13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 1,767 holding rows worth $288,393,000.
- Accession
- 0000950123-14-007705
- Filer
- CIK 910316
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,767 entries on the cover page, a total value of $288,393,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,393,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 450 | $15,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,038 | $15,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 945 | $15,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 354 | $15,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 146 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 112 | $15,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 874 | $15,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 460 | $15,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,002 | $15,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 420 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 746 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 449 | $15,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,000 | $15,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 157 | $14,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 467 | $14,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 750 | $14,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 515 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 221 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,452 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 560 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 340 | $14,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,005 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 182 | $14,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 383 | $14,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 108 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 156 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 547 | $14,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 750 | $14,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 188 | $14,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 96 | $14,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 1,821 | $14,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $13,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 397 | $13,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 410 | $13,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 201 | $13,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 350 | $13,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,030 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $13,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 990 | $13,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 400 | $13,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 400 | $13,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 892 | $13,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,000 | $13,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 350 | $12,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 320 | $12,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 256 | $12,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 189 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,002 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 275 | $12,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 190 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,690 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 555 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 375 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 850 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,300 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $12,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 999 | $12,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 250 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 115 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $12,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $12,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $12,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 226 | $12,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 746 | $12,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,400 | $12,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,171 | $12,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 208 | $11,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 115 | $11,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 91 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 162 | $11,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,150 | $11,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 150 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 86 | $11,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,468 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 537 | $11,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 785 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 389 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 800 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 489 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 400 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,128 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 280 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 265 | $11,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 674 | $11,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 500 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 325 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 140 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 400 | $11,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 824 | $11,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 825 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 878 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 532 | $11,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $11,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 400 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 205 | $11,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,484 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 600 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 113 | $10,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 160 | $10,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 203 | $10,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 217 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 400 | $10,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 726 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 295 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 101 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 376 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 89 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45 | $10,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 300 | $10,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 234 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 239 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 170 | $10,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 217 | $10,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 350 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,149 | $10,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 200 | $10,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 213 | $10,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 151 | $10,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 202 | $10,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 200 | $10,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 532 | $10,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 241 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 160 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $9,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 87 | $9,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 90 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 292 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 672 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 267 | $9,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 376 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 600 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 900 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 243 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 190 | $9,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 101 | $9,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 320 | $9,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 340 | $9,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 141 | $9,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 64 | $9,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 475 | $9,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,514 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 174 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 150 | $8,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $8,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 247 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 960 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 389 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 205 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 115 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 675 | $8,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 167 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 90 | $8,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 122 | $8,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 38 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 453 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 201 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 121 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 470 | $8,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 116 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 204 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 566 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 200 | $8,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 74 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 356 | $8,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 304 | $8,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 82 | $8,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 60 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 365 | $8,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 478 | $8,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 338 | $8,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 215 | $8,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 125 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 450 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 350 | $8,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 156 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 69 | $7,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 103 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 150 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 188 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 478 | $7,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 79 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 78 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 142 | $7,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 77 | $7,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 280 | $7,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $7,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 126 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 200 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 140 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 198 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 260 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 56 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 35 | $7,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 400 | $7,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 41 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 118 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 70 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 200 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 825 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 78 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 165 | $7,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 96 | $7,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,000 | $7,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 400 | $7,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,200 | $7,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 503 | $7,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 236 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 180 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 300 | $7,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 4,750 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000 | $7,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,000 | $7,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 250 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 285 | $7,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 66 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 237 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 162 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 120 | $6,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 68 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 277 | $6,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 245 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 53 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 41 | $6,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 110 | $6,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 55 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76 | $6,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 240 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 729 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 101 | $6,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 135 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 173 | $6,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100 | $6,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 300 | $6,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 200 | $6,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 190 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $6,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 282 | $6,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 400 | $6,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 74 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 494 | $6,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 470 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 500 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 165 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 110 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 162 | $6,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 304 | $6,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 64 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 270 | $6,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 303 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 182 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 600 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 261 | $6,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 496 | $6,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 301 | $6,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 239 | $6,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 50 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 74 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $5,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 43 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 94 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 50 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 59 | $5,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 165 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 110 | $5,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 55 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 161 | $5,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $5,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 144 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 65 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 25 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 165 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 140 | $5,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 70 | $5,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 160 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 205 | $5,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 653 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 115 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 80 | $5,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 550 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 295 | $5,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 450 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 132 | $5,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 50 | $5,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 205 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 362 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 120 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 834 | $5,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 100 | $5,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 155 | $5,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 100 | $5,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 500 | $5,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 75 | $5,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 100 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 30 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 40 | $5,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 74 | $5,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 200 | $5,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 103 | $5,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 150 | $5,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 197 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 75 | $5,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 150 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 50 | $5,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 80 | $5,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 413 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 114 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 73 | $5,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 891 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 140 | $5,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 600 | $5,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 100 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 185 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 123 | $5,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $5,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 200 | $5,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 303 | $5,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 300 | $5,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 200 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $4,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 132 | $4,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 42 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 600 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 77 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 35 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 60 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 108 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19 | $4,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 41 | $4,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 56 | $4,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 75 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63 | $4,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 77 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 84 | $4,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 109 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 301 | $4,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 106 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 30 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 25 | $4,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 58 | $4,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 250 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 734 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30 | $4,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 408 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 269 | $4,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 130 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 45 | $4,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 149 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 127 | $4,000 | thousands by filing date | |
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| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 227 | $4,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 100 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 189 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,000 | $4,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 93 | $4,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 200 | $4,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 63 | $4,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 116 | $4,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 52 | $4,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 141 | $4,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 105 | $4,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $4,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 252 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 120 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 31 | $4,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 46 | $4,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 106 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 72 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 280 | $4,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 4,000 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 310 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 50 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 170 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 62 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 40 | $3,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 52 | $3,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 27 | $3,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 111 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 39 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 87 | $3,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 25 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 90 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 60 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 39 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 300 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 77 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 102 | $3,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 53 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 67 | $3,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 94 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 100 | $3,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 162 | $3,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 52 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 40 | $3,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 250 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 95 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 25 | $3,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 47 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 200 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 150 | $3,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 200 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67 | $3,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 350 | $3,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 32 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 455 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 500 | $3,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 86 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 200 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 321 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 86 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 63 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 15 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 136 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 100 | $3,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 350 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 53 | $3,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 20 | $3,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 55 | $3,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 370 | $3,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 25 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $3,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 60 | $3,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 100 | $3,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 145 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 29 | $3,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 205 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $3,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 100 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 90 | $3,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 100 | $3,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 100 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 109 | $3,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-007705 | this filing | 2014-08-04 | acceptance time not in the bulk data set |