13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 4,796 holding rows worth $20,765,139,000.
- Accession
- 0000950123-14-001611
- Filer
- CIK 5272
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 9,474 entries on the cover page, a total value of $20,765,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,765,138,891 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT CORP. 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 868 | $28,062 | dollars, detected | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,128 | $28,026 | dollars, detected | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $28,020 | dollars, detected | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,034 | $27,980 | dollars, detected | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 6,464 | $27,924 | dollars, detected | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,000 | $27,920 | dollars, detected | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 6,663 | $27,918 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,205 | $27,915 | dollars, detected | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 2,200 | $27,830 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,100 | $27,687 | dollars, detected | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,203 | $27,665 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 508 | $27,658 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 670 | $27,604 | dollars, detected | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 741 | $27,543 | dollars, detected | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 250 | $27,435 | dollars, detected | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 280 | $27,404 | dollars, detected | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,259 | $27,215 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 790 | $27,214 | dollars, detected | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,200 | $27,204 | dollars, detected | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 2,406 | $27,041 | dollars, detected | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,287 | $27,001 | dollars, detected | |
| BARCLAYS BK PLC | 06739F101 | COM | 650 | $26,943 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,178 | $26,822 | dollars, detected | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 548 | $26,731 | dollars, detected | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,500 | $26,600 | dollars, detected | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 738 | $26,583 | dollars, detected | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,510 | $26,576 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 534 | $26,551 | dollars, detected | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 3,000 | $26,400 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,330 | $26,352 | dollars, detected | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 2,200 | $26,158 | dollars, detected | |
| YUME INC | 98872B104 | COM | 3,509 | $26,142 | dollars, detected | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 722 | $26,136 | dollars, detected | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 859 | $25,968 | dollars, detected | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 23 | $25,846 | dollars, detected | principal |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 1,603 | $25,728 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 1,509 | $25,698 | dollars, detected | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,981 | $25,677 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 238 | $25,614 | dollars, detected | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 2,720 | $25,514 | dollars, detected | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,635 | $25,428 | dollars, detected | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 255 | $25,424 | dollars, detected | |
| CASCADE BANCORP | 147154207 | COM | 4,853 | $25,381 | dollars, detected | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 2,907 | $25,378 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 569 | $25,309 | dollars, detected | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 400 | $25,304 | dollars, detected | |
| AVX CORP NEW | 002444107 | COM | 1,816 | $25,297 | dollars, detected | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 500 | $25,245 | dollars, detected | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,895 | $25,242 | dollars, detected | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 24 | $25,230 | dollars, detected | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,561 | $25,047 | dollars, detected | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 39 | $24,814 | dollars, detected | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,007 | $24,766 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 300 | $24,765 | dollars, detected | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,368 | $24,722 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 855 | $24,684 | dollars, detected | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,107 | $24,542 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,085 | $24,525 | dollars, detected | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 8,474 | $24,489 | dollars, detected | |
| ZAZA ENERGY CORP | 98919T100 | COM | 25,599 | $24,463 | dollars, detected | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 15,150 | $24,392 | dollars, detected | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 800 | $24,384 | dollars, detected | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,327 | $24,350 | dollars, detected | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 370 | $24,120 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 827 | $24,107 | dollars, detected | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 23 | $24,093 | dollars, detected | principal |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 2,000 | $24,000 | dollars, detected | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 10,000 | $24,000 | dollars, detected | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,954 | $23,995 | dollars, detected | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 437 | $23,966 | dollars, detected | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 963 | $23,902 | dollars, detected | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 556 | $23,841 | dollars, detected | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,350 | $23,819 | dollars, detected | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,750 | $23,818 | dollars, detected | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 335 | $23,755 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $23,680 | dollars, detected | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,300 | $23,628 | dollars, detected | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 1,470 | $23,564 