13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-12, with 4,856 holding rows worth $21,288,552,000.
- Accession
- 0000950123-14-005423
- Filer
- CIK 5272
- Filed
- 2014-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 9,847 entries on the cover page, a total value of $21,288,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,288,551,876 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 125 | $6,600 | dollars, detected | |
| ARK RESTAURANTS CORP | 040712101 | COM | 296 | $6,556 | dollars, detected | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,180 | $6,537 | dollars, detected | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 197 | $6,533 | dollars, detected | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 710 | $6,532 | dollars, detected | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 6 | $6,488 | dollars, detected | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 600 | $6,468 | dollars, detected | |
| AUTOZONE INC | 053332902 | CALL | 2 | $6,420 | dollars, detected | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 52 | $6,353 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 684 | $6,231 | dollars, detected | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 94 | $6,224 | dollars, detected | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $6,215 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 394 | $6,186 | dollars, detected | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 75 | $6,178 | dollars, detected | |
| UBS AG | H89231338 | SHS | 294 | $6,091 | dollars, detected | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 50 | $6,083 | dollars, detected | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 126 | $6,017 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $5,929 | dollars, detected | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 117 | $5,899 | dollars, detected | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 500 | $5,895 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,349 | $5,894 | dollars, detected | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 361 | $5,863 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 76 | $5,856 | dollars, detected | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $5,856 | dollars, detected | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 200 | $5,846 | dollars, detected | |
| GOLDFIELD CORP | 381370105 | COM | 2,600 | $5,798 | dollars, detected | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 125 | $5,781 | dollars, detected | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 651 | $5,703 | dollars, detected | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 300 | $5,700 | dollars, detected | |
| IGI LABORATORIES INC | 449575109 | COM | 1,000 | $5,650 | dollars, detected | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 100 | $5,634 | dollars, detected | |
| FOX CORP CLASS B | 90130A200 | COM | 180 | $5,602 | dollars, detected | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 187 | $5,601 | dollars, detected | |
| AVIVA PLC | 05382A104 | ADR | 349 | $5,591 | dollars, detected | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,000 | $5,550 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 287 | $5,538 | dollars, detected | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 76 | $5,523 | dollars, detected | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 500 | $5,500 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 90 | $5,495 | dollars, detected | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 567 | $5,483 | dollars, detected | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,524 | $5,288 | dollars, detected | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 38 | $5,249 | dollars, detected | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 500 | $5,245 | dollars, detected | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 400 | $5,240 | dollars, detected | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 372 | $5,171 | dollars, detected | |
| AUTOLIV INC | 052800109 | COM | 51 | $5,118 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 364 | $5,100 | dollars, detected | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,700 | $5,066 | dollars, detected | |
| AVALON RARE METALS INC | 053470100 | COM | 8,000 | $5,058 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $5,050 | dollars, detected | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 617 | $5,029 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 56 | $4,984 | dollars, detected | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 400 | $4,976 | dollars, detected | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 96 | $4,953 | dollars, detected | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 100 | $4,868 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,000 | $4,860 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 93 | $4,796 | dollars, detected | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $4,750 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 200 | $4,720 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $4,708 | dollars, detected | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 750 | $4,658 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 180 | $4,525 | dollars, detected | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $4,520 | dollars, detected | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 266 | $4,495 | dollars, detected | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 502 | $4,488 | dollars, detected | |
| VIDEO DISPLAY CORP | 926555103 | COM | 1,250 | $4,488 | dollars, detected | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 100 | $4,466 | dollars, detected | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 403 | $4,377 | dollars, detected | |
| NW Biotherapeutics | 66737P600 | USD | 600 | $4,344 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 350 | $4,344 | dollars, detected | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 61 | $4,324 | dollars, detected | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 750 | $4,320 | dollars, detected | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 50 | $4,305 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,237 | $4,305 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 48 | $4,296 | dollars, detected | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 850 | $4,293 | dollars, detected | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 100 | $4,285 | dollars, detected | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 3,354 | $4,260 | dollars, detected | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 200 | $4,244 | dollars, detected | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 505 | $4,207 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 280 | $4,205 | dollars, detected | |
