13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,267 holding rows worth $9,060,379,000.
- Accession
- 0000950123-14-002106
- Filer
- CIK 1569391
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 4,685 entries on the cover page, a total value of $9,060,379,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,060,379,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerGetco Holding Company LLC 028-13312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,480 | $212,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,600 | $212,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,930 | $212,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,979 | $212,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 21,980 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,552 | $212,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 30,043 | $212,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072901 | COM | 4,400 | $212,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 15,600 | $212,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,800 | $212,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 5,294 | $212,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 45,925 | $212,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 7,255 | $211,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,707 | $211,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 15,915 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,596 | $211,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,370 | $211,000 | thousands by filing date | |
| PUREFUNDS ISE DIAMOND/GE-ETF | 30304R100 | CMN | 10,036 | $211,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,398 | $210,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 22,200 | $210,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,996 | $210,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,247 | $210,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,000 | $210,000 | thousands by filing date | call |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 6,000 | $210,000 | thousands by filing date | call |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 16,023 | $210,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,160 | $209,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,913 | $209,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 12,883 | $209,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 11,662 | $209,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 9,860 | $209,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 14,988 | $209,000 | thousands by filing date | |
| ARCH COAL INC | 039380950 | COM | 47,000 | $209,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738901 | COM | 15,500 | $209,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,503 | $208,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,020 | $208,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,420 | $208,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 7,966 | $208,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 158,960 | $208,000 | thousands by filing date | |
| DIREXION DAILY TECH BEAR 3X | 25459Y909 | COM | 7,600 | $208,000 | thousands by filing date | call |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 13,800 | $208,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 17,364 | $208,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,022 | $207,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,800 | $207,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 14,922 | $207,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 26,404 | $207,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,934 | $206,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,700 | $206,000 | thousands by filing date | put |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 15,217 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 16,085 | $206,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,800 | $206,000 | thousands by filing date | put |
| HOLOGIC INC | 436440901 | CALL | 9,200 | $206,000 | thousands by filing date | call |
| AVAGO TECHNOLOGIES LTD | Y0486S904 | COM | 3,900 | $206,000 | thousands by filing date | call |
| CARRIZO OIL GAS INC | 144577903 | COM | 4,600 | $206,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 14,000 | $206,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,297 | $205,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,629 | $205,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,929 | $205,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U901 | CALL | 3,800 | $205,000 | thousands by filing date | call |
| PALL CORP | 696429307 | COM | 2,400 | $205,000 | thousands by filing date | call |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 25,523 | $205,000 | thousands by filing date | |
| PALL CORP | 696429907 | COM | 2,400 | $205,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,845 | $204,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 15,849 | $204,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,100 | $204,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,522 | $204,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 9,412 | $204,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,622 | $204,000 | thousands by filing date | |
| PETSMART INC | 716768906 | COM | 2,800 | $204,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 4,400 | $203,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 17,339 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W951 | JAPN HEDGE EQT | 4,000 | $203,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 160,726 | $203,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 4,928 | $203,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,975 | $203,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 4,119 | $203,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 87,432 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 5,042 | $203,000 | thousands by filing date | |
| NEW GOLD INC | 644535906 | COM | 38,700 | $203,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y952 | COM | 12,800 | $203,000 | thousands by filing date | put |
| BIG LOTS INC | 089302903 | COM | 6,300 | $203,000 | thousands by filing date | call |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 6,586 | $203,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,100 | $202,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,829 | $202,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,817 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 12,467 | $202,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 5,100 | $202,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 8,200 | $202,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 3,820 | $202,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 6,054 | $202,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 47,436 | $202,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,400 | $201,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 4,851 | $201,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,849 | $201,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 3,400 | $201,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 9,300 | $201,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 7,892 | $201,000 | thousands by filing date | |
| CR BARD INC | 067383959 | COM | 1,500 | $201,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 6,557 | $200,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,295 | $200,000 | thousands by filing date | |
| WESTERN UN CO | 959802959 | COM | 11,600 | $200,000 | thousands by filing date | put |
| ING GROEP N.V. | 456837953 | SPONSORED ADR | 14,300 | $200,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 3,881 | $200,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,464 | $199,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 14,710 | $199,000 | thousands by filing date | |
| TASER INTL INC CMN STOCK | 87651B904 | Cmn | 12,500 | $199,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 23,336 | $198,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 19,257 | $198,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 14,622 | $198,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,982 | $196,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,470 | $196,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 35,483 | $195,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,029 | $195,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 12,189 | $195,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,760 | $194,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 11,500 | $194,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037909 | COM | 21,100 | $193,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,413 | $192,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 11,093 | $192,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 26,300 | $192,000 | thousands by filing date | put |
