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13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.

AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-12, with 4,856 holding rows worth $21,288,552,000.

Accession
0000950123-14-005423
Filed
2014-05-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2014

A holdings report, 9,847 entries on the cover page, a total value of $21,288,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,288,551,876 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
  • included managerFSC SECURITIES CORPORATION 028-11910
  • included managerSAGEPOINT FINANCIAL, INC. 028-12857
  • included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
NUVEEN EQUITY PREM ADV FD6706ET107COM7,200$91,368dollars, detected
MEI PHARMA INC55279B202COM NEW8,203$91,299dollars, detected
FAIRWAY GROUP HLDGS CORP30603D109CL A11,924$91,099dollars, detected
ALIMERA SCIENCES INC016259103COM11,526$90,940dollars, detected
APCO OIL & GAS INTERNATIONALg0471f109SHS6,288$90,862dollars, detected
PZENA INVESTMENT MANAGM-CL A74731Q103CLAS7,718$90,841dollars, detected
Bowater Inc09066L105COMMON STOCKS27,610$90,837dollars, detected
NUVEEN PREM INCOME MUN FD67063W102COM6,782$90,811dollars, detected
INTERVEST BANCSHARES CORP-A460927106COM12,173$90,689dollars, detected
NATHANS FAMOUS INC NEW632347100COM1,850$90,632dollars, detected
FIRST TR EXCHANGE-TRADED FD33733E500NAS CLNEDG GREEN4,457$90,522dollars, detected
CROWN MEDIA HLDGS INC228411104CL A23,564$90,486dollars, detected
ACCESS NATIONAL CORP004337101COMMON STOCK5,568$90,257dollars, detected
CBL & ASSOCIATES PROPERTIES IN124830100COM5,078$90,135dollars, detected
REGIONAL MANAGEMENT CORP75902K106COMMON STOCK3,648$89,960dollars, detected
FLEXSHARES TR33939L308MSTAR EMKT FAC1,760$89,936dollars, detected
ADVENT CONVERTIBLE AND INCOME00764C109COM4,834$89,816dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J158JAPAN ALPHADEX2,044$89,445dollars, detected
ADVISORSHARES TR INSIDER ADVAN00768y818INDX FD1,800$89,334dollars, detected
PIMCO GLOBAL STOCKPLUS INCOM722011103COM3,740$88,526dollars, detected
TELEFONICA S A SPONSORED ADR879382208ADR5,598$88,392dollars, detected
ROSETTA STONE INC777780107COM7,878$88,391dollars, detected
ENLINK MIDSTREAM LLC29336T100COM UNIT REP LTD2,600$88,244dollars, detected
GLOBAL BRASS & COPPR HLDGS I37953G103COM5,573$87,886dollars, detected
BABCOCK & WILCOX CO NEW05615F102COM2,640$87,648dollars, detected
GENIE ENERGY LTD372284208CL B8,778$87,517dollars, detected
KMG CHEMICALS INC482564101COM5,566$87,275dollars, detected
WORKDAY INC CL A98138H101Stock954$87,225dollars, detected
GENERAL MTRS CO37045V118*W EXP 07/10/2013,507$87,101dollars, detected
READING INTL INC755408101CL A11,856$86,904dollars, detected
ALPHA & OMEGA SEMICONDUCTORG6331P104SHS11,799$86,841dollars, detected
POWERSHARES DB73935Y102COM UT BEN INT3,317$86,772dollars, detected
LCNB CORP50181P100COM5,014$86,742dollars, detected
TECUMSEH PRODUCTS CO-CLASS A878895200CL A12,566$86,705dollars, detected
REGAL ENTMT GROUP758766109CL A4,635$86,582dollars, detected
JTH HLDG INC46637N103CL A3,118$86,493dollars, detected
OPEN TEXT CORP COM683715106Stock1,808$86,260dollars, detected
NAVISTAR INTERNATIONAL63934E108COMMON STOCK2,541$86,063dollars, detected
ON SEMICONDUCTOR CORP COM682189105Stock9,150$86,009dollars, detected
BANKUNITED INC06652K103COM2,473$85,986dollars, detected
NEW YORK & CO INC649295102COM19,570$85,912dollars, detected
EATON VANCE MUNICIPAL INCOME T27826U108SH BEN INT7,187$85,886dollars, detected
NORTHERN TIER ENERGY LP665826103COM UN REPR PART3,337$85,828dollars, detected
FIRST TR EXCHANGE-TRADED FD33734X309S NETWRK FUT VEH2,082$85,778dollars, detected
ADDUS HOMECARE CORP006739106COM3,716$85,654dollars, detected
JOHNSON OUTDOORS INC A479167108COMMON STOCK3,369$85,640dollars, detected
BOINGO WIRELESS INC09739C102COM12,619$85,557dollars, detected
SILVER STD RES INC82823L106COM8,589$85,289dollars, detected
SEATTLE GENETICS INC812578102COM1,872$85,288dollars, detected
WISDOMTREE TR97717X867CMN1,854$85,043dollars, detected
PMFG INC69345P103COM14,226$84,929dollars, detected
NORCRAFT COS INC65557Y105COM5,003$84,701dollars, detected
ALLIENT INC019330109COM7,307$84,688dollars, detected
CATCHMARK TIMBER TR INC CL A14912Y202REIT6,007$84,399dollars, detected
CONSUMER PORTFOLIO SERVICES210502100COMMON STOCK12,301$84,139dollars, detected
