13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,004 holding rows worth $76,778,836,000.
- Accession
- 0000950123-14-002716
- Filer
- CIK 1423053
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 9,585 entries on the cover page, a total value of $76,778,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,778,836,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,186 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 17,838 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI ELECTRONICS INC | 629865955 | Cmn | 2,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077955 | Cmn | 1,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 8,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 2,400 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 9,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R907 | Cmn | 3,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N909 | Cmn | 3,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 20,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 5,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 3,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T901 | COM | 9,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M908 | Cmn | 600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Prospect Global Resources Inc. | 74348X202 | COM | 10,934 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP | 803062958 | PUT | 1,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 11,330 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 12,422 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC | 88322Q958 | COM | 4,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013952 | ORD | 6,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 35,058 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,151 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879902 | CALL | 1,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281901 | CALL | 300 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KORN FERRY | 500643950 | PUT | 700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,036 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P203 | COM NEW | 16,749 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,574 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 30,476 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 36,126 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 118,593 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 12,976 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERTS REALTY INVS | 769900101 | COM | 19,297 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 4,517 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 12,608 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTIN RLTY MTG II INC | 92549X201 | COM NEW | 10,817 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AARON RENTS INC | 002535900 | Cmn | 600 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F904 | Cmn | 800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 1,500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 3,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMM ILLINOIS HOLDINGS INC. COMMON S | 209034957 | Cmn | 900 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 2,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V958 | Cmn | 1,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N954 | CL A | 6,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A950 | COM PAR $.001 | 2,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 2,300 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOVE INC CMN STOCK | 62458M957 | Cmn | 1,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W904 | Cmn | 11,500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP | 084423902 | COM | 400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 373 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC | 515098901 | CALL | 300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KID BRANDS, INC. COM | 49375T100 | COM | 17,029 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 3,823 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 18,516 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 9,411 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 19,583 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 18,444 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROSEMI CORPORATION COMMON STOCK | 595137900 | Cmn | 700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045952 | Cmn | 4,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 3,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U959 | COM | 6,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 17,660 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571909 | COM | 3,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 5,700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 18,784 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908958 | COM | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,309 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRGAS INC | 009363102 | COM | 149 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Almaden Minerals Ltd | 020283107 | COM | 13,609 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 8,739 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 11,933 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 49,240 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 1,289 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155903 | COM | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POINT 360 | 730507100 | COM | 31,981 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 37,209 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V903 | Cmn | 1,600 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 8,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 3,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 2,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 3,500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 1,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R905 | Cmn | 2,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 4,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 3,900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 11,112 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 17,205 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC-CLASS A | 69913R958 | Cmn | 2,200 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 14,956 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 2,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342954 | ORD | 2,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 2,400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492900 | CALL | 2,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 737 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOES JEANS INC | 47777N101 | COM | 13,266 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 40,180 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 16,282 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 12,946 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,252 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,748 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 638 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 44,032 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGA TRONICS INC | 375175106 | COM | 16,498 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 17,096 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP | 46113M958 | Cmn | 500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563904 | Cmn | 500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC -CL A CMN STK | 961840905 | Cmn | 5,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099901 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A902 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 10,150 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 13,627 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K907 | CL A | 2,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DICE HLDGS INC | 253017957 | COM | 2,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 4,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLE REAL ESTATE INVESTMENT | 19329V905 | Cmn | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908908 | COM | 900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC | 591018809 | COM | 11,482 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIVE GROUP INC | 45170X106 | COM | 23,738 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 12,030 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 6,278 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153904 | COM | 600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tasman Metals Ltd | 87652B103 | COM | 13,712 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 14,674 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G900 | Cmn | 5,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 3,700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 7,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873900 | Cmn | 4,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 5,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 8,076 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F909 | COM | 1,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROFIN SINAR TECHNOLOGIES INC | 775043902 | COM | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKS INTL N V | N33462907 | COM | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,256 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURLINGTON STORES INC | 122017956 | PUT | 400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 6,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 24,632 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297909 | CALL | 