13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 7,004 holding rows worth $76,778,836,000.
- Accession
- 0000950123-14-002716
- Filer
- CIK 1423053
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 9,585 entries on the cover page, a total value of $76,778,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,778,836,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 1,500 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 4,700 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R954 | Cmn | 17,400 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH GROUP INC NEW CMN STOCK | 896818901 | Cmn | 700 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946904 | Cmn | 2,500 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMM ILLINOIS HOLDINGS INC. COMMON S | 209034907 | Cmn | 2,700 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBIZ INC | 124805102 | COM | 5,679 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075952 | COM | 2,700 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 3,600 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSULET CORP | 45784P951 | PUT | 1,400 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORDSON CORP | 655663902 | CALL | 700 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498955 | PUT | 2,200 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HOLDINGS CMN STOCK | 457985958 | Cmn | 1,100 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TW TELECOM INC CMN STK | 87311L954 | Cmn | 1,700 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 18,200 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 7,300 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901906 | Cmn | 17,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A952 | COM | 4,900 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328950 | COM | 9,700 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,054 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794957 | COM | 5,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVIS CORP | 194014106 | COMMON STOCK | 795 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM | 68213N909 | CALL | 2,000 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONNS INC | 208242107 | COM | 644 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 11,201 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 8,079 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 22,303 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A908 | COM | 2,700 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVESTMENT GRP-CL A | 34958B956 | COM | 5,900 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OM GROUP INC | 670872900 | Cmn | 1,400 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL INC | 68213N959 | Cmn | 2,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 4,800 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 8,800 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROFIN SINAR TECH INC | 775043952 | OPTION | 1,900 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890909 | COM | 1,600 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G903 | COM | 1,800 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223954 | COM | 2,900 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 36,302 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RIVER INC. | 25388B904 | COM | 2,700 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q951 | Cmn | 15,100 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 2,500 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BERRY PLASTICS GROUP INC | 08579W953 | COM | 2,100 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525959 | PUT | 2,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 2,300 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSENSA HOLDING NV | N71546900 | Cmn | 10,800 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FTI CONSULTING INC | 302941109 | COM | 1,200 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 1,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 4,499 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC | 27579R954 | COM | 1,400 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R907 | CL A | 8,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 30,033 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 900 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 3,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLSCRIPTS HEALTHCARE SOLUTI | 01988P958 | COM | 3,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 2,800 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405900 | Cmn | 3,800 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R906 | Cmn | 11,800 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC CMN STOCK | 698657953 | Cmn | 2,900 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 14,900 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934953 | COM NPV NEW 2012 | 25,500 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A958 | COM | 6,600 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEVEN MADDEN LTD | 556269908 | COM NEW | 1,300 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M957 | COM UNIT REPST | 1,400 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 3,600 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H906 | ORD CL A | 3,100 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 323 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING CO | 86074Q102 | COM | 3,907 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 1,500 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KONGZHONG CORP | 50047P104 | CMN | 6,658 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 2,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 7,400 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 5,100 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645950 | Cmn | 2,200 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERVA INC | 45321L950 | COM | 1,000 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 7,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W904 | COM | 2,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W954 | COM | 2,000 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP | 264411505 | COM NEW | 3,145 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085901 | COM | 7,300 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APTARGROUP INC | 038336953 | PUT | 700 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,187 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475209 | COM NEW | 6,509 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T957 | Cmn | 4,700 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476903 | Cmn | 1,800 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 16,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONTPELIER RE HOLDINGS LTD COMMON STOCK | G62185956 | Cmn | 1,600 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 1,700 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 10,900 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC | 72348P904 | Cmn | 1,700 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 5,900 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOCUS INC | 92858J908 | COM | 4,100 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC | 760759950 | COM | 1,400 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 7,700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,775 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P956 | PUT | 1,000 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XYRATEX LTD | G98268108 | COM | 3,483 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO | 714290953 | COM | 300 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321902 | COM | 9,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275902 | COM | 2,800 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP-A | 46069S909 | COM | 4,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 2,200 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 2,400 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P957 | Cmn | 10,500 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N904 | CL A | 15,300 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZULILY INC | 989774954 | OPTION | 1,100 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,194 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 1,900 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XCEL ENERGY INC | 98389B900 | CALL | 1,600 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T957 | COM NEW | 4,800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 20,433 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A309 | COM NEW | 3,656 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOW INTL CORP | 343468104 | COM | 11,065 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R904 | Cmn | 14,700 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC | 811699907 | CALL | 3,700 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 34,270 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T900 | COM | 2,800 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905956 | COM | 900 