OXFORD IMMUNOTEC GLOBAL PLCG6855A103ORD SHS4,192$84,133dollars, detected
PENN WEST PETE LTD NEW707887105COM10,049$84,006dollars, detected
HHGREGG INC42833L108COM8,729$83,886dollars, detected
CARBONITE INC141337105COM8,231$83,874dollars, detected
EQUITY LIFESTYLE PROPERTIES COM29472R108REIT2,060$83,739dollars, detected
LUBYS CAFETERIAS INC COM549282101COM13,565$83,560dollars, detected
ARATANA THERAPEUTICS INC03874P101COM4,496$83,446dollars, detected
RICHARDSON ELEC LTD763165107COMMON STOCK7,736$83,239dollars, detected
ISRAMCO INC465141406COM628$83,216dollars, detected
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -8,228$82,938dollars, detected
ADAMS RESOURCES & ENERGY INC006351308COMMON STOCK1,429$82,768dollars, detected
STONEGATE MTG CORP86181Q300COM5,552$82,503dollars, detected
GLOBAL X FDS37950E473GLBL X MLP ETF5,109$82,459dollars, detected
FIRST TR EXCHANGE-TRADED FD33734X168MATERIALS ALPH2,474$82,384dollars, detected
HARVARD BIOSCIENCE INC416906105COM17,344$82,211dollars, detected
CAMECO CORP COM13321L108Stock3,581$82,003dollars, detected
QAD INC-A74727D306CL A4,003$81,781dollars, detected
AES TR III00808N202PFD CV 6.75%1,600$81,760dollars, detected
HANDY & HARMAN LTD410315105COMMON STOCK3,711$81,679dollars, detected
MITEK SYS INC606710200COM NEW21,051$81,467dollars, detected
NUVEEN CORE EQUITY ALPHA FUND67090X107COM4,645$81,427dollars, detected
RYDEX ETF TRUST78355W700GUG S&P SC600 PV1,292$81,377dollars, detected
USA COMPRESSION PARTNERS LP90290N109COM UNIT LTDPAR3,100$81,344dollars, detected
MACATAWA BANK CORP554225102COMMON STOCK16,139$81,341dollars, detected
EATON VANCE MUNICIPAL BOND FUN27827X101COM6,793$80,702dollars, detected
MIDWAY GOLD CORP CAD COM598153104COM76,702$80,537dollars, detected
PROSHARES TR74348A319ULTSHT RUSS20001,750$80,273dollars, detected
COMMUNITYONE BANCORP20416Q108COM7,153$80,257dollars, detected
HALLMARK FINL SERVICES INC40624Q203COM9,657$80,250dollars, detected
OCWEN FINL CORP675746309COM NEW2,047$80,202dollars, detected
BABSON CAPITAL CORPORATE INV05617K109COM5,273$79,999dollars, detected
EDUCATION MANAGEMENT CORP28140M103COM16,422$79,975dollars, detected
ENPHASE ENERGY INC COM29355A107Stock10,853$79,878dollars, detected
WET SEAL INC/THE-CLASS A961840105CL A60,502$79,863dollars, detected
NANOSPHERE INC63009F105COM37,110$79,787dollars, detected
FIBROCELL SCIENCE INC315721209COM NEW15,245$79,731dollars, detected
COPA HOLDINGS SAP31076105CL A548$79,564dollars, detected
UCP INC - CL A90265Y106Common Stock5,270$79,366dollars, detected
FARMER BROS CO307675108COM4,021$79,214dollars, detected
PLANET PAYMENT INCU72603118SHS28,903$79,194dollars, detected
EDGIO INC53261M104COM36,324$79,186dollars, detected
EXPRO GROUP HOLDINGS NV COMN33462107Stock3,193$79,123dollars, detected
TANZANIAN ROYALTY EXPLORATION CORP.87600U104COM33,233$79,095dollars, detected
ALLIANZGI CONV INCOME FD II018825109COM8,036$79,074dollars, detected
EATON VANCE TAX ADVANTAGED GLO27828S101COM4,706$78,920dollars, detected
PIMCO Investment Grade Co72201R817INV GRD CRP BD778$78,889dollars, detected
CENTURY BANCORP INC -CL A156432106CL A2,311$78,828dollars, detected
TILLYS INC886885102CL A6,729$78,729dollars, detected
EV ENERGY PARTNERS LP26926V107COM UNITS2,350$78,717dollars, detected
SYNUTRA INTERNATIONAL INC87164C102COMMON STOCK11,761$78,681dollars, detected
ALLSPRING UTILITIES AND HIGH94987E109WF UTILITIES INC6,250$78,624dollars, detected
POWERSHARES CHINESE YUAN DIM SUM BOND73937B753COM3,200$78,304dollars, detected
ENDURANCE SPECIALTY HLDGS LTG30397106SHS1,453$78,215dollars, detected
VANGUARD MALVERN FDS922020805SHS1,585$78,190dollars, detected
WISDOMTREE TR97717W588US LARGECAP FUND1,189$77,912dollars, detected
SIGA TECHNOLOGIES INC COM826917106Stock24,999$77,497dollars, detected
EGAIN CORP28225C806COM NEW10,938$77,222dollars, detected
BLYTH INC09643P207COM NEW7,184$77,084dollars, detected
SPDR SER TR78464A862S&P SEMICNDCTR1,118$76,985dollars, detected
MBIA INC55262C100COMMON STOCK5,499$76,931dollars, detected
URANIUM ENERGY CORP COM916896103Stock58,135$76,738dollars, detected
MULTI FINELINE ELECTRONIX IN62541B101COM5,968$76,390dollars, detected
WISDOMTREE TR97717W331NEW ECON REAL ES2,759$76,377dollars, detected
JMP GROUP INC46629U107COMMON STOCK10,677$75,913dollars, detected
NUVEEN NJ PREM INCOME MUN FD67101N106COM5,547$75,889dollars, detected
