13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 4,796 holding rows worth $20,765,139,000.
- Accession
- 0000950123-14-001611
- Filer
- CIK 5272
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 9,474 entries on the cover page, a total value of $20,765,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,765,138,891 with VALUE read as dollars, detected, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT CORP. 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 48 | $3,944 | dollars, detected | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 81 | $3,928 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 146 | $3,910 | dollars, detected | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,520 | $3,906 | dollars, detected | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 200 | $3,904 | dollars, detected | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 750 | $3,870 | dollars, detected | |
| USEC INC | 90333E207 | COMMON | 584 | $3,866 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,237 | $3,859 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 107 | $3,807 | dollars, detected | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 85 | $3,714 | dollars, detected | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 300 | $3,708 | dollars, detected | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $3,701 | dollars, detected | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 66 | $3,693 | dollars, detected | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 218 | $3,692 | dollars, detected | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,000 | $3,690 | dollars, detected | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 200 | $3,671 | dollars, detected | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 100 | $3,665 | dollars, detected | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 500 | $3,640 | dollars, detected | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $3,619 | dollars, detected | |
| BARCLAYS BK PLC | 06742E901 | Cmn | 15 | $3,555 | dollars, detected | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 110 | $3,512 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 140 | $3,504 | dollars, detected | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 140 | $3,476 | dollars, detected | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 61 | $3,475 | dollars, detected | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 254 | $3,472 | dollars, detected | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $3,450 | dollars, detected | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 300 | $3,435 | dollars, detected | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 174 | $3,435 | dollars, detected | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 102 | $3,433 | dollars, detected | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 200 | $3,430 | dollars, detected | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 117 | $3,426 | dollars, detected | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 349 | $3,420 | dollars, detected | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 25 | $3,400 | dollars, detected | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 705 | $3,391 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 506 | $3,380 | dollars, detected | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 214 | $3,380 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 2,500 | $3,375 | dollars, detected | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 300 | $3,366 | dollars, detected | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 802 | $3,320 | dollars, detected | |
| Abrdn Emerging Markets | 00301W105 | COM | 314 | $3,313 | dollars, detected | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 150 | $3,297 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 38 | $3,296 | dollars, detected | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 30 | $3,280 | dollars, detected | call |
| MV OIL TR | 553859109 | TR UNITS | 137 | $3,246 | dollars, detected | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 250 | $3,240 | dollars, detected | |
| CSP INC | 126389105 | CMN | 400 | $3,236 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 308 | $3,231 | dollars, detected | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 29 | $3,206 | dollars, detected | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 333 | $3,170 | dollars, detected | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 200 | $3,164 | dollars, detected | |
| BARCLAYS BK PLC | 06740L519 | FUND | 80 | $3,154 | dollars, detected | |
| METALICO INC | 591176102 | COM | 1,500 | $3,105 | dollars, detected | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 22 | $3,104 | dollars, detected | |
| HYPERDYNAMICS CORP | 448954206 | COM | 760 | $3,093 | dollars, detected | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 268 | $3,050 | dollars, detected | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 460 | $3,036 | dollars, detected | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 100 | $3,030 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 100 | $2,962 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 554 | $2,947 | dollars, detected | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 50 | $2,932 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $2,920 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,000 | $2,870 | dollars, detected | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 382 | $2,865 | dollars, detected | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 107 | $2,814 | dollars, detected | |
| STATE STREET | 78463X798 | COMMON STOCK | 118 | $2,799 | dollars, detected | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,100 | $2,750 | dollars, detected | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $2,714 | dollars, detected | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 4,000 | $2,658 | dollars, detected | |