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,882 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP-A | 46069S959 | COM | 3,800 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD AIR CORPORATION CMN STK | 349853951 | Cmn | 1,000 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J907 | Cmn | 6,600 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M902 | COM NEW | 6,900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BK SYS INC | 203607956 | COM | 1,100 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178953 | Cmn | 3,700 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342104 | ORD | 6,066 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048909 | COM | 900 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 22,603 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 4,317 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERIS CORP | 859152950 | COM | 900 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTERNATIONAL LIMITED | G81075956 | COM | 2,600 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376952 | Cmn | 2,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111958 | Cmn | 26,000 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 4,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T950 | Cmn | 4,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045902 | Cmn | 11,200 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536905 | COM | 46,900 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 428 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 4,077 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULLER H B CO | 359694956 | PUT | 800 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H951 | PUT | 1,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY | 26613Q906 | Cmn | 1,700 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDER & BALDWIN INC | 014491954 | Cmn | 1,000 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J957 | Cmn | 6,300 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 10,800 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 6,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164900 | COM | 1,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 2,300 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665959 | Cmn | 7,200 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 3,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638959 | Cmn | 3,700 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y903 | COM | 10,900 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,168 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA Z BOY INC | 505336957 | PUT | 1,300 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 13,553 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 10,572 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALSOURCE INC | 14055X902 | COM | 2,800 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 2,100 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 9,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078900 | Cmn | 1,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERICAN PALLADIUM LTD CMN STOCK | 656912952 | Cmn | 61,200 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 2,500 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A959 | COM NEW | 3,200 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 7,549 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q955 | SHS | 2,600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C951 | COM NEW | 5,700 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP | 540424958 | PUT | 800 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 1,600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,898 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 33,055 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOTHYREON INC | 682324108 | COM | 21,998 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 15,643 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLY ENERGY PARTNERS L.P. COMMON STOCK | 435763907 | Cmn | 1,200 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTERNATIONAL INC | 98607B906 | Cmn | 6,100 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 500 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 11,400 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 1,100 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 373 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,470 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSG SYSTEMS | 126349109 | COM | 1,281 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328907 | CALL | 1,100 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONOLITHIC PWR SYS INC | 609839955 | PUT | 1,100 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 4,100 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL AGRIC MTG CORP | 313148906 | CL C | 1,100 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 13,261 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T956 | Cmn | 4,000 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571908 | Cmn | 1,300 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 21,500 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX CO/THE | 05615F952 | Cmn | 1,100 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482907 | CALL | 1,600 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COPA HOLDINGS SA | P31076105 | CL A | 230 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T905 | COM | 8,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,765 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 7,831 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 10,871 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P952 | COM | 3,800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P903 | COM | 800 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R959 | Cmn | 2,800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 10,200 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST CASH FINL SVCS INC COMMON STOCK | 31942D957 | Cmn | 600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLUBCORP HLDGS INC | 18948M908 | CALL | 2,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTELIQUENT INC | 45825N957 | COM | 3,200 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KYTHERA BIOPHARMACEUTICALS I | 501570905 | COM | 1,000 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 5,027 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPERITY INC | 45778Q957 | COM | 1,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MID-AMER APT CMNTYS INC | 59522J903 | CALL | 600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLX TECHNOLOGY INC | 693417107 | COM | 5,540 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 21,511 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,767 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINE SAFETY APPLIANCES CO CMN STK | 602720954 | Cmn | 700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC CMN STOCK | 26882D909 | Cmn | 2,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINL CORP | 583928956 | COM | 2,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KILROY REALTY CORP | 49427F908 | CALL | 700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 4,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465906 | CALL | 1,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400950 | COM | 700 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 5,600 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023900 | COM | 1,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP | 759916959 | PUT | 2,600 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J959 | ORD SHS | 800 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 17,179 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 13,700 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,781 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP | 346091905 | Option | 9,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 7,400 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 2,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 4,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N904 | Cmn | 9,100 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,286 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D956 | COM | 4,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERVA INC | 45321L100 | COM | 713 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 28,821 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 4,200 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RESOURCES INC | 600527955 | Cmn | 4,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 1,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T951 | Cmn | 5,600 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 8,700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VCA ANTECH INC | 918194951 | Cmn | 1,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N958 | PUT | 4,600 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M959 | COM | 3,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 2,500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985908 | CALL | 700 