BARCLAYS BK PLC06739F390ADR 2 PREF 23,000$75,840dollars, detected
WESTERN ASSET EMERGING MARKETS95766A101COM4,357$75,812dollars, detected
POWERSHARES ETF TRUST II73936Q819KBW YIELD REIT2,419$75,788dollars, detected
GUGGENHEIM ETF78355W866cs921$75,700dollars, detected
YAMANA GOLD INC98462Y100COM8,617$75,657dollars, detected
MARTHA STEWART LIVING OMNIME573083102CL A16,684$75,579dollars, detected
ISHARES464286830EXCHANGE TRADED4,824$75,492dollars, detected
FIDUCIARY CLAYMORE ENGRY INF31647Q106COM2,900$75,342dollars, detected
SALLY BEAUTY HLDGS INC79546E104COM2,743$75,158dollars, detected
FIVE PRIME THERAPEUTICS INC.33830X104Common Stock3,820$75,101dollars, detected
ALPS ETF TR00162Q106REIT DIVIDE DOGS1,872$75,086dollars, detected
SEASPAN CORPY75638109SHS3,400$75,038dollars, detected
EATON VANCE SENIOR INCOME FUND27826S103SH BEN INT10,823$74,679dollars, detected
NUVEEN NC PREM INCOME MUN67060P100COM5,889$74,555dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J182EMERG MKT ALPH3,114$74,550dollars, detected
BLACKROCK MUNIYIELD CALIFORNIA09254M105COM5,064$74,437dollars, detected
UNITED STS LIME & MINERALS I911922102COM1,322$74,429dollars, detected
TELECOMMUNICATION SYS INC87929J103COM32,348$74,400dollars, detected
CORINTHIAN COLLEGES INC218868107COMMON STOCK53,897$74,378dollars, detected
ARM HLDGS PLC042068106SPONSORED ADR1,456$74,212dollars, detected
CEMEX SAB DE CV SPON ADR NEW151290889ADR5,869$74,125dollars, detected
ECHOSTAR CORP278768106CL A1,558$74,098dollars, detected
CNOOC LIMITED126132109SPONSORED ADR488$74,084dollars, detected
NUVEEN PA INVT QUALITY MUN F670972108COM5,557$74,074dollars, detected
ALICO INC016230104COM1,962$73,967dollars, detected
BLUE CAP REINS HLDGS LTD COM COMG1190F107COM4,250$73,908dollars, detected
HD SUPPLY HLDGS INC40416M105COM2,825$73,874dollars, detected
CORE LABORATORIES N VN22717107COM372$73,820dollars, detected
HEMISPHERE MEDIA GROUP INC CL A42365Q103COM5,850$73,652dollars, detected
C F FINANCIAL CORP12466Q104COMMON STOCK2,222$73,637dollars, detected
PIMCO DYNAMIC INCOME FD72201Y101SHS2,425$73,526dollars, detected
DONEGAL GROUP INC CL A257701201COMMON STOCK5,039$73,469dollars, detected
MCDERMOTT INTL INC580037109COM9,383$73,375dollars, detected
VISTEON CORP92839U206COM NEW828$73,229dollars, detected
DOLBY LABORATORIES INC COM CL A25659T107Stock1,645$73,203dollars, detected
TRC COS INC872625108COM11,003$73,170dollars, detected
REGULUS THERAPEUTICS INC75915K101COM8,094$73,008dollars, detected
TG THERAPEUTICS INC COM88322Q108Stock10,567$72,912dollars, detected
POWERSHARES ETF TR II S&P SMCP73937B860ETF - EQUITY1,603$72,712dollars, detected
FIRST TR EXCHANGE-TRADED FD337345102SHS1,935$72,369dollars, detected
VITAL ENERGY INC516806106COMMON STOCK2,796$72,305dollars, detected
COMCAST CORP NEW20030N200CL A SPL1,482$72,290dollars, detected
DB GOLD DOUBLE LONG ETN25154H749DB GOLD DBL LNG2,550$72,216dollars, detected
NUVEEN FLOATING RATE INCOME67072T108COM6,022$72,023dollars, detected
COHEN & STEERS CLOSED-END OP19248P106COM5,600$71,960dollars, detected
INDEPENDENCE HLDG CO453440307COMMON STOCK5,360$71,931dollars, detected
TELENAV INC879455103COMMON STOCK12,063$71,895dollars, detected
NASB FINANCIAL INC628968109COM2,851$71,845dollars, detected
DOW 30SM ENHANCED PREM & INC260537105COM5,350$71,690dollars, detected
CHEGG INC163092109COM10,200$71,400dollars, detected
SKILLED HEALTHCARE GROU-CL A83066R107CL A13,482$71,050dollars, detected
RESOURCE AMERICA INC-CL A761195205CL A8,266$70,840dollars, detected
PURE CYCLE CORP746228303COMMON STOCK11,708$70,833dollars, detected
INDEXIQ ETF TR45409B628US RL EST SMCP2,800$70,700dollars, detected
ROYAL BANK OF SCOTLAND GROUP PLC780097762PREFERRED STOCK3,180$70,596dollars, detected
SALEM MEDIA GROUP INC CLASS A794093104COM7,062$70,549dollars, detected
FIRST TRUST33733G109COM BEN INTR9,150$70,455dollars, detected
CLAYMORE EXCHANGE-TRADED FD WI18383M308COM2,490$70,442dollars, detected
HORIZON TECHNOLOGY FIN CORP44045A102COM5,627$70,393dollars, detected
ING ASIA PAC HGH DIVID EQ IN44983J107COM5,500$70,015dollars, detected
SILVER SPRING NETWORKS INC82817Q103COM4,027$69,989dollars, detected
ALLIANCE CALIFORNIA MUNICIPAL018546101COM5,500$69,961dollars, detected
SPDR SERIES TRUST78464A730S&P OILGAS EXP974$69,950dollars, detected
FIRST CTZNS BANCSHARES INC DEL CL A31946M103Stock290$69,818dollars, detected