700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 2,248 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307101 | COM | 7,396 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEMCELLS INC | 85857R204 | COM NEW | 10,970 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 9,972 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 9,483 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 14,108 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT MGMT CO -A | 03748R901 | COM | 500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP | 228803102 | COM | 16,467 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 12,110 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL RECTIFIER COMMON NEW YORK | 460254955 | Cmn | 500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805909 | Cmn | 3,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271908 | Cmn | 1,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 4,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 52,911 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 1,094 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 519 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. | 55306N904 | COM | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 8,283 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 16,234 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 2,851 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,277 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,564 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINES MGMT INC | 603432105 | COM | 20,186 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 12,239 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 18,359 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 6,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187906 | Cmn | 2,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 1,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK | 87157B953 | Cmn | 400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTERNATIONAL INC CMN STK | 69373H906 | Cmn | 1,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 10,781 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 14,803 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M955 | PUT | 2,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 3,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 281 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC | 88322Q908 | COM | 2,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 16,521 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692103 | COM | 431 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 4,293 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERMOGENESIS CORP | 883623308 | COM | 11,392 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 26,381 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M103 | COM | 7,899 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 12,105 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q903 | Cmn | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC CMN STOCK | 75605L958 | Cmn | 1,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 3,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 6,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 800 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E955 | PUT | 1,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 4,700 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 12,235 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 700 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 220 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V952 | PUT | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382906 | COM | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 13,723 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPBOUND GROUP INC | 76009N950 | PUT | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREIF INC | 397624957 | PUT | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 8,531 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 10,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIVEN IMAGING LTD | M52020100 | ORD | 333 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291902 | COM | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603956 | COM | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T952 | COM | 1,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SR LIVING CORP | 140475904 | COM | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 4,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 2,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E950 | COM | 700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FTD COS INC | 30281V958 | PUT | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC | 594793951 | PUT | 1,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEVELOP | 16939V903 | Cmn | 4,500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 1,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 1,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q905 | COM | 400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC | 707569909 | COM | 600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092909 | COM | 1,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 276 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 485 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATERION CORP | 576690901 | COM | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 16,077 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 24,176 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 93 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 18,502 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 41,217 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T909 | Cmn | 900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AARON RENTS INC | 002535950 | Cmn | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 5,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTERNATIONAL INC CMN STK | 69373H956 | Cmn | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 3,200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464957 | Cmn | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 28,237 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934903 | COM NPV NEW 2012 D | 4,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,352 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKDALE SR LIVING INC | 112463954 | COM | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,179 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC | 78377T907 | CALL | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC | 57686G955 | PUT | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 302 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 1,112 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 3,414 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINANCIAL INC | 55272X902 | COM | 1,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155953 | COM | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVETT MINERALS INC | 761505205 | COM NEW | 11,021 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 1,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405950 | Cmn | 600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203908 | Cmn | 800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R956 | Cmn | 2,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R957 | Cmn | 1,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 2,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A900 | Cmn | 2,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q959 | COM | 1,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M903 | COM | 6,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U959 | COM NEW | 1,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745951 | COM | 5,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 12,994 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 3,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W903 | COM | 1,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K903 | CALL | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235958 | COM | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013902 | ORD | 2,300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A953 | PUT | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK INC | 193068202 | COM | 8,881 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 13,689 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939906 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC CMN STK | 185860903 | Cmn | 5,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 2,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 3,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 5,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 700 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 1,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602904 | Cmn | 5,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 10,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307901 | COM | 3,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P950 | COM | 1,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P900 | CALL | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y954 | COM | 900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 184 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M904 | COM NEW | 4,800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DORMAN PRODS INC | 258278950 | PUT | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,325 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 2,342 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE GOLD INC | 29383G100 | COM | 20,534 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 6,126 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M900 | Cmn | 