| iShares MSCI Frontier 100 | 464286145 | cs | 115 | $4,169 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $4,160 | dollars, detected | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 262 | $4,140 | dollars, detected | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 50 | $4,140 | dollars, detected | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,100 | $4,116 | dollars, detected | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 319 | $4,114 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 548 | $4,107 | dollars, detected | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 81 | $4,064 | dollars, detected | |
| NEVSUN RES LTD | 64156L101 | COM | 1,200 | $4,044 | dollars, detected | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,500 | $4,035 | dollars, detected | |
| Vale Sa | 91912E204 | COM | 323 | $4,021 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 300 | $3,936 | dollars, detected | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,229 | $3,933 | dollars, detected | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200 | $3,890 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 135 | $3,888 | dollars, detected | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,416 | $3,866 | dollars, detected | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,015 | $3,837 | dollars, detected | |
| FONAR CORP | 344437405 | COM NEW | 218 | $3,832 | dollars, detected | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 300 | $3,787 | dollars, detected | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 117 | $3,771 | dollars, detected | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1,295 | $3,768 | dollars, detected | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 218 | $3,761 | dollars, detected | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $3,750 | dollars, detected | |
| JAMES RIVER COAL CO | 470355207 | COM | 5,000 | $3,750 | dollars, detected | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 53 | $3,735 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,000 | $3,730 | dollars, detected | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 61 | $3,698 | dollars, detected | |
| Abrdn Emerging Markets | 00301W105 | COM | 314 | $3,680 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $3,670 | dollars, detected | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 200 | $3,634 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 300 | $3,630 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 205 | $3,618 | dollars, detected | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 251 | $3,582 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 333 | $3,566 | dollars, detected | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 802 | $3,545 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 4,000 | $3,520 | dollars, detected | |
| NETLIST INC | 64118P109 | COM | 1,850 | $3,515 | dollars, detected | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 150 | $3,470 | dollars, detected | |
| MV OIL TR | 553859109 | TR UNITS | 137 | $3,436 | dollars, detected | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $3,386 | dollars, detected | |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 25 | $3,320 | dollars, detected | put |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 349 | $3,316 | dollars, detected | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 102 | $3,295 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 250 | $3,278 | dollars, detected | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 300 | $3,273 | dollars, detected | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $3,210 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $3,181 | dollars, detected | |
| INFOSONICS CORP | 456784107 | COM | 900 | $3,150 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 116 | $3,135 | dollars, detected | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 28 | $3,125 | dollars, detected | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 104 | $3,125 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 50 | $3,106 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 89 | $3,102 | dollars, detected | |
| HALLIBURTON CO | 406216901 | CALL | 11 | $3,102 | dollars, detected | call |
| BARCLAYS BK PLC | 06740L519 | FUND | 80 | $3,102 | dollars, detected | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 185 | $3,088 | dollars, detected | |
| CSP INC | 126389105 | CMN | 400 | $3,084 | dollars, detected | |
| EXETER RES CORP | 301835104 | COM | 5,000 | $3,025 | dollars, detected | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 312 | $3,020 | dollars, detected | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $3,012 | dollars, detected | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 600 | $2,988 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 116 | $2,986 | dollars, detected | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 43 | $2,964 | dollars, detected | |
| KAMADA LTD | M6240T109 | SHS | 200 | $2,900 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 100 | $2,882 | dollars, detected | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 174 | $2,854 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 554 | $2,820 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 506 | $2,803 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 116 | $2,782 | dollars, detected | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 100 | $2,765 | dollars, detected | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 68 | $2,670 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47 | $2,644 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 476 | $2,642 | dollars, detected | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 100 | $2,634 | dollars, detected | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 598 | $2,626 | dollars, detected | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,500 | $2,625 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $2,622 | dollars, detected | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100 | $2,600 | dollars, detected | |
| AT&T INC | 00206R902 | CALL | 5 | $2,575 | dollars, detected | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 190 | $2,565 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 107 | $2,525 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 100 | $2,499 | dollars, detected | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 87 | $2,445 | dollars, detected | |
| McCormick & Company Inc | 579780107 | COM | 33 | $2,361 | dollars, detected | |
| COSAN LTD | G25343107 | SHS A | 200 | $2,280 | dollars, detected | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 203 | $2,279 | dollars, detected | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 570 | $2,275 | dollars, detected | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 1,902 | $2,263 | dollars, detected | |
| GENERAL ELECTRIC CO | 369604903 | COM | 20 | $2,200 | dollars, detected | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 200 | $2,190 | dollars, detected | |
| USEC INC | 90333E207 | COMMON | 544 | $2,187 | dollars, detected | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $2,181 | dollars, detected | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 150 | $2,174 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100 | $2,172 | dollars, detected | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 16 | $2,170 | dollars, detected | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 102 | $2,168 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 268 | $2,163 | dollars, detected | |