REACHLOCAL INC75525F104COM7,068$69,620dollars, detected
APPLIED OPTOELECTRONICS INC03823U102COM2,816$69,471dollars, detected
OPENLANE INC48238T109COM2,285$69,350dollars, detected
VEOLIA ENVIRONNEMENT F92334N103Equity3,475$69,083dollars, detected
FLEXSHARES TR33939L803M STAR DEV MKT1,085$69,049dollars, detected
MEDICAL ACTION INDS INC58449L100COMMON STOCK9,893$68,954dollars, detected
IGNITE RESTAURANT GROUP INC451730105COM4,900$68,943dollars, detected
SILVERCREST ASSET MANAGEME A828359109COMMON STOCK3,746$68,514dollars, detected
HINGHAM INSTN SVGS MASS433323102COM872$68,452dollars, detected
CLIFTON SAVINGS BANCORP INC18712Q103COM5,840$68,445dollars, detected
GAMCO GLOBAL GOLD NAT RES &36465A109COM SH BEN INT6,891$68,359dollars, detected
MAVENIR SYS INC577675101COM3,815$68,289dollars, detected
INVESTORS TITLE CO461804106COMMON STOCK898$68,158dollars, detected
WISDOMTREE EUROPE HEDGED EQUITY FUND97717X701ETF1,204$68,086dollars, detected
FORTRESS INVT GROUP LLC CL A34958B106COM9,200$68,080dollars, detected
NUVEEN CALIFORNIA6706L0102COM5,000$67,850dollars, detected
STATE STREET78464A813EXCHANGE TRADED652$67,752dollars, detected
IMPERIAL HOLDINGS INC452834104COM11,732$67,459dollars, detected
iShares Morningstar Mid-Cap Value ETF464288406SHS571$67,343dollars, detected
VANGUARD ADMIRAL FDS INC921932869MIDCP 400 GRTH713$67,095dollars, detected
NUVEEN MORTGAGE AND INCOME F670735109COM2,855$67,007dollars, detected
BLACKROCK MUNIHLDGS NY QLTY09255C106COM5,000$66,800dollars, detected
NUVEEN SENIOR INCOME FUND67067Y104COM9,324$66,757dollars, detected
VICAL INC925602104COM51,652$66,631dollars, detected
SUCAMPO PHARMACEUTICALS-CL A864909106CL A9,314$66,595dollars, detected
AMYRIS INC03236M101COM17,822$66,476dollars, detected
CHEMUNG FINANCIAL CORP164024101COMMON STOCK2,450$66,444dollars, detected
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND33718W103CEF3,000$66,420dollars, detected
ESSA BANCORP INC COM29667D104Stock6,109$66,405dollars, detected
AVIAT NETWORKS INC05366Y102COMMON STOCK41,643$66,212dollars, detected
ABERDEEN INDIA FD INC454089103COM2,872$66,170dollars, detected
WHITEHORSE FINANCE INC96524V106COM4,695$66,059dollars, detected
MRC GLOBAL INC55345K103COM2,448$65,998dollars, detected
MARIN SOFTWARE INC56804T106COM6,240$65,957dollars, detected
EZCHIP SEMICONDUCTOR LIMITEDM4146Y108ORD2,600$65,910dollars, detected
DSW INC-CLASS A23334L102CL A1,829$65,588dollars, detected
NUVEEN MICH QUALITY INCOME MUN FD INC670979103CEF4,835$65,563dollars, detected
FORMULA SYSTEMS 1985 LTD346414105SPONSORED ADS2,151$65,350dollars, detected
BARCLAYS BANK PLC06739H511ADS7.75%PFD S42,518$65,317dollars, detected
BLDRS INDEX FDS TR09348R300EMER MK 50 ADR1,793$65,200dollars, detected
BLACKROCK MUNIYIELD NJ QLTY09255A100COM4,700$65,189dollars, detected
GLOBAL X FDS37950E333GLBX SUPRINC ETF4,318$65,029dollars, detected
ATLAS RESOURCE PARTNERS LP04941A101COM UNT LTD PR3,100$64,759dollars, detected
MARKET VECTORS RVE HARD ASTS57060U795RVE1,700$64,719dollars, detected
LPL FINL HLDGS INC COM50212V100Stock1,227$64,466dollars, detected
INNOVATIVE SOLUTIONS SUPP45769N105COMMON STOCK8,556$64,427dollars, detected
NEXPOINT CR STRATEGIES FD65340G106COM5,814$64,362dollars, detected
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR4,828$64,357dollars, detected
API TECHNOLOGIES CORP00187E203COM NEW21,947$64,305dollars, detected
ISHARES INDIA 50 ETF464289529UIT EXCHANGE TRADED2,500$64,300dollars, detected
T.G.C. INDUSTRIES INC872417308COM10,806$64,296dollars, detected
ZAIS FINANCIAL CORP98886K108COM3,842$64,008dollars, detected
TAHOE RES INC873868103COM3,024$63,958dollars, detected
STARWOOD WAYPOINT RESIDENTL85571W109COM SHS2,221$63,942dollars, detected
PERNIX THERAPEUTICS HOLDINGS71426V108COM11,913$63,735dollars, detected
MIDDLEBURG FINL CORP COM596094102COM3,617$63,695dollars, detected
PIMCO ETF TR72201R1061-3YR USTREIDX1,250$63,588dollars, detected
POWERSHARESETF TRUST DYN SFTWR73935X773ETF - EQUITY1,774$63,545dollars, detected
REVOLUTION LIGHTING TECHNOLO76155G107COM20,169$63,532dollars, detected
LULULEMON ATHLETICA INC550021109COM1,207$63,476dollars, detected
TRISTATE CAP HLDGS INC COM89678F100COM4,459$63,362dollars, detected
ABB LTD-ADR000375204SPONSORED ADR2,455$63,315dollars, detected
ALPHATEC HOLDINGS INC02081G102COM42,155$63,233dollars, detected
