13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-30, with 1,808 holding rows worth $260,244,000.
- Accession
- 0000950123-14-004570
- Filer
- CIK 910316
- Filed
- 2014-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,815 entries on the cover page, a total value of $260,244,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,244,000 with VALUE read as thousands by filing date, 13F file number 028-15121. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARMAX INC COM | 143130102 | Stock | 52 | $2,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 13 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $2,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 41 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 52 | $2,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 34 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19 | $2,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 200 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 190 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 50 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 25 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 25 | $2,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 53 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 38 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 30 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16 | $2,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 30 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 70 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 41 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 52 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 400 | $2,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 115 | $2,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 71 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 61 | $2,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 66 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 26 | $2,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40 | $2,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 29 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 61 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 115 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 200 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 20 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 223 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 75 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 25 | $2,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 33 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 69 | $2,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 46 | $2,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 51 | $2,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 165 | $2,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 60 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 400 | $2,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 300 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,000 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 47 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,000 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 50 | $2,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 165 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 200 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 87 | $2,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 227 | $2,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 21 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000 | $2,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 35 | $2,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 200 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 220 | $2,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 48 | $2,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 45 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 111 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 184 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28 | $2,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 89 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 125 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 137 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 487 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 70 | $2,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 150 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 200 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 1,000 | $2,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 28 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 32 | $2,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 350 | $2,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 500 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 18 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 22 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 105 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $1,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 47 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 30 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 63 | $1,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 35 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $1,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15 | $1,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 10 | $1,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 28 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 8 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 63 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 44 | $1,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 22 | $1,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 40 | $1,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 82 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 131 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 17 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 15 | $1,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 20 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 43 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 151 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 23 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 66 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 9 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 31 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 226 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $1,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 109 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 112 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 30 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 75 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 62 | $1,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 45 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 100 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 35 | $1,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 7 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 50 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 99 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 478 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 91 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 36 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,000 | $1,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 44 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 31 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 45 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 37 | $1,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 85 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 120 | $1,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 33 | $1,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 16 | $1,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 100 | $1,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 14 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,000 | $1,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 18 | $1,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 70 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 8 | $1,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 46 | $1,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 69 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 31 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 80 | $1,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 11 | $1,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 151 | $1,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 3,000 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 600 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 250 | $1,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 416 | $1,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,000 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 55 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 1,000 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 38 | $1,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 46 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 100 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 600 | $1,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 48 | $1,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 31 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 300 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT INC | 364730101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC INC COM | 69370C100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPART INC COM | 217204106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDW CORP COM | 12514G108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDER SYS INC COM | 783549108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMDOCS LTD | G02602103 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPA HOLDINGS SA | P31076105 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRUNSWICK CORP | 117043109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXCEL CORP NEW | 428291108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVVITY INC | 714046109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER INC | 74051N102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACK IN THE BOX INC | 466367109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROASSURANCE CORP | 74267C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY INTL INC | 249030107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Waste Connections | 941053100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q | 74876Y101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTIV INC | 92210H105 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARCOR INC | 179895107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS N V | N63218106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMAN INTL INDS INC | 413086109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATMEL CORP | 049513104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMACYCLICS INC | 716933106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUESTAR CORP | 748356102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROS SYS INC | 594901100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORELOGIC INC | 21871D103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TRUST I | 966389108 | TR U | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004570 | this filing | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006478 | base | 2014-05-21 | acceptance time not in the bulk data set |