| EXETER RES CORP | 301835104 | COM | 5,000 | $2,650 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $2,628 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 36 | $2,621 | dollars, detected | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 570 | $2,617 | dollars, detected | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $2,607 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47 | $2,590 | dollars, detected | |
| AT&T INC | 00206R902 | CALL | 5 | $2,590 | dollars, detected | call |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 176 | $2,534 | dollars, detected | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 68 | $2,524 | dollars, detected | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 100 | $2,523 | dollars, detected | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 350 | $2,510 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 100 | $2,498 | dollars, detected | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 87 | $2,482 | dollars, detected | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $2,466 | dollars, detected | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $2,421 | dollars, detected | |
| Omthera Pharmaceuticals Inc | 682CVR998 | CS | 3,950 | $2,370 | dollars, detected | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 251 | $2,369 | dollars, detected | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 102 | $2,367 | dollars, detected | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 10 | $2,320 | dollars, detected | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,500 | $2,313 | dollars, detected | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 190 | $2,293 | dollars, detected | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 63 | $2,291 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 476 | $2,285 | dollars, detected | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 425 | $2,270 | dollars, detected | |
| McCormick & Company Inc | 579780107 | COM | 33 | $2,269 | dollars, detected | |
| WHITING USA TRUST I | 966389108 | TR U | 420 | $2,197 | dollars, detected | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 16 | $2,184 | dollars, detected | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,500 | $2,175 | dollars, detected | |
| FORD MTR CO | 345370900 | CALL | 50 | $2,160 | dollars, detected | call |
| HERBALIFE LTD | G4412G951 | COM SHS | 20 | $2,160 | dollars, detected | put |
| RUBICON MINERALS CORP | 780911103 | COM | 2,500 | $2,153 | dollars, detected | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 300 | $2,142 | dollars, detected | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $2,120 | dollars, detected | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 150 | $2,106 | dollars, detected | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 350 | $2,104 | dollars, detected | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 200 | $2,094 | dollars, detected | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 203 | $2,091 | dollars, detected | |
| BRF SA | 10552T107 | SPONSORED ADR | 100 | $2,087 | dollars, detected | |
| SILVER WHEATON CORP | 828336957 | COM | 40 | $2,080 | dollars, detected | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182 | $2,066 | dollars, detected | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 100 | $2,064 | dollars, detected | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,000 | $2,040 | dollars, detected | |
| Hugoton Royalty Trust | 444717102 | COM | 268 | $2,010 | dollars, detected | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 100 | $1,981 | dollars, detected | |
| VERSO PAPER CORP | 92531L108 | COM | 3,100 | $1,939 | dollars, detected | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 598 | $1,932 | dollars, detected | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 200 | $1,926 | dollars, detected | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 185 | $1,924 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 136 | $1,905 | dollars, detected | |
| BEST BUY INC | 086516951 | PUT | 4 | $1,900 | dollars, detected | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 107 | $1,899 | dollars, detected | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $1,895 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 128 | $1,880 | dollars, detected | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,210 | $1,876 | dollars, detected | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 119 | $1,864 | dollars, detected | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 147 | $1,799 | dollars, detected | |
| VELTI PLC ST HELIER | G93285107 | SHS | 31,600 | $1,770 | dollars, detected | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 70 | $1,756 | dollars, detected | |
| NOVACOPPER INC | 66988K102 | COM | 1,154 | $1,754 | dollars, detected | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 600 | $1,752 | dollars, detected | |
| AMREP CORP | 032159105 | COM | 250 | $1,750 | dollars, detected | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 108 | $1,739 | dollars, detected | |
| CGG SPONS ADR | 12531Q105 | ADR | 100 | $1,735 | dollars, detected | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 53 | $1,702 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 10 | $1,700 | dollars, detected | call |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 5 | $1,675 | dollars, detected | call |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 295 | $1,652 | dollars, detected | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 55 | $1,641 | dollars, detected | |
| STARZ | 85571Q201 | COM | 55 | $1,605 | dollars, detected | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 80 | $1,598 | dollars, detected | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 117 | $1,579 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 61 | $1,559 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 78 | $1,525 | dollars, detected | |
| DRYSHIPS INC | Y2109Q901 | COM | 20 | $1,520 | dollars, detected | call |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 46 | $1,512 | dollars, detected | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $1,510 | dollars, detected | |