GREENHAVEN CONTINUOUS CMDTY395258106UNIT2,242$63,180dollars, detected
TORTOISE ENERGY CAP CORP89147U100COM1,900$62,985dollars, detected
RALLY SOFTWARE DEV CORP COM751198102COM4,692$62,779dollars, detected
SPARK NETWORKS INC84651P100COM11,953$62,514dollars, detected
PETROLEO BRASILEIRO S A71654V408SPONSORED ADR4,744$62,381dollars, detected
AMERICAN SUPERCONDUCTOR CORP030111108COM38,735$62,363dollars, detected
CLEARBRIDGE AMERN ENERG MLP184691103COM3,847$62,321dollars, detected
ISHARES TR464288729GLOB INDSTRL ETF873$62,140dollars, detected
NUVEEN MUN HIGH INCOME OPPOR670682103COM4,852$61,717dollars, detected
MARRONE BIO INNOVATIONS INC57165B106COM4,415$61,678dollars, detected
LINCOLN EDL SVCS CORP533535100COM16,321$61,530dollars, detected
UNITED GUARDIAN INC910571108COM2,100$61,425dollars, detected
ALLIANCE NEW YORK MUN INC FD018714105COM4,900$61,250dollars, detected
SPDR SERIES TRUST78464A789ST STR SP INS984$61,224dollars, detected
POWERSHARES ACTIVE MNG ETF TUS73935B508COM993$61,149dollars, detected
ISHARES TR464288562RESIDENTIAL MULT1,219$61,015dollars, detected
MACQUARIE FT TR GB INF UT DI55607W100COM3,552$60,881dollars, detected
ISHARES TR464288802ESG OPTIMIZED778$60,758dollars, detected
NEW YORK LIFE INVESTMENTS ET45409B107NYLI HEDGE MULTI2,073$60,573dollars, detected
LIFEPOINT HEALTH INC53219LAH2CORPORATE OBLIG57$60,563dollars, detectedprincipal
ENVISION HEALTHCARE HLDGS IN29413U103COM1,761$59,575dollars, detected
PUTMAN HIGH INCOME SEC FUND746779107SHS BEN INT7,095$59,385dollars, detected
CLAYMORE GUGGENHEIM18383Q853GUGG CHN SML CAP2,329$59,237dollars, detected
AMARIN CORP PLC023111206SPONS ADR NEW32,679$59,149dollars, detected
ROYAL BK OF SCOTLAND PLC78009P143RBS NASD LKD411,622$59,106dollars, detected
AMERN STRATEGIC INCOME PTFL030099105COM7,080$58,835dollars, detected
VERACYTE INC COM92337F107Stock3,430$58,756dollars, detected
DILLARDS INC CL A254067101Stock633$58,489dollars, detected
UNI-PIXEL INC904572203COM7,623$58,392dollars, detected
FLEX LTD ORDY2573F102Stock6,306$58,268dollars, detected
CONNECTONE BANCORP INC20786U101COM1,190$58,262dollars, detected
Crestwood Equity Partners226344109COM4,193$58,036dollars, detected
IAMGOLD CORP COM450913108Stock16,459$57,937dollars, detected
EATON VANCE TAX-MANAGED GLOB27829c105COM4,786$57,915dollars, detected
GENERAL MTRS CO37045V126*W EXP 07/10/2013,323$57,857dollars, detected
GARRISON CAP INC366554103COM4,084$57,707dollars, detected
PROSHARES TR74347R404PSHS ULT MCAP400868$57,678dollars, detected
FIRST TR EXCHANGE TRADED FD CBOE33733E609S\&P.*2,500$57,421dollars, detected
AURICO GOLD INC05155C105COMMON STOCK-FO13,200$57,420dollars, detected
TECHTARGET INC87874R100COM7,938$57,233dollars, detected
TORTOISE MIDSTRM ENERGY FD I89148B101COM2,136$57,052dollars, detected
WATERSTONE FINL INC MD94188P101COM5,490$57,041dollars, detected
RADISYS CORP750459109COM15,821$56,797dollars, detected
KINROSS GOLD CORP496902404COM13,690$56,677dollars, detected
TRANSALTA CORP89346D107COM4,863$56,605dollars, detected
BIOLASE INC090911108COMMON STOCK23,441$56,492dollars, detected
ISHARES INC464286624MSCI THAILND ETF777$56,488dollars, detected
PROSHARES TR II74347W569ULTRASHORT YEN N835$56,463dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J174DEV MRK EX US1,076$56,253dollars, detected
MADISON SQUARE GARDEN CO55826P100CL A988$56,099dollars, detected
CLOUGH GLOBAL DIVID & INCOME18913Y103COM3,685$55,938dollars, detected
MODEL N INC607525102COM5,518$55,787dollars, detected
RHINO RESOURCE PARTNERS LP76218Y103COM UNIT REPST4,068$55,610dollars, detected
FORTEGRA FINANCIAL CORP34954W104COM7,868$55,312dollars, detected
PIMCO CORPORATE & INCM STRG72200U100COM3,320$55,181dollars, detected
WESTERN ASSET HIGH YIELD DEF95768B107COM3,080$55,070dollars, detected
ING INTERNATIONAL45684Q100COM6,000$55,020dollars, detected
SPDR SERIES TRUST78464A441NUVN CALI MUNI2,400$55,013dollars, detected
HALLADOR ENERGY COMPANY40609P105COM6,432$54,994dollars, detected
PHILIPPINE LONG DISTANCE TEL718252604SPONSORED ADR896$54,674dollars, detected
OVASCIENCE INC69014Q101COM6,097$54,507dollars, detected
DWS MULTI MKT INCOME TR23338L108SHS5,709$54,292dollars, detected
MELLANOX TECHNOLOGIES LTDM51363113COMMON STOCK1,385$54,195dollars, detected
GRIFFIN LAND + NURSERIES398231100CL A1,786$54,009dollars, detected
BROOKDALE SR LIVING INC112463104COM1,606$53,817dollars, detected