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,800 | $23,560 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,356 | $23,448 | dollars, detected | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 679 | $23,420 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 388 | $23,401 | dollars, detected | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 782 | $23,390 | dollars, detected | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,800 | $23,256 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 324 | $23,249 | dollars, detected | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,539 | $23,239 | dollars, detected | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 665 | $23,228 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 893 | $23,111 | dollars, detected | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,200 | $22,980 | dollars, detected | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,414 | $22,976 | dollars, detected | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 818 | $22,879 | dollars, detected | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 915 | $22,738 | dollars, detected | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 850 | $22,551 | dollars, detected | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 271 | $22,490 | dollars, detected | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 700 | $22,473 | dollars, detected | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 338 | $22,460 | dollars, detected | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 249 | $22,458 | dollars, detected | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 700 | $22,372 | dollars, detected | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 600 | $22,080 | dollars, detected | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,945 | $21,973 | dollars, detected | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $21,834 | dollars, detected | |
| ZION OIL & GAS INC | 989696109 | COM | 15,413 | $21,732 | dollars, detected | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 335 | $21,711 | dollars, detected | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 1,500 | $21,615 | dollars, detected | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 600 | $21,384 | dollars, detected | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 554 | $21,368 | dollars, detected | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 20 | $21,338 | dollars, detected | principal |
| FUEL TECH INC | 359523107 | COM | 3,000 | $21,270 | dollars, detected | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,246 | $21,261 | dollars, detected | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,470 | $21,197 | dollars, detected | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 226 | $21,176 | dollars, detected | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 548 | $21,071 | dollars, detected | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,333 | $20,995 | dollars, detected | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,800 | $20,928 | dollars, detected | |
| BALLANTYNE STRONG INC | 058516105 | COM | 4,500 | $20,835 | dollars, detected | |
| FRANCO NEV CORP COM | 351858105 | Stock | 510 | $20,777 | dollars, detected | |
| COTY INC | 222070203 | COM CL A | 1,352 | $20,618 | dollars, detected | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 492 | $20,575 | dollars, detected | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 4,274 | $20,302 | dollars, detected | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 900 | $20,232 | dollars, detected | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,069 | $20,225 | dollars, detected | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,205 | $20,172 | dollars, detected | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,215 | $20,158 | dollars, detected | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 15,000 | $20,100 | dollars, detected | |
| TROVAGENE INC | 897238309 | COM | 3,500 | $20,090 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 442 | $19,956 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 330 | $19,810 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,267 | $19,753 | dollars, detected | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 582 | $19,749 | dollars, detected | |
| SPDW | 78463X889 | COM | 670 | $19,658 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 350 | $19,628 | dollars, detected | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 665 | $19,555 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,000 | $19,550 | dollars, detected | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 537 | $19,523 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 700 | $19,504 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,090 | $19,457 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 380 | $19,392 | dollars, detected | |
| DENALI FD INC | 24823A102 | COM | 1,000 | $19,350 | dollars, detected | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,000 | $19,250 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 573 | $19,213 | dollars, detected | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,180 | $19,156 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 807 | $19,093 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,000 | $19,090 | dollars, detected | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,188 | $19,068 | dollars, detected | |
| CDW CORP COM | 12514G108 | Stock | 815 | $19,038 | dollars, detected | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 1,241 | $18,962 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 535 | $18,763 | dollars, detected | |
| INTELSAT S A | L5140P101 | COM | 830 | $18,708 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 339 | $18,647 | dollars, detected | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 241 | $18,639 | dollars, detected | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 900 | $18,441 | dollars, detected | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 800 | $18,408 | dollars, detected | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,000 | $18,400 | dollars, detected | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,250 | $18,395 | dollars, detected | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,633 | $18,257 | dollars, detected | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,345 | $18,251 | dollars, detected | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,435 | $18,225 | dollars, detected | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,614 | $18,190 | dollars, detected | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 634 | $18,183 | dollars, detected | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,483 | $18,182 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $18,049 | dollars, detected | |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P113 | *W EXP 99/99/999 | 6,500 | $18,005 | dollars, detected | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 4,000 | $18,000 | dollars, detected | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15 | $17,953 | dollars, detected | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,432 | $17,943 | dollars, detected | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,040 | $17,768 | dollars, detected | |
