13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,267 holding rows worth $9,060,379,000.
- Accession
- 0000950123-14-002106
- Filer
- CIK 1569391
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,685 entries on the cover page, a total value of $9,060,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,060,379,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerGetco Holding Company LLC 028-13312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPARK NETWORKS INC | 84651P100 | COM | 13,372 | $82,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,139 | $81,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 18,200 | $81,000 | thousands by filing date | put |
| TARGACEPT INC | 87611R306 | COM | 19,561 | $81,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 23,562 | $81,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 11,700 | $81,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 80,439 | $80,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,221 | $79,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,270 | $79,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 16,675 | $79,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,740 | $79,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,497 | $79,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 12,084 | $78,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 13,186 | $78,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742907 | COM | 10,900 | $78,000 | thousands by filing date | call |
| RESPONSE GENETICS INC | 76123U105 | COM | 67,550 | $78,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 49,411 | $78,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 14,500 | $77,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 200,730 | $76,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,760 | $76,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 27,103 | $76,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,300 | $76,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 12,017 | $76,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,227 | $75,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 21,152 | $75,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 69,813 | $75,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 10,365 | $74,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 94,722 | $74,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 12,402 | $74,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 61,899 | $74,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 25,443 | $74,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,607 | $73,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 21,799 | $73,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,563 | $73,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 14,340 | $73,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 40,330 | $72,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 26,745 | $72,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,500 | $71,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 45,573 | $71,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 12,485 | $71,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,824 | $71,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,061 | $70,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 12,659 | $70,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 16,654 | $70,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 68,433 | $70,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 33,459 | $69,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 58,380 | $68,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 43,763 | $68,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 50,012 | $68,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 52,283 | $67,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,473 | $66,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 12,647 | $66,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 23,500 | $66,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 11,022 | $66,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 110,859 | $66,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 23,130 | $66,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 13,722 | $66,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 16,044 | $65,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 48,361 | $65,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 12,405 | $65,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,715 | $64,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 13,600 | $63,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,393 | $62,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 29,398 | $62,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 113,139 | $62,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 94,385 | $62,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 14,649 | $62,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643905 | CALL | 11,000 | $62,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 44,251 | $61,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 12,968 | $61,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 10,092 | $61,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,727 | $60,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 21,123 | $60,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 49,883 | $60,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 19,490 | $60,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 28,996 | $60,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 81,355 | $59,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438903 | Cmn | 22,500 | $59,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 15,300 | $58,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 11,029 | $58,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 20,839 | $58,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 12,361 | $58,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 49,414 | $58,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,269 | $57,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 29,899 | $57,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 57,235 | $57,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 14,700 | $57,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 21,134 | $56,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 41,257 | $56,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 14,728 | $56,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 101,655 | $56,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 27,952 | $56,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 21,373 | $56,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 17,449 | $55,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 13,479 | $54,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 15,369 | $54,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 44,265 | $54,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 17,791 | $54,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 22,751 | $54,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 17,119 | $53,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 55,631 | $53,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 17,056 | $53,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,832 | $52,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 28,139 | $52,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 27,173 | $52,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,498 | $52,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 53,731 | $52,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 21,334 | $52,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 13,634 | $52,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 48,155 | $50,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 30,343 | $50,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 17,374 | $49,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 27,220 | $49,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 21,454 | $49,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 26,020 | $48,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 11,925 | $47,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 34,168 | $47,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,207 | $47,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 21,803 | $47,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 40,251 | $47,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,050 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 18,827 | $47,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,151 | $46,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 760,966 | $46,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 33,319 | $46,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 21,537 | $46,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 13,247 | $46,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 22,238 | $46,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,080 | $45,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 20,952 | $45,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 15,806 | $45,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 10,748 | $45,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 11,447 | $45,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 48,361 | $45,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 33,656 | $44,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,055 | $44,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 14,956 | $44,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,324 | $44,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 27,101 | $43,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,235 | $43,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 13,000 | $43,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 29,669 | $42,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 36,443 | $42,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 26,872 | $42,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 16,221 | $42,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 46,117 | $42,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 17,367 | $41,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 64,806 | $41,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q909 | Cmn | 13,100 | $41,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 27,835 | $40,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 10,819 | $40,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 19,254 | $40,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 25,841 | $39,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 26,559 | $39,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 12,755 | $39,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 11,434 | $38,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 23,532 | $38,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 12,294 | $38,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 15,431 | $38,000 | thousands by filing date | |
| CASH STORE FINL SVCS INC | 14756F103 | COM | 23,082 | $37,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 13,129 | $37,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 16,343 | $37,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,519 | $36,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 14,291 | $36,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 42,378 | $36,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 11,118 | $36,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 17,123 | $36,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 15,375 | $35,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 11,645 | $35,000 | thousands by filing date | put |
| THERMOGENESIS CORP | 883623308 | COM | 35,498 | $35,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 26,671 | $35,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 20,081 | $35,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 44,897 | $35,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 13,748 | $35,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 13,123 | $34,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 20,962 | $34,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,836 | $34,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,592 | $33,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 31,671 | $33,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,083 | $33,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 19,417 | $33,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 36,570 | $33,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 50,000 | $33,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,361 | $31,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 15,490 | $31,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 10,828 | $31,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 13,793 | $31,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 14,289 | $31,000 | thousands by filing date | |
| Radioshack Corp | 750438953 | COM | 11,800 | $31,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M103 | COM | 22,232 | $31,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 21,220 | $31,000 | thousands by filing date | |
| JAMES RIVER COAL CO COMMON STOCK | 470355907 | Cmn | 23,200 | $31,000 | thousands by filing date | call |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 18,416 | $30,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 20,376 | $30,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 10,473 | $30,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 11,300 | $29,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 23,874 | $28,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 20,800 | $28,000 | thousands by filing date | call |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 20,485 | $28,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,753 | $28,000 | thousands by filing date | |
| MECHEL OAO | 583840903 | SPONSORED ADR | 10,800 | $28,000 | thousands by filing date | call |
| LUCAS ENERGY INC | 549333201 | COM NEW | 27,916 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,321 | $27,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 10,477 | $27,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 19,866 | $26,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,479 | $26,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 28,257 | $26,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 11,071 | $26,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 21,734 | $26,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 11,881 | $26,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 24,948 | $25,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,636 | $25,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 12,911 | $25,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 14,916 | $25,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 17,105 | $24,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 13,788 | $24,000 | thousands by filing date | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 36,152 | $23,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 13,699 | $23,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 31,985 | $23,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 20,872 | $23,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 16,787 | $23,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 13,904 | $22,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 20,952 | $22,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 11,967 | $22,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 14,186 | $22,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 14,374 | $22,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 14,526 | $22,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 34,457 | $20,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 14,383 | $20,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,989 | $20,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 20,170 | $19,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 16,188 | $19,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 17,883 | $18,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 43,188 | $18,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 14,773 | $18,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 12,232 | $18,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 16,193 | $18,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 24,500 | $16,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 30,229 | $16,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 60,920 | $16,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,802 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,093 | $14,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 29,404 | $14,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 23,103 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 10,200 | $14,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 10,989 | $13,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 18,879 | $13,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 11,450 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 25,425 | $10,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 14,525 | $10,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,037 | $9,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 12,210 | $9,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 34,709 | $9,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 17,265 | $9,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 12,000 | $9,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 53,256 | $8,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 10,014 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,401 | $7,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 12,837 | $6,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 10,139 | $6,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 26,001 | $6,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 13,967 | $5,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 13,493 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 11,921 | $4,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 21,028 | $2,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 42,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 25,292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002106 | this filing | 2014-02-13 | acceptance time not in the bulk data set |