AVEO PHARMACEUTICALS INC053588109COM35,973$53,780dollars, detected
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF2,210$53,770dollars, detected
MARINE PRODS CORP568427108cs7,150$53,768dollars, detected
WESTERN ASSET HIGH INCOME OP95766K109COM8,850$53,542dollars, detected
ERICKSON AIR-CRANE INC29482P100COM2,763$53,354dollars, detected
WESTLAKE CORPORATION960413102COM804$53,209dollars, detected
Vanguard Communication Services ETF92204A884SHS625$53,194dollars, detected
RCS CAP CORP74937W102COM CL A1,360$52,931dollars, detected
POWERSHARES FDMNL PUR MD VAL73935X880COM2,052$52,681dollars, detected
CORNERSTONE PROGRESSIVE RTN21925C101COM9,920$52,576dollars, detected
CAPITALA FIN CORP14054R106COM2,720$52,442dollars, detected
FIRST TR ACTIVE DIVID INCOME33731L100COM6,000$52,380dollars, detected
NUVEEN AMT FREE MUN CR INC F67071L106COM3,910$52,120dollars, detected
POWERSHARES ETF TRUST73935X393CON STAPLE SEC1,160$51,852dollars, detected
HUTCHINSON TECHNOLOGY INC448407106COM18,317$51,837dollars, detected
ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS26922W109ETF750$51,803dollars, detected
iShares Morningstar Small-Cap Growth ETF464288604SHS396$51,782dollars, detected
YY INC. ADR98426T106SPONSORED ADS A675$51,543dollars, detected
SPDR SERIES TRUST78464A334BLOMBERG BRC INT1,430$51,516dollars, detected
SCHWAB STRATEGIC TR808524839US AGGREGATE B1,000$51,135dollars, detected
UNITED STATES NATL GAS FUND912318201UNIT PAR $0.0012,093$51,111dollars, detected
PROSHARES TR74348A467S&P 500 DV ARIST1,150$51,014dollars, detected
ACORN ENERGY INC004848107COMMON STOCK15,045$51,003dollars, detected
ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B780097739PFD2,200$50,820dollars, detected
VIOLIN MEMORY I92763A101Common Stock12,683$50,732dollars, detected
PRECISION DRILLING CORP74022D308COM 20104,218$50,489dollars, detected
SIX FLAGS ENTERTAINMENT CORP83001A102COM1,257$50,468dollars, detected
FIRST TR EXCHANGE-TRADED FD33736M103ALERIAN US NXTGN961$50,029dollars, detected
EATON VANCE SHORT DURATION D27828V104COM3,288$49,945dollars, detected
DORAL FINL CORP COM25811P852COM5,741$49,832dollars, detected
NLI HOLDINGS INC629156407COMMON STOCK4,592$49,777dollars, detected
COMPUGEN LTDM25722105ORD4,700$49,397dollars, detected
CLEARBRIDGE MLP AND MIDSTRM184692101COM1,851$49,301dollars, detected
ALLSPRING INCOME OPPORTUNITIES94987B105INC OPPTY FD5,196$49,100dollars, detected
GENPACT LIMITED SHSG3922B107Stock2,816$49,055dollars, detected
CHIPOTLE MEXICAN GRILL INC73937B738COM1,000$48,890dollars, detected
U HAUL HOLDING COMPANY023586100COM210$48,745dollars, detected
TORTOISE PWR & ENERGY INFRASTR89147X104COM1,914$48,616dollars, detected
HONDA MOTOR CO LTD ADR ECH CNV IN 3438128308ADR1,373$48,522dollars, detected
EATON VANCE ENHANCED EQUITY278277108COM3,665$48,415dollars, detected
ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS03938L104COM2,996$48,391dollars, detected
HOMEAWAY INC43739Q100COM1,278$48,142dollars, detected
PROSHARES TR II74347W353ULTRA SILVER NEW750$48,090dollars, detected
NUVEEN ARIZ PREM INCOME MUN67061W104COM3,748$48,049dollars, detected
PSYCHEMEDICS CORP744375205COM NEW2,800$47,964dollars, detected
ISHARES NYSE COMPOSITE INDEX464287143COM500$47,916dollars, detected
ST JOE CO790148100COM2,489$47,914dollars, detected
NUVEEN PFD & INCOME OPPORTUN67073B106COM5,147$47,816dollars, detected
FIRST TRUST ENERGY INFRASTRUCT33738C103COM2,271$47,782dollars, detected
FRESH MKT INC35804H106COM1,420$47,712dollars, detected
CHOICE HOTELS INTL INC169905106COM1,037$47,702dollars, detected
BLACKSTONE SENIOR FLOATING RAT09256U105COM2,524$47,375dollars, detected
ISHARES TR464289867CORE 60 BALA ETF1,207$47,242dollars, detected
ESPERION THERAPEUTICS INC NEW COM29664W105Stock3,113$47,069dollars, detected
SUN LIFE FINANCIAL INC. COM866796105Stock1,359$47,062dollars, detected
GABELLI EQUITY TR INC COM362397101CEF6,075$47,020dollars, detected
BLACKROCK HEALTH SCIENCES TR09250W107COM1,270$47,013dollars, detected
Q74876Y101Stock925$46,963dollars, detected
ENSERVCO CORP COM NEW29358Y102Stock19,300$46,706dollars, detected
APOLLO TACTICAL INCOME FD INC037638103COM2,600$46,384dollars, detected
BLACKROCK INCOME OPP TRUST I092475102COM4,465$46,123dollars, detected
SPROUTS FMRS MKT INC COM85208M102Stock1,278$46,046dollars, detected
LIFEWAY FOODS INC531914109COMMON STOCK3,132$46,040dollars, detected