| ISHARES TR | 464287523 | COM | 244 | $17,742 | dollars, detected | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,420 | $17,722 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 380 | $17,681 | dollars, detected | |
| ISHARES TR | 46429B408 | CMN | 559 | $17,664 | dollars, detected | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 253 | $17,506 | dollars, detected | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 4,297 | $17,489 | dollars, detected | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 203 | $17,276 | dollars, detected | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 400 | $17,219 | dollars, detected | |
| INTEVAC INC | 461148108 | COM | 2,315 | $17,200 | dollars, detected | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 1,014 | $17,167 | dollars, detected | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 357 | $17,129 | dollars, detected | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 558 | $17,075 | dollars, detected | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,391 | $17,059 | dollars, detected | |
| ALLOT LTD | M0854Q105 | SHS | 1,125 | $17,021 | dollars, detected | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 535 | $16,997 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,850 | $16,900 | dollars, detected | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2,000 | $16,880 | dollars, detected | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 475 | $16,848 | dollars, detected | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 215 | $16,806 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 367 | $16,772 | dollars, detected | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,927 | $16,765 | dollars, detected | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,191 | $16,745 | dollars, detected | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 3,540 | $16,638 | dollars, detected | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,878 | $16,618 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 509 | $16,589 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 400 | $16,580 | dollars, detected | |
| FIREEYE INC | 31816Q101 | COM | 380 | $16,572 | dollars, detected | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 300 | $16,536 | dollars, detected | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,500 | $16,510 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 571 | $16,367 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 364 | $16,358 | dollars, detected | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,171 | $16,324 | dollars, detected | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 6,130 | $16,245 | dollars, detected | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 729 | $16,221 | dollars, detected | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 771 | $16,060 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,614 | $15,943 | dollars, detected | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 320 | $15,933 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 680 | $15,912 | dollars, detected | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,300 | $15,899 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 575 | $15,767 | dollars, detected | |
| VIRTUS TOTAL | 92829A103 | COM | 4,000 | $15,720 | dollars, detected | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,220 | $15,689 | dollars, detected | |
| GAFISA S A | 362607301 | SPONS ADR | 5,000 | $15,650 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,683 | $15,568 | dollars, detected | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 5,000 | $15,550 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 820 | $15,506 | dollars, detected | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 509 | $15,443 | dollars, detected | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 800 | $15,240 | dollars, detected | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 400 | $15,204 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 715 | $15,201 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 132 | $15,162 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $15,132 | dollars, detected | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 500 | $15,125 | dollars, detected | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,000 | $15,080 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 300 | $15,072 | dollars, detected | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,200 | $15,061 | dollars, detected | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,000 | $15,000 | dollars, detected | |
| NUVEEN NY | 670706100 | COM | 1,100 | $14,916 | dollars, detected | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 500 | $14,840 | dollars, detected | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4,000 | $14,840 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 710 | $14,839 | dollars, detected | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 560 | $14,750 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $14,626 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 632 | $14,612 | dollars, detected | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 175 | $14,525 | dollars, detected | |
| USMD HLDGS INC | 903313104 | COM | 718 | $14,439 | dollars, detected | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 525 | $14,228 | dollars, detected | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 492 | $14,155 | dollars, detected | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 300 | $14,142 | dollars, detected | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,410 | $14,100 | dollars, detected | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 335 | $14,070 | dollars, detected | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 317 | $14,005 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,146 | $13,958 | dollars, detected | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $13,920 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 560 | $13,905 | dollars, detected | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,194 | $13,838 | dollars, detected | |
| ZULILY INC | 989774104 | CL A | 334 | $13,838 | dollars, detected | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 430 | $13,803 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,381 | $13,727 | dollars, detected | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 350 | $13,706 | dollars, detected | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 330 | $13,698 | dollars, detected | |