| SILVER WHEATON CORP | 828336907 | COM | 60 | $2,100 | dollars, detected | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 63 | $2,039 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 60 | $2,033 | dollars, detected | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 200 | $2,000 | dollars, detected | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 100 | $1,999 | dollars, detected | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $1,970 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 136 | $1,938 | dollars, detected | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,100 | $1,936 | dollars, detected | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $1,926 | dollars, detected | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 80 | $1,859 | dollars, detected | |
| APPLE INC | 037833900 | CALL | 2 | $1,840 | dollars, detected | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,000 | $1,820 | dollars, detected | |
| EXCO RESOURCES INC | 269279902 | COM | 70 | $1,820 | dollars, detected | call |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 600 | $1,818 | dollars, detected | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 71 | $1,813 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 55 | $1,800 | dollars, detected | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 425 | $1,794 | dollars, detected | |
| STARZ | 85571Q201 | COM | 55 | $1,785 | dollars, detected | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,210 | $1,779 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 142 | $1,775 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 128 | $1,775 | dollars, detected | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 300 | $1,767 | dollars, detected | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 185 | $1,761 | dollars, detected | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 53 | $1,742 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 61 | $1,720 | dollars, detected | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $1,708 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 10 | $1,690 | dollars, detected | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 120 | $1,669 | dollars, detected | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 295 | $1,637 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,500 | $1,625 | dollars, detected | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 108 | $1,623 | dollars, detected | |
| CGG SPONS ADR | 12531Q105 | ADR | 100 | $1,600 | dollars, detected | |
| AMREP CORP | 032159105 | COM | 250 | $1,580 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 50 | $1,572 | dollars, detected | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 100 | $1,525 | dollars, detected | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 350 | $1,523 | dollars, detected | |
| CHAMPION HOMES INC | 830830105 | COM | 250 | $1,513 | dollars, detected | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 96 | $1,511 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 78 | $1,498 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 14 | $1,443 | dollars, detected | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 67 | $1,443 | dollars, detected | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 145 | $1,431 | dollars, detected | |
| ISHARES GOLD TRUST | 464285955 | COM | 120 | $1,420 | dollars, detected | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 1,000 | $1,410 | dollars, detected | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 100 | $1,406 | dollars, detected | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 210 | $1,350 | dollars, detected | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $1,350 | dollars, detected | principal |
| HYPERDYNAMICS CORP | 448954206 | COM | 760 | $1,323 | dollars, detected | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 202 | $1,317 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 10 | $1,308 | dollars, detected | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 300 | $1,305 | dollars, detected | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 38 | $1,265 | dollars, detected | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 17 | $1,236 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 27 | $1,210 | dollars, detected | |
| NOVACOPPER INC | 66988K102 | COM | 880 | $1,188 | dollars, detected | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 114 | $1,179 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 9 | $1,173 | dollars, detected | |
| PHARMATHENE INC | 71714G102 | COM | 633 | $1,158 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 15 | $1,157 | dollars, detected | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 63 | $1,121 | dollars, detected | |
| GREIF INC | 397624206 | CL B | 19 | $1,115 | dollars, detected | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 100 | $1,105 | dollars, detected | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 550 | $1,095 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1 | $1,068 | dollars, detected | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 500 | $1,040 | dollars, detected | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 46 | $1,029 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 45 | $1,016 | dollars, detected | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 38 | $998 | dollars, detected | |
| SILVER BULL RES INC | 827458100 | COM | 3,000 | $990 | dollars, detected | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99 | $964 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 40 | $939 | dollars, detected | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 27 | $935 | dollars, detected | |
| OPENTABLE INC | 68372A954 | COM | 60 | $900 | dollars, detected | put |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 765 | $896 | dollars, detected | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 47 | $836 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 65 | $822 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925Y953 | COM | 2 | $820 | dollars, detected | put |
| SAFEWAY INC | 786514908 | COM | 60 | $800 | dollars, detected | call |
| MASTECH HLDGS INC | 57633B100 | COM | 57 | $791 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 19 | $780 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22 | $773 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 15 | $759 | dollars, detected | |
| CITIGROUP INC | 172967904 | CALL | 6 | $756 | dollars, detected | call |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 2,950 | $738 | dollars, detected | |
| NEWS CORP NEW | 65249B208 | CL B | 44 | $734 | dollars, detected | |
| COMBIMATRIX CORP | 20009T121 | *W EXP 05/01/201 | 400 | $728 | dollars, detected | |