1,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 2,300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 2,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B958 | Cmn | 3,900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 4,800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 1,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 2,700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 2,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835904 | COM | 11,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K904 | COM | 3,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 2,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T908 | Cmn | 3,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585904 | CALL | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 622 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944959 | SHS | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGRESSIVE CORP | 743315953 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023950 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 93 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470100 | COM | 9,493 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 1,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515958 | Cmn | 2,500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M902 | Cmn | 3,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP958 | Cmn | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE HANKS INC CMN STK | 416196903 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 3,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 2,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 2,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC CMN STOCK | 249908954 | Cmn | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESPONSYS INC | 761248953 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 2,300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST CMNTYS INC | 13466Y905 | CALL | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK | 193068952 | Cmn | 6,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 407 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495952 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 1,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 1,276 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 589 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 1,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 1,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP CMN STK | 343468954 | Cmn | 1,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 3,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 2,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M909 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 1,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 9,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A950 | Cmn | 1,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 1,700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W952 | Cmn | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT FINL CORP | 71377E905 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 1,500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y904 | COM | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T956 | COM | 2,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M905 | CALL | 800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109908 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180905 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 4,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC COMMON STOCK | 591018959 | Cmn | 3,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954956 | Cmn | 1,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 256 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 49 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328957 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P952 | COM NEW | 2,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889904 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tandy Brands Accessories Inc | 875378101 | COM | 11,163 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 367 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 649 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONCOR RESOURCES INC | 54179W101 | COM | 33,450 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 940 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 1,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMTURA CORP | 163893909 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L903 | Cmn | 1,800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 5,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VCA ANTECH INC | 918194901 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BSD MED CORP DEL | 055662900 | COM | 2,800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683957 | COM | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 2,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229950 | PUT | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y959 | PUT | 1,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC CMN STK | 306137900 | Cmn | 2,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526950 | Cmn | 2,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZALICUS INC | 98887C904 | Cmn | 2,700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZALICUS INC | 98887C954 | Cmn | 2,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK | 193068902 | Cmn | 4,600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATMI INC CMN STK | 00207R951 | Cmn | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 53 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885952 | CL A | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535900 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B908 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COOPER TIRE & RUBR CO | 216831107 | COM | 95 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,849 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A113 | WTS | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCZ TECHNOLOGY GROUP INC | 67086E903 | Cmn | 45,300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MGMT CORP CMN STOCK | 28140M953 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602954 | Cmn | 1,900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 4,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P902 | COM | 2,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D950 | COM | 1,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER SILVER LTD | 39115V901 | COM | 2,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745901 | COM | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482957 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492950 | PUT | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC CMN STOCK | 589499952 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T958 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FMC CORP COM NEW | 302491303 | Stock | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VELTI PLC ST HELIER | G93285107 | SHS | 15,213 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUANT CORP | 00508X203 | CL A NEW | 19 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868907 | COM | 800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 1,001 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 4,928 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044908 | Cmn | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P951 | Cmn | 4,400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L953 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC -CL A CMN STK | 961840955 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R950 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R900 | Cmn | 1,600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P904 | Cmn | 4,800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P954 | Cmn | 5,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N959 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373952 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LIMITED COM STK | Y2711Y904 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 2,900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912903 | COM NEW | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912953 | COM NEW | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470900 | COM | 1,500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835954 | COM | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808902 | COM | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C902 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC CMN STOCK | 594793901 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO CMN STK | 560690958 | Cmn | 2,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T906 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO CMN STK | 560690908 | Cmn | 2,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLE REAL ESTATE INVESTMENT | 19329V955 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HCI GROUP INC | 40416E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 436 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JAMES RIVER COAL CO | 470355207 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORP | 060505153 | CMN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OCZ TECHNOLOGY GROUP INC | 67086E953 | Cmn | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808952 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P901 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901956 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 493 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002716 | this filing | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-005325 | added | 2014-05-09 | acceptance time not in the bulk data set |