| PETROLEUM & RES CORP | 716549100 | COM | 497 | $13,608 | dollars, detected | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $13,553 | dollars, detected | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,300 | $13,520 | dollars, detected | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 907 | $13,194 | dollars, detected | |
| CNH INDL N V SHS | N20944109 | Stock | 1,162 | $13,189 | dollars, detected | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 1,400 | $13,118 | dollars, detected | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 1,000 | $13,100 | dollars, detected | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,500 | $13,095 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 380 | $13,089 | dollars, detected | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 400 | $13,028 | dollars, detected | |
| WABASH NATL CORP | 929566AH0 | CNV | 10 | $13,006 | dollars, detected | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 500 | $13,000 | dollars, detected | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 290 | $12,995 | dollars, detected | |
| STEALTHGAS INC | Y81669106 | COM | 1,275 | $12,992 | dollars, detected | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,500 | $12,975 | dollars, detected | |
| KEATING CAPITAL INC | 48722R106 | COM | 2,106 | $12,952 | dollars, detected | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 455 | $12,945 | dollars, detected | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 5,095 | $12,839 | dollars, detected | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 346 | $12,788 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 258 | $12,759 | dollars, detected | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,000 | $12,700 | dollars, detected | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,500 | $12,600 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $12,570 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 608 | $12,410 | dollars, detected | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 300 | $12,378 | dollars, detected | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $12,345 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 200 | $12,338 | dollars, detected | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 288 | $12,289 | dollars, detected | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 600 | $12,288 | dollars, detected | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $12,260 | dollars, detected | |
| COTT CORP QUE | 22163N106 | COM | 1,500 | $12,090 | dollars, detected | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,584 | $12,038 | dollars, detected | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 500 | $11,975 | dollars, detected | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 11 | $11,853 | dollars, detected | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 350 | $11,844 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 300 | $11,799 | dollars, detected | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 400 | $11,708 | dollars, detected | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,000 | $11,460 | dollars, detected | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,000 | $11,320 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 207 | $11,294 | dollars, detected | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,920 | $11,267 | dollars, detected | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 380 | $11,145 | dollars, detected | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 200 | $11,122 | dollars, detected | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 200 | $11,062 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 268 | $11,039 | dollars, detected | |
| GSE HOLDING INC | 36191X100 | COM | 5,299 | $10,969 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 279 | $10,940 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 770 | $10,934 | dollars, detected | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 767 | $10,799 | dollars, detected | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $10,766 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 151 | $10,762 | dollars, detected | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,400 | $10,752 | dollars, detected | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8 | $10,740 | dollars, detected | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 239 | $10,686 | dollars, detected | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $10,680 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,301 | $10,629 | dollars, detected | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 6 | $10,579 | dollars, detected | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 190 | $10,558 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 818 | $10,552 | dollars, detected | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 685 | $10,535 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $10,520 | dollars, detected | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,000 | $10,510 | dollars, detected | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,076 | $10,481 | dollars, detected | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 211 | $10,480 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 283 | $10,400 | dollars, detected | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 400 | $10,392 | dollars, detected | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 173 | $10,389 | dollars, detected | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 365 | $10,374 | dollars, detected | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 7 | $10,312 | dollars, detected | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 275 | $10,280 | dollars, detected | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 536 | $10,264 | dollars, detected | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 800 | $10,224 | dollars, detected | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 285 | $10,217 | dollars, detected | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 165 | $10,083 | dollars, detected | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,234 | $10,082 | dollars, detected | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 8,000 | $10,080 | dollars, detected | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,095 | $10,041 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 200 | $10,040 | dollars, detected | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 3,900 | $9,984 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 330 | $9,983 | dollars, detected | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 700 | $9,870 | dollars, detected | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 8 | $9,810 | dollars, detected | principal |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 310 | $9,737 | dollars, detected | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7 | $9,730 | dollars, detected | principal |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $9,718 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 425 | $9,716 | dollars, detected | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,226 | $9,636 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 552 | $9,627 | dollars, detected | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 700 | $9,590 | dollars, detected | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 827 | $9,577 | dollars, detected | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 150 | $9,570 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 311 | $9,501 | dollars, detected | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 6 | $9,465 | dollars, detected | principal |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 500 | $9,425 | dollars, detected | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 750 | $9,383 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,261 | $9,382 | dollars, detected | |