| KEYCORP | 493267908 | CALL | 14,200 | $191,000 | thousands by filing date | call |
| MOLYCORP INC | 608753959 | Cmn | 34,000 | $191,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,100 | $190,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,300 | $190,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 14,100 | $190,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 199,915 | $190,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 30,871 | $189,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,995 | $189,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 16,200 | $189,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 25,900 | $189,000 | thousands by filing date | call |
| SFX ENTMT INC | 784178303 | COM | 15,696 | $188,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,711 | $186,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 26,000 | $186,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,560 | $185,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,500 | $185,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,185 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,118 | $185,000 | thousands by filing date | |
| CROCS INC | 227046909 | CALL | 11,600 | $185,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448904 | SPONSORED ADR | 16,500 | $185,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 16,827 | $185,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,276 | $185,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 10,362 | $185,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 130,668 | $185,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 11,636 | $185,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 41,684 | $185,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,306 | $184,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,907 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,715 | $184,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 11,345 | $184,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 74,034 | $184,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 38,905 | $183,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,500 | $182,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,312 | $182,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q909 | Cmn | 47,100 | $182,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,157 | $181,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,763 | $181,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,698 | $181,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 15,971 | $181,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 103,689 | $181,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 34,100 | $181,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q952 | COM | 14,700 | $181,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,038 | $180,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,123 | $180,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,695 | $180,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,200 | $179,000 | thousands by filing date | call |
| OI S.A. | 670851203 | SPN ADR REP PFD | 112,610 | $179,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 49,222 | $178,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 50,241 | $178,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 44,225 | $178,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,542 | $178,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,748 | $177,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,983 | $177,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 29,999 | $177,000 | thousands by filing date | |
| COEUR MNG INC | 192108904 | CALL | 16,300 | $177,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,300 | $177,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 28,918 | $176,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 16,969 | $176,000 | thousands by filing date | |
| NORTHSTAR REALTY FINANCE CORP COMMON STOCK | 66704R950 | Cmn | 13,100 | $176,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,552 | $175,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 15,171 | $175,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,626 | $175,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 14,870 | $175,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 18,588 | $175,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 34,465 | $174,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 15,400 | $173,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 12,635 | $173,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 56,468 | $173,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 23,784 | $173,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 23,088 | $173,000 | thousands by filing date | |
| XEROX CORP | 984121953 | COM | 14,200 | $173,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 39,699 | $172,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,781 | $171,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562956 | SPON ADR REP PFD | 12,600 | $171,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,735 | $170,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,593 | $170,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 13,398 | $170,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 10,145 | $170,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,994 | $169,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 73,488 | $168,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,508 | $167,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,095 | $167,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 39,680 | $167,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 35,056 | $167,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,617 | $166,000 | thousands by filing date | |
| MOLYCORP INC | 608753909 | Cmn | 29,600 | $166,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,774 | $165,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,320 | $165,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,088 | $164,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 14,631 | $164,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 10,913 | $164,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,973 | $163,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,923 | $163,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,531 | $163,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 19,336 | $163,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 31,663 | $163,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 26,800 | $163,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 23,399 | $163,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 12,100 | $163,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,235 | $162,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 49,114 | $162,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 16,926 | $162,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 40,019 | $162,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 24,400 | $162,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 12,222 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,068 | $161,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,529 | $161,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,272 | $161,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,696 | $160,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 91,625 | $160,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 51,161 | $160,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,879 | $159,000 | thousands by filing date | |
| COEUR MNG INC | 192108954 | COM NEW | 14,600 | $158,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 19,975 | $158,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 30,937 | $158,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 10,712 | $158,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C901 | COM | 17,500 | $158,000 | thousands by filing date | call |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 10,029 | $158,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431908 | CALL | 15,000 | $157,000 | thousands by filing date | call |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 182,525 | $157,000 | thousands by filing date | |