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR5,296$45,810dollars, detected
BURGER KING WORLDWIDE INC121220107COM1,722$45,719dollars, detected
NASDAQ PREM INCM & GRW FD IN63110R105COM2,498$45,514dollars, detected
EDUCATIONAL DEV CORP281479105COM12,562$45,474dollars, detected
ULTRAPETROL BAHAMAS LTDP94398107COM14,529$45,040dollars, detected
SPDR SER TR78464A292WELLS FG PFD ETF1,051$44,583dollars, detected
BANK OF IRELAND-SPONS ADR46267Q202SPNS2,300$44,528dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J190GERMANY ALPHA1,047$44,356dollars, detected
FREESCALE SEMICONDUCTOR LTDG3727Q101SHS1,815$44,304dollars, detected
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN2,490$44,123dollars, detected
EATON VANCE MI MUNI INCOME T27826D106SH BEN INT3,675$44,096dollars, detected
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD6,480$44,064dollars, detected
POWERSHARES INDIA ETF TR73935L100INDIA PORT2,347$43,865dollars, detected
BLACKROCK MUNIHOLDINGS INVESTM09254P108COM3,250$43,550dollars, detected
FIRST TR EXCHANGE-TRADED FD33718M105COM SHS ANNUAL1,343$43,487dollars, detected
MARKET VECTORS ETF TR57060U191OIL SVCS ETF863$43,435dollars, detected
WESTPAC BANKING CORP961214301SPONSORED ADR1,353$43,377dollars, detected
POWERSHARES ETF TRUST73935X427BASIC MAT SECT822$43,344dollars, detected
CNA FINL CORP126117100COM1,014$43,318dollars, detected
ALPS ETF TR00162Q205EQUAL SEC ETF828$43,155dollars, detected
IPATH DJ UBS COFFEE SUBINDEX06739H297COMMON1,229$43,113dollars, detected
BIND THERAPEUTICS INC05548N107Cmn3,597$43,020dollars, detected
ZWEIG TOTAL RETURN FD INC989837208COM3,046$42,827dollars, detected
AMICUS THERAPEUTICS INC03152W109COM20,672$42,791dollars, detected
VANTIV INC92210H105CL A1,413$42,701dollars, detected
PALMETTO BANCSHARES INC697062206COM3,030$42,693dollars, detected
NUVEEN S&P 500 DYNAMIC OVERWRI COM6706EW100CEF3,005$42,581dollars, detected
ALLISON TRANSMISSION HLDGS I01973R101COM1,410$42,215dollars, detected
CYANOTECH CORP232437301COM PAR $0.028,000$41,920dollars, detected
ISHARES TR464288216EMGR MKT INF ETF1,244$41,687dollars, detected
NUVEEN67072C105EXCHANGE TRADED4,719$40,961dollars, detected
CARA THERAPEUTICS INC140755109COM2,200$40,942dollars, detected
PROSHARES TR74347X146PSHS ULTSHT FINL2,500$40,900dollars, detected
BLACKROCK MUNIYIELD N Y QUAL09255E102COM3,140$40,757dollars, detected
LMP CAPITAL AND INCOME FUND50208A102COM2,528$40,696dollars, detected
ISHARES TR464288620SHS370$40,529dollars, detected
BRUKER CORP116794108COM1,768$40,293dollars, detected
OMEGA FLEX INC682095104COMMON STOCK1,873$40,157dollars, detected
NOAH HLDGS LTD65487X102SPON ADS CL A2,775$40,016dollars, detected
BRF SA10552T107SPONSORED ADR2,000$39,960dollars, detected
FIRST TR EXCHANGE-TRADED ALP33733C108SHS ISSUED FRST871$39,779dollars, detected
ADVENT CLAYMORE ENH GRW & IN00765E104COM3,900$39,737dollars, detected
HARVARD APPARATUS REGENER TE41690A106COM4,378$39,708dollars, detected
SINOVAC BIOTECH LTDP8696W104SHS5,500$39,600dollars, detected
DIANA SHIPPING INCY2066G104COM3,300$39,567dollars, detected
UNITED STATES OIL FUND LP91232N108UNITS1,080$39,517dollars, detected
THERAVANCE INC88338T104COMMON STOCK1,272$39,356dollars, detected
ABERDEEN ASIA-PACIFIC INCOME F003009107COM6,426$39,263dollars, detected
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR3,400$39,168dollars, detected
CELLULAR DYNAMICS INTL INC15117V109COM2,615$39,042dollars, detected
SCHWAB STRATEGIC TR808524409US LCAP VA ETF945$38,943dollars, detected
AUTOHOME INC SP ADS RP CL A05278C107ADR1,012$38,871dollars, detected
OXYGEN BIOTHERAPEUTICS INC69207P308COM PAR $0.00017,000$38,850dollars, detected
NUVEEN AMT FREE QLTY MUN INC670657105COM3,000$38,820dollars, detected
GENERAL MOLY INC COM370373102Common Stock39,151$38,759dollars, detected
STRAIGHT PATH COMMUNICATNS I862578101CL B5,229$38,485dollars, detected
Schwab US Mid-Cap ETF808524508SHS993$38,340dollars, detected
SPDR SERIES TRUST78464A607ST STR DOW REIT491$38,313dollars, detected
ISHARES TR LATN AMER 40 ETF464287390LATN AMER 40 ETF1,044$38,180dollars, detected
SPDR Portfolio Emerging Markets ETF78463X509SHS600$38,022dollars, detected
COHEN & STEERS GLOBAL INC BLDR19248M103COM3,200$37,984dollars, detected
INTERSECTIONS INC460981301COM6,431$37,943dollars, detected
CIFC CORP12547R105COM4,653$37,875dollars, detected