| STANTEC INC COM | 85472N109 | Stock | 150 | $9,300 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 200 | $9,292 | dollars, detected | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 3,354 | $9,290 | dollars, detected | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 808 | $9,203 | dollars, detected | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,000 | $9,140 | dollars, detected | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 333 | $9,108 | dollars, detected | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,000 | $9,030 | dollars, detected | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 500 | $8,990 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 347 | $8,980 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 494 | $8,956 | dollars, detected | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 890 | $8,927 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 385 | $8,894 | dollars, detected | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 526 | $8,868 | dollars, detected | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 7 | $8,851 | dollars, detected | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $8,790 | dollars, detected | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 265 | $8,734 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 738 | $8,649 | dollars, detected | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,445 | $8,641 | dollars, detected | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 611 | $8,502 | dollars, detected | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 546 | $8,501 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 273 | $8,474 | dollars, detected | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 550 | $8,283 | dollars, detected | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 4,000 | $8,280 | dollars, detected | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 250 | $8,258 | dollars, detected | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 442 | $8,179 | dollars, detected | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 575 | $8,119 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 573 | $8,063 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,025 | $8,036 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 55 | $8,033 | dollars, detected | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 100 | $8,009 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 100 | $7,994 | dollars, detected | |
| MACKINAC FINL CORP | 554571109 | COM | 805 | $7,969 | dollars, detected | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100 | $7,906 | dollars, detected | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 154 | $7,786 | dollars, detected | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 622 | $7,744 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5 | $7,722 | dollars, detected | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,166 | $7,719 | dollars, detected | |
| AWARE INC MASS | 05453N100 | CMN | 1,250 | $7,638 | dollars, detected | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 500 | $7,635 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 130 | $7,621 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 125 | $7,576 | dollars, detected | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 600 | $7,446 | dollars, detected | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 230 | $7,427 | dollars, detected | |
| FOSTER WHEELER AG | H27178104 | COM | 225 | $7,425 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 240 | $7,421 | dollars, detected | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,004 | $7,389 | dollars, detected | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5 | $7,369 | dollars, detected | principal |
| NEVSUN RES LTD | 64156L101 | COM | 2,200 | $7,304 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 683 | $7,281 | dollars, detected | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 600 | $7,272 | dollars, detected | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,267 | $7,260 | dollars, detected | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 600 | $7,242 | dollars, detected | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 690 | $7,177 | dollars, detected | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 65 | $7,151 | dollars, detected | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 3,000 | $7,140 | dollars, detected | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 582 | $7,123 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 206 | $7,101 | dollars, detected | |
| APPLE INC | 037833900 | CALL | 2 | $7,090 | dollars, detected | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 100 | $7,087 | dollars, detected | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 6 | $7,061 | dollars, detected | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 251 | $7,045 | dollars, detected | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 241 | $6,984 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 218 | $6,976 | dollars, detected | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $6,967 | dollars, detected | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 800 | $6,944 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 684 | $6,936 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 283 | $6,934 | dollars, detected | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 126 | $6,856 | dollars, detected | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 6 | $6,840 | dollars, detected | principal |
| POLYMET MINING CORP | 731916102 | COM | 7,500 | $6,803 | dollars, detected | |
| JAMES RIVER COAL CO | 470355207 | COM | 5,000 | $6,750 | dollars, detected | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 350 | $6,542 | dollars, detected | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 300 | $6,540 | dollars, detected | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 1,487 | $6,498 | dollars, detected | |