| INFINERA CORP | 45667G953 | COM | 16,100 | $157,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 48,620 | $156,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,128 | $156,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,300 | $155,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 47,550 | $155,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,000 | $155,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 21,096 | $154,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 26,861 | $154,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 16,352 | $154,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,263 | $153,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 42,173 | $153,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 27,525 | $153,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 38,241 | $153,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 10,360 | $153,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,593 | $152,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,112 | $152,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 17,003 | $152,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 21,790 | $152,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,113 | $150,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 17,049 | $150,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,778 | $149,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,600 | $149,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,989 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 10,619 | $149,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,160 | $148,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 10,603 | $148,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 23,998 | $147,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,465 | $146,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,855 | $146,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 10,009 | $146,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,542 | $146,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 25,900 | $146,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 26,303 | $146,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 32,900 | $144,000 | thousands by filing date | put |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 55,112 | $144,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 281,546 | $144,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,222 | $143,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 32,051 | $143,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 55,701 | $143,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 11,751 | $143,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 12,435 | $143,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,508 | $142,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,740 | $142,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 105,929 | $142,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 11,082 | $142,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 14,301 | $142,000 | thousands by filing date | |
| IAMGOLD CORP | 450913958 | COM | 42,200 | $141,000 | thousands by filing date | put |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 61,363 | $141,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 36,600 | $141,000 | thousands by filing date | call |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 17,334 | $141,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 36,100 | $140,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,584 | $140,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 69,327 | $140,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,700 | $140,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 71,524 | $140,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,300 | $140,000 | thousands by filing date | call |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 18,799 | $140,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 23,325 | $140,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 10,260 | $140,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 13,775 | $139,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,279 | $139,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 14,200 | $139,000 | thousands by filing date | put |
| OWENS RLTY MTG INC | 690828108 | COM | 11,483 | $139,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 22,601 | $139,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 65,851 | $139,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 20,677 | $138,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 12,175 | $138,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 13,692 | $138,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,358 | $137,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 83,539 | $137,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 20,542 | $137,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 113,865 | $137,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 74,532 | $137,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 26,925 | $136,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 43,394 | $136,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 17,276 | $136,000 | thousands by filing date | |
| XEROX CORP | 984121903 | COM | 11,200 | $136,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 18,851 | $136,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,891 | $135,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,013 | $135,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,700 | $135,000 | thousands by filing date | put |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 23,554 | $135,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 177,553 | $135,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,206 | $134,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,907 | $134,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 30,873 | $134,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 22,588 | $134,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 76,582 | $134,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865908 | COM | 14,700 | $134,000 | thousands by filing date | call |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 11,335 | $133,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 17,713 | $133,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,100 | $132,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 12,600 | $132,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 14,583 | $132,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 10,977 | $132,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 24,858 | $132,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,109 | $131,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,519 | $131,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,761 | $131,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 141,406 | $131,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,806 | $131,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 36,456 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,205 | $130,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,728 | $130,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 16,898 | $130,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 10,959 | $130,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 76,723 | $130,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,700 | $129,000 | thousands by filing date | call |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 13,129 | $129,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 76,590 | $128,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 17,800 | $128,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 38,534 | $128,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 35,978 | $128,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090906 | SPON ADR REP5ORD | 14,000 | $128,000 | thousands by filing date | call |
| HECLA MINING COMPANY | 422704956 | PUT | 41,200 | $127,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 91,568 | $127,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 24,300 | $127,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 19,430 | $126,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,800 | $126,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 74,306 | $126,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 13,205 | $125,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 27,309 | $125,000 | thousands by filing date | |
| FLEX LTD | Y2573F902 | CALL | 16,100 | $125,000 | thousands by filing date | call |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 16,177 | $125,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 21,998 | $125,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 211,880 | $125,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 12,800 | $124,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 31,871 | $124,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 92,675 | $124,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 68,388 | $124,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,500 | $123,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 10,500 | $123,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 107,319 | $123,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 73,042 | $123,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L956 | COM | 17,700 | $123,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047902 | Cmn | 21,100 | $123,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,418 | $122,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,646 | $122,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,231 | $122,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 14,450 | $122,000 | thousands by filing date | |