| YAMANA GOLD INC | 98462Y900 | COM | 20 | $720 | dollars, detected | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 333 | $716 | dollars, detected | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 29 | $702 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 24 | $662 | dollars, detected | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 318 | $658 | dollars, detected | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,000 | $653 | dollars, detected | |
| TUCOWS INC | 898697206 | COM NEW | 50 | $633 | dollars, detected | |
| JOES JEANS INC | 47777N101 | COM | 525 | $630 | dollars, detected | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 100 | $611 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13 | $605 | dollars, detected | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $587 | dollars, detected | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 1,800 | $580 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 16 | $576 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 18 | $561 | dollars, detected | |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $535 | dollars, detected | |
| TOP SHIPS INC | Y8897Y123 | SHS | 350 | $501 | dollars, detected | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11 | $483 | dollars, detected | |
| AGENUS INC | 00847G705 | COM NEW | 152 | $482 | dollars, detected | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,000 | $481 | dollars, detected | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 27 | $475 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 32 | $444 | dollars, detected | |
| AROTECH CORP | 042682203 | COM NEW | 71 | $442 | dollars, detected | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 44 | $421 | dollars, detected | |
| CREDICORP LTD | G2519Y108 | COM | 3 | $414 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24 | $412 | dollars, detected | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 87 | $409 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,311 | $407 | dollars, detected | |
| SILVERCORP METALS INC | 82835P903 | COM | 80 | $400 | dollars, detected | call |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 3 | $370 | dollars, detected | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 3 | $358 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 18 | $356 | dollars, detected | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 38 | $356 | dollars, detected | |
| WHITING USA TRUST I | 966389108 | TR U | 140 | $354 | dollars, detected | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 200 | $352 | dollars, detected | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 25 | $342 | dollars, detected | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 500 | $341 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22 | $318 | dollars, detected | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $302 | dollars, detected | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 100 | $286 | dollars, detected | |
| Marine Harvest ASA | 56824R205 | ADR | 24 | $275 | dollars, detected | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $251 | dollars, detected | |
| SYNTA PHARMACEUTICALS CORP | 87162T906 | Cmn | 5 | $250 | dollars, detected | call |
| OCLARO INC | 67555N206 | COM | 78 | $242 | dollars, detected | |
| HECLA MINING COMPANY | 422704906 | COM | 80 | $240 | dollars, detected | call |
| ISHARES GOLD TRUST | 464285905 | COM | 10 | $220 | dollars, detected | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5 | $212 | dollars, detected | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 13 | $203 | dollars, detected | |
| TALISMAN ENERGY INC | 87425E103 | COM | 20 | $200 | dollars, detected | |
| CHYRONHEGO CORP | 171607104 | COM | 68 | $188 | dollars, detected | |
| MELA SCIENCES INC | 55277R100 | COM | 300 | $187 | dollars, detected | |
| LAKES GAMING INC COM | 51206P109 | COM | 37 | $185 | dollars, detected | |
| VOLTARI CORP NEW | 92870X309 | COM | 50 | $179 | dollars, detected | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 3 | $171 | dollars, detected | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 20 | $160 | dollars, detected | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $156 | dollars, detected | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,331 | $141 | dollars, detected | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 100 | $140 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 12 | $137 | dollars, detected | |
| Gilat Satellite Network | M51474118 | COM | 24 | $119 | dollars, detected | |
| CYREN LTD | M26895108 | SHS | 33 | $119 | dollars, detected | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 30 | $116 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 6 | $112 | dollars, detected | |
| HILL INTERNATIONAL INC | 431466101 | COM | 19 | $105 | dollars, detected | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 41 | $103 | dollars, detected | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7 | $98 | dollars, detected | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 6 | $91 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 5 | $90 | dollars, detected | call |
| SYNTROLEUM CORP | 871630208 | COM | 20 | $79 | dollars, detected | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21 | $77 | dollars, detected | |
| ENTREMED INC | 29382F202 | COM | 40 | $73 | dollars, detected | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 12 | $70 | dollars, detected | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8 | $64 | dollars, detected | |
| COLDWATER CREEK INC | 193068202 | COM | 403 | $64 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $62 | dollars, detected | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 3 | $61 | dollars, detected | |
| BOEING CO | 097023905 | CALL | 5 | $60 | dollars, detected | call |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 5 | $58 | dollars, detected | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40 | $49 | dollars, detected | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 11 | $47 | dollars, detected | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 16 | $43 | dollars, detected | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10 | $42 | dollars, detected | |
| GEEKNET INC | 36846Q203 | COM | 3 | $42 | dollars, detected | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16 | $33 | dollars, detected | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 22 | $32 | dollars, detected | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1 | $31 | dollars, detected | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 4 | $27 | dollars, detected | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 115 | $26 | dollars, detected | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 4 | $24 | dollars, detected | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 8 | $10 | dollars, detected | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 16 | $8 | dollars, detected | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3 | $5 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G901 | CALL | 10 | $0 | dollars, detected | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-005423 | this filing | 2014-05-12 | acceptance time not in the bulk data set |