| GABELLI UTIL TR | 36240A101 | COM | 1,007 | $6,435 | dollars, detected | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 184 | $6,420 | dollars, detected | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 75 | $6,402 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 76 | $6,374 | dollars, detected | |
| ARK RESTAURANTS CORP | 040712101 | COM | 296 | $6,370 | dollars, detected | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 100 | $6,367 | dollars, detected | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 74 | $6,360 | dollars, detected | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 400 | $6,236 | dollars, detected | |
| FOX CORP CLASS B | 90130A200 | COM | 180 | $6,228 | dollars, detected | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 500 | $6,165 | dollars, detected | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 800 | $6,152 | dollars, detected | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 52 | $6,124 | dollars, detected | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 94 | $6,062 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 205 | $6,025 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 350 | $6,020 | dollars, detected | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 126 | $5,976 | dollars, detected | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,000 | $5,950 | dollars, detected | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,229 | $5,899 | dollars, detected | |
| AUTOLIV INC | 052800109 | COM | 64 | $5,875 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 850 | $5,840 | dollars, detected | |
| Full Circle Capital Corp. | 359671104 | COM | 825 | $5,808 | dollars, detected | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 117 | $5,806 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 68 | $5,734 | dollars, detected | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 355 | $5,718 | dollars, detected | |
| CURRENCYSHARES JAPANESE YEN | 23130A952 | COM | 10 | $5,700 | dollars, detected | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,180 | $5,688 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,750 | $5,682 | dollars, detected | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 100 | $5,617 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 90 | $5,602 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 500 | $5,580 | dollars, detected | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 454 | $5,552 | dollars, detected | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1,000 | $5,550 | dollars, detected | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 158 | $5,533 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 600 | $5,358 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 364 | $5,351 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 86 | $5,342 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 100 | $5,340 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 294 | $5,333 | dollars, detected | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 338 | $5,310 | dollars, detected | |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 3,000 | $5,310 | dollars, detected | |
| AVIVA PLC | 05382A104 | ADR | 349 | $5,287 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 300 | $5,262 | dollars, detected | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 300 | $5,244 | dollars, detected | |
| BARCLAYS BK PLC | 06740H666 | LNGC S&P500 14 | 20 | $5,187 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,000 | $5,110 | dollars, detected | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 500 | $5,095 | dollars, detected | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 38 | $5,088 | dollars, detected | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,500 | $5,075 | dollars, detected | |
| GOLDFIELD CORP | 381370105 | COM | 2,600 | $5,070 | dollars, detected | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 500 | $5,040 | dollars, detected | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 96 | $4,878 | dollars, detected | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 160 | $4,816 | dollars, detected | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 100 | $4,809 | dollars, detected | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 100 | $4,766 | dollars, detected | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $4,728 | dollars, detected | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 53 | $4,722 | dollars, detected | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 750 | $4,665 | dollars, detected | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 400 | $4,660 | dollars, detected | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 444 | $4,640 | dollars, detected | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 100 | $4,634 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,000 | $4,570 | dollars, detected | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 850 | $4,548 | dollars, detected | |
| Vale Sa | 91912E204 | COM | 323 | $4,525 | dollars, detected | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 76 | $4,516 | dollars, detected | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 890 | $4,495 | dollars, detected | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4 | $4,480 | dollars, detected | principal |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,000 | $4,470 | dollars, detected | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 100 | $4,433 | dollars, detected | |
| VIDEO DISPLAY CORP | 926555103 | COM | 1,250 | $4,413 | dollars, detected | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,700 | $4,403 | dollars, detected | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 200 | $4,386 | dollars, detected | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 200 | $4,334 | dollars, detected | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 502 | $4,325 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 100 | $4,315 | dollars, detected | |
| NW Biotherapeutics | 66737P600 | USD | 1,100 | $4,147 | dollars, detected | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 61 | $4,132 | dollars, detected | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 462 | $4,106 | dollars, detected | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 310 | $4,049 | dollars, detected | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 500 | $4,031 | dollars, detected | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 262 | $4,004 | dollars, detected | |
| ISHARES GOLD TRUST | 464285955 | COM | 100 | $3,980 | dollars, detected | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,015 | $3,959 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 135 | $3,950 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-001611 | this filing | 2014-02-11 | acceptance time not in the bulk data set |