| LSI CORP | 502161902 | COM | 11,100 | $122,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 29,801 | $121,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 12,022 | $121,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,345 | $120,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,264 | $120,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 32,621 | $120,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 40,462 | $119,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,430 | $119,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 23,426 | $119,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 31,175 | $119,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 55,437 | $119,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 14,009 | $119,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 39,097 | $119,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,722 | $117,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 11,495 | $117,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 11,863 | $117,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 12,074 | $116,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,478 | $116,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 34,600 | $115,000 | thousands by filing date | put |
| CIMATRON LTD | M23798107 | ORD | 12,845 | $115,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,274 | $114,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,124 | $114,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 35,112 | $114,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 15,806 | $113,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,400 | $112,000 | thousands by filing date | put |
| BANCO SANTANDER SA | 05964H905 | ADR | 12,300 | $112,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,740 | $112,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 12,111 | $111,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,400 | $111,000 | thousands by filing date | put |
| METABOLIX INC | 591018809 | COM | 89,767 | $111,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,054 | $110,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,755 | $110,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 62,071 | $110,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,052 | $110,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 145,185 | $110,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $109,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 18,948 | $109,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 36,674 | $108,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,487 | $108,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 37,812 | $107,000 | thousands by filing date | |
| WINDSTREAM HOLDINGS INC | 97382A901 | Cmn | 13,400 | $107,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,700 | $105,000 | thousands by filing date | put |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 11,078 | $105,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 66,736 | $105,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 42,116 | $105,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,129 | $104,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 12,385 | $104,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,134 | $104,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 23,713 | $104,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,410 | $103,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 12,492 | $103,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 15,121 | $103,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,315 | $102,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 18,654 | $102,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 31,061 | $102,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,463 | $102,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 21,900 | $102,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,850 | $101,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,653 | $101,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 29,928 | $101,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,031 | $100,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 22,800 | $100,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 13,093 | $100,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 12,698 | $100,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 105,589 | $100,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 27,318 | $99,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 36,442 | $99,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 71,900 | $99,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 33,284 | $98,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 11,708 | $98,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 16,194 | $97,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,183 | $97,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 88,204 | $97,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 11,200 | $96,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 31,785 | $96,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279952 | COM | 18,000 | $96,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,742 | $95,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 20,082 | $95,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 18,300 | $95,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 16,505 | $95,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941950 | COM | 18,500 | $95,000 | thousands by filing date | put |
| WINDSTREAM HOLDINGS INC | 97382A951 | Cmn | 11,900 | $95,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,141 | $94,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 26,821 | $94,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,469 | $93,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,112 | $93,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,746 | $93,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 53,839 | $93,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 10,032 | $93,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 43,026 | $93,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 33,594 | $92,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 50,147 | $92,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 71,773 | $92,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 14,214 | $92,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,800 | $91,000 | thousands by filing date | put |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,080 | $91,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 26,354 | $91,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 25,036 | $90,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 17,147 | $90,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,567 | $90,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,437 | $89,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 17,310 | $88,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 16,629 | $88,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,108 | $88,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,712 | $87,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 42,693 | $87,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 20,449 | $87,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 16,638 | $85,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,564 | $85,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 72,474 | $85,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 28,270 | $85,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,519 | $84,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,384 | $84,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 30,745 | $84,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 18,350 | $84,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 83,207 | $84,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047952 | Cmn | 14,300 | $84,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 10,151 | $83,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,190 | $83,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 10,118 | $83,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 29,049 | $82,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 32,160 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002106 | this filing | 2014-02-13 | acceptance time not in the bulk data set |