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MURPHY USA INC | 626755952 | PUT | 800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411905 | Cmn | 2,200 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 10,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,793 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAC HLDGS INC | 368736104 | COM | 572 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 3,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G956 | UNIT LTD PARTN | 1,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,602 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 5,095 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 9,628 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Brigus Gold Corp | 109490102 | COM | 41,104 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M100 | COM | 9,800 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABAXIS INC | 002567905 | COM | 800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 3,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 2,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 2,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U909 | COM NEW | 4,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K953 | COM | 1,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCHULMAN A INC | 808194904 | CALL | 900 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICKS CABARET INTL INC CMN STOCK | 765641903 | Cmn | 2,800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J900 | CALL | 5,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 5,963 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 1,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC | 267475951 | PUT | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,518 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,735 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 2,598 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIHUA INTERNATIONAL INC | 532352901 | Cmn | 5,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 1,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES CMN STOCK | 517942958 | Cmn | 1,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES CMN STOCK | 517942908 | Cmn | 1,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536955 | COM | 33,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ServiceNow,Inc. | 81762P102 | COM | 531 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEREX CORP NEW COM | 880779103 | Stock | 708 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,781 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP | 49446R959 | COM | 1,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC | 020520102 | COM | 1,782 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 14,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 2,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M952 | Cmn | 19,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563954 | Cmn | 1,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DICE HLDGS INC | 253017907 | COM | 4,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PPTY TR INC | 198287903 | CALL | 1,200 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,401 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R951 | COM | 1,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 10,979 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,251 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 1,634 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 35,316 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 61,760 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 8,377 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SCIENCE ENGINEERI | 029429957 | COM | 400 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Endeavour Intl Corp | 29259G950 | COM NEW | 5,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 1,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571958 | Cmn | 1,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U909 | COM | 11,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 1,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C952 | PUT | 4,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAB UNIVERSAL CORP | 302771950 | Cmn | 9,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,080 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 10,138 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 13,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 1,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 4,140 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RIVER INC. | 25388B954 | COM | 1,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIHUA INTERNATIONAL INC | 532352951 | Cmn | 4,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848959 | Cmn | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F906 | COM | 700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,281 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST HORIZON CORPORATION | 320517955 | COM | 2,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,101 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,018 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 2,672 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805959 | Cmn | 7,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 5,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W956 | Cmn | 2,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 10,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J904 | Cmn | 3,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC COMMON STOCK | 45166R954 | Cmn | 4,500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W951 | COM | 3,800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KILROY REALTY CORP COM | 49427F108 | REIT | 510 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 341 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 3,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARWATER PAPER CORP | 18538R953 | PUT | 500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP | 501889958 | PUT | 800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,429 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,841 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 10,238 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HATTERAS FINANCIAL CORP | 41902R953 | COM | 1,600 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q958 | COM | 2,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 10,708 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 15,800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI ELECTRONICS INC | 629865905 | Cmn | 3,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384959 | Cmn | 5,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP CMN STOCK | 909218959 | Cmn | 500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 3,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639908 | Cmn | 14,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638909 | Cmn | 2,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265954 | Cmn | 1,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVID TECHNOLOGY INC | 05367P900 | COM | 3,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LTX-CREDENCE CORP | 502403907 | Cmn | 3,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q900 | COM | 600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G953 | COM | 900 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC | 267475901 | COM | 900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348T902 | COM | 2,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC | 031652900 | COM | 4,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T907 | COM | 1,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 15,845 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 900 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEMIS COMPANY | 081437955 | COM | 600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515908 | Cmn | 13,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R909 | Cmn | 1,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 1,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,700 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873950 | Cmn | 7,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q909 | COM | 4,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 15,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 4,300 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180955 | PUT | 1,700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XYRATEX LTD COMMON STOCK | G98268908 | Cmn | 1,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MACERICH CO | 554382101 | COM | 400 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,350 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 19,800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO | 201723953 | COM | 1,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085951 | PUT | 3,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 720 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T958 | PUT | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264959 | PUT | 1,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892901 | CALL | 1,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461200 | COM | 2,308 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 10,457 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 10,536 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,248 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HOLDINGS INC | 46118H904 | Cmn | 2,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORBITZ WORLDWIDE INC | 68557K959 | Cmn | 3,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCIENTIFIC GAMES CORP CMN STK | 80874P959 | Cmn | 1,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R955 | Cmn | 5,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 4,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP CMN STOCK | 747277951 | Cmn | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 9,300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PMC - SIERRA INC CMN STK | 69344F956 | Cmn | 3,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POLYCOM INC CMN STOCK | 73172K954 | Cmn | 2,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D900 | COM | 14,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N902 | CL A | 6,100 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098958 | PUT | 700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,214 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P909 | CALL | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P959 | COM | 1,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 8,001 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788952 | PUT | 1,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 15,631 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 23,840 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 13,143 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 7,728 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N955 | COM | 3,200 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 11,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L955 | Cmn | 2,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 10,100 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245952 | ORD SHS | 1,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GFI GROUP INC. | 361652959 | Cmn | 5,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,550 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 17,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 1,800 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC | 55354G900 | CALL | 500 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 10,942 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 49,837 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 2,131 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C905 | COM | 6,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL | 170032959 | COM | 1,900 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUATERRA RES INC | 747952109 | COM | 216,747 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X902 | Cmn | 3,300 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 2,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E953 | Cmn | 2,900 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 6,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 6,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 9,903 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074950 | PUT | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 881 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,445 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 10,708 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 2,900 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,949 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 2,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 32,557 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 6,142 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 12,200 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lihua International Inc. | 532352101 | COM | 3,662 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 17,128 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 18,166 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 33,897 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 12,149 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGER MEDIA INC | G88685105 | SHS | 13,710 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 24,800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATMI INC CMN STK | 00207R901 | Cmn | 700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE SEMICONDUCTOR CORP | 71366R953 | COM | 2,800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 3,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 5,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Athlon Energy, Inc. | 047477954 | OPTION | 700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 12,642 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECARD CORPORATION | 45816D100 | COM | 11,933 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 12,846 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V902 | CALL | 600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607957 | PUT | 500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC | 760759900 | COM | 600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 3,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 3,300 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459908 | CALL | 2,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 1,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,390 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPHASE LABS INC | 74345W108 | COM | 12,137 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 8,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONDE RESOURCES CORP | 835426107 | COM | 29,328 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delcath Systems Inc | 24661p104 | COM | 80,019 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 15,954 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W104 | COM | 12,392 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUGUSTA RES CORP | 050912203 | COM NEW | 13,823 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORT CHALET INC | 849163209 | CL A | 17,973 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 155 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 12,206 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 20,111 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP | 03761U956 | COM | 2,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 59,720 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 10,574 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 11,743 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 27,870 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 115,304 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 14,152 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 15,439 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 20,039 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M950 | Cmn | 6,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 1,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 11,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N906 | Cmn | 2,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 96,255 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVESTMENT CORP COMMON STOCK | 65105M908 | Cmn | 3,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERICAN PALLADIUM LTD CMN STOCK | 656912902 | Cmn | 29,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 12,817 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J951 | COM | 5,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F956 | COM | 500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADEPT TECHNOLOGY INC | 006854952 | OPTION | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,364 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVB FINL CORP | 126600905 | COM | 1,100 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 1,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T955 | COM | 4,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J950 | COM | 3,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 277 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,419 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 14,520 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X952 | PUT | 1,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 11,684 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSD MEDICAL CORP | 055662100 | COM | 15,885 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 26,425 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 11,376 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,440 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 15,364 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 16,710 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002716 | this filing | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-005325 | added | 2014-05-09 | acceptance time not in the bulk data set |