CANCER GENETICS INC.13739u104COM2,500$37,725dollars, detected
TFS FINL CORP87240R107COM3,027$37,626dollars, detected
BRITISH AMERN TOB PLC SPONSORED ADR110448107ADR337$37,602dollars, detected
FIRST MARBLEHEAD CORP COM NEW320771207Stock6,210$37,508dollars, detected
PROSHARES TR II74347W882ULTRASHRT EURO2,206$37,349dollars, detected
EMERGE ENERGY SVCS LP29102H108COM REP PARTN600$37,332dollars, detected
VIPSHOP HLDGS LTD SPONSORED ADS A92763W103ADR250$37,325dollars, detected
IPG PHOTONICS CORP44980X109COM524$37,246dollars, detected
BARCLAYS BK PLC06740H666LNGC S&P500 14140$37,216dollars, detected
BARCLAYS BANK PLC06739H305ETN DJUBS GRNS37735$37,073dollars, detected
PLUG PWR INC72919P202COM NEW5,220$37,062dollars, detected
BLDRS EUROPE 100 ADR INDEX09348R409COM1,491$36,929dollars, detected
MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF57061R536ETF1,039$36,854dollars, detected
POWERSHARES FUNDAMENTAL PURE MID GROWTH73935X807COMMON1,225$36,804dollars, detected
ADECOAGRO S AL00849106COM4,500$36,720dollars, detected
COVISINT CORP22357R103COM5,004$36,679dollars, detected
ISHARES TR46428865310-20 YR TRS ETF290$36,575dollars, detected
HAMPTON ROADS BANKSHARES INC409321502COM22,937$36,470dollars, detected
DIVERSIFIED RESTAURANT HOLDI25532M105COM7,291$36,455dollars, detected
ISHARES TR464288430ASIA 50 ETF792$36,364dollars, detected
Mkt Vectors Semiconductor ETF57060U233Equity797$36,351dollars, detected
DIREXION SHARES ETF TRUST25459Y207NASDAQ 100 EQ WT658$36,302dollars, detected
CINCINNATI BELL INC NEW171871403PFD CV DEP1/20800$36,256dollars, detected
COMMSCOPE HLDG CO INC20337X109COM1,469$36,255dollars, detected
CORONADO BIOSCIENCES INC21976U109COM18,152$35,941dollars, detected
SWISHER HYGIENE INC870808102COMMON STOCK79,683$35,865dollars, detected
22ND CENTY GROUP INC90137F103COM11,000$35,750dollars, detected
Vanguard S&P 500 Growth ETF921932505SHS400$35,743dollars, detected
RPC INC749660106COMMON STOCK1,750$35,742dollars, detected
FIRST TR EXCHANGE-TRADED ALP33733F101COM SHS785$35,741dollars, detected
Vanguard Long-Term Corporate Bond ETF92206C813SHS409$35,690dollars, detected
DRYSHIPS INCY2109Q101COMMON STOCK-FO11,040$35,659dollars, detected
RYDEX ETF TRUST GUG78355W502S\&P.* PV691$35,490dollars, detected
GRAN TIERRA ENERGY INC38500T101COM4,720$35,306dollars, detected
TAYLOR MORRISON HOME CORP COM87724P106Stock1,497$35,180dollars, detected
iShares S&P Global Clean Energy Index Fund464288224COM3,134$35,101dollars, detected
INDEXIQ ETF TR45409B602IQ REAL RTN ETF1,333$34,978dollars, detected
ROYCE FOCUS TR78080N108COM4,387$34,921dollars, detected
PACHOLDER HIGH YIELD FD INC693742108COM4,226$34,907dollars, detected
EATON VANCE SENIOR FLOATING-RA27828Q105COM2,299$34,852dollars, detected
GUGGENHEIM RUSSELL MCAP78355W577ETF717$34,803dollars, detected
PUTNAM MANAGED MUN INCOME TR746823103COM5,000$34,800dollars, detected
COHEN & STEERS REIT AND PREFER19247X100COM2,039$34,663dollars, detected
GABELLI CONVERTIBLE & INCOME S36240B109COM5,600$34,623dollars, detected
BRIXMOR PPTY GROUP INC11120U105COM1,619$34,533dollars, detected
ENDEAVOUR SILVER CORP29258Y103COM8,000$34,480dollars, detected
United States Brent Oil Fund L91167Q100COM800$34,440dollars, detected
FIRST TR HIGH INCOME L/S FD33738E109COM1,935$34,308dollars, detected
ISHARES TR464287770U.S. FIN SVC ETF404$34,295dollars, detected
SPDR SER TR78464A508PRTFLO S&P500 VL363$34,249dollars, detected
ISHARES TR464287955PUT294$34,104dollars, detectedput
BLACKROCK MUNIYIELD QUALITY09254E103COM2,505$34,068dollars, detected
BLACKROCK RESOURCES & COMMODIT09257A108SHS2,950$33,925dollars, detected
UNITED STS GASOLINE FD LP91201T102UNITS575$33,914dollars, detected
L+L ENERGY INC50162D100COM20,146$33,845dollars, detected
NEUBERGER BERMAN HIGH YIELD ST64128C106COM2,476$33,723dollars, detected
Schwab U.S. Large-Cap Growth ETF808524300SHS733$33,718dollars, detected
CANADIAN SOLAR INC136635109COM1,050$33,642dollars, detected
AMERICAN SELECT PORTFOLIO IN029570108COM3,377$33,551dollars, detected
FIRST TR EXCHANGE TRAD FD VI33739H101FST TR GLB FD983$33,540dollars, detected
SPDR INDEX SHS FDS78463X855ST STR INFRA ETF700$33,418dollars, detected
NUVEEN CONNECTICUT PREM INC67060D107COM2,744$33,367dollars, detected

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-14-005423this filing2014-05-12acceptance time not in the bulk data set