | $2,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 1,370 | $2,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 37 | $2,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 500 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 26 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 48 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $1,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 30 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 63 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 15 | $1,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 27 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 32 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 28 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 8 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 63 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10 | $1,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 24 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 13 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 131 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 41 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 151 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 66 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 61 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 104 | $1,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 26 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 31 | $1,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 58 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 226 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $1,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 109 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 112 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 30 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 75 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 43 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 152 | $1,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 45 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 35 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 478 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,000 | $1,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 30 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 31 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,000 | $1,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000 | $1,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 247 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 120 | $1,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 33 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 100 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,000 | $1,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 70 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 16 | $1,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 69 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 28 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 80 | $1,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 10 | $1,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 104 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 416 | $1,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 23 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 55 | $1,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 250 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 442 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 16 | $1,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 20 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 23 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 46 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 27 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 32 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATMEL CORP | 049513104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL FCSTONE INC | 46116V105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TRUST I | 966389108 | TR U | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-007705 | this filing | 2014-08-04 | acceptance time not in the bulk data set |