| SILVER WHEATON CORP | 828336907 | COM | 20 | $1,500 | dollars, detected | call |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 96 | $1,494 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 18 | $1,477 | dollars, detected | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 100 | $1,471 | dollars, detected | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 100 | $1,385 | dollars, detected | |
| INFOSONICS CORP | 456784107 | COM | 900 | $1,377 | dollars, detected | |
| NETLIST INC | 64118P109 | COM | 1,850 | $1,369 | dollars, detected | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 202 | $1,309 | dollars, detected | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 103 | $1,306 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 27 | $1,302 | dollars, detected | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 1,400 | $1,299 | dollars, detected | |
| CHAMPION HOMES INC | 830830105 | COM | 250 | $1,290 | dollars, detected | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 17 | $1,290 | dollars, detected | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 67 | $1,268 | dollars, detected | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,100 | $1,260 | dollars, detected | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $1,259 | dollars, detected | principal |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 10 | $1,226 | dollars, detected | |
| URANIUM RESOURCES INC | 916901606 | COM | 400 | $1,212 | dollars, detected | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 100 | $1,209 | dollars, detected | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 114 | $1,184 | dollars, detected | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 1,000 | $1,170 | dollars, detected | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 63 | $1,164 | dollars, detected | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 38 | $1,150 | dollars, detected | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 500 | $1,150 | dollars, detected | |
| UBS AG | H89231338 | SHS | 59 | $1,136 | dollars, detected | |
| GREIF INC | 397624206 | CL B | 19 | $1,117 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 45 | $1,108 | dollars, detected | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 64 | $1,080 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1 | $1,069 | dollars, detected | principal |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 765 | $1,049 | dollars, detected | |
| SILVER BULL RES INC | 827458100 | COM | 3,000 | $1,047 | dollars, detected | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 600 | $1,044 | dollars, detected | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 6,100 | $1,013 | dollars, detected | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 50 | $1,007 | dollars, detected | |
| PROSHARES TR II | 74347W959 | ULTRASHORT YEN N | 40 | $1,000 | dollars, detected | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 46 | $999 | dollars, detected | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 13 | $948 | dollars, detected | |
| ENERGY FUELS INC | 292671708 | COM NEW | 160 | $912 | dollars, detected | |
| MYLAN INC | 628530907 | COM | 5 | $905 | dollars, detected | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22 | $891 | dollars, detected | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,000 | $880 | dollars, detected | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 640 | $878 | dollars, detected | |
| HALLIBURTON CO | 406216901 | CALL | 6 | $870 | dollars, detected | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $852 | dollars, detected | |
| FONAR CORP | 344437405 | COM NEW | 40 | $848 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 40 | $840 | dollars, detected | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 300 | $831 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 65 | $827 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 150 | $816 | dollars, detected | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 550 | $814 | dollars, detected | |
| MASTECH HLDGS INC | 57633B100 | COM | 57 | $797 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 20 | $797 | dollars, detected | |
| NEWS CORP NEW | 65249B208 | CL B | 44 | $785 | dollars, detected | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 333 | $749 | dollars, detected | |
| CAMAC ENERGY INC | 131745101 | COM | 500 | $740 | dollars, detected | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 27 | $740 | dollars, detected | |
| CAMTEK LTD ORD | M20791105 | Stock | 180 | $729 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9 | $695 | dollars, detected | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 19 | $654 | dollars, detected | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 24 | $654 | dollars, detected | |
| TOP SHIPS INC | Y8897Y123 | SHS | 350 | $630 | dollars, detected | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 100 | $629 | dollars, detected | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 99 | $622 | dollars, detected | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 12 | $591 | dollars, detected | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 500 | $585 | dollars, detected | |
| JOES JEANS INC | 47777N101 | COM | 525 | $578 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13 | $575 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 28 | $558 | dollars, detected | |
| PHARMATHENE INC | 71714G102 | COM | 300 | $558 | dollars, detected | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 16 | $517 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 42 | $510 | dollars, detected | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 27 | $482 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 32 | $476 | dollars, detected | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 200 | $474 | dollars, detected | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,000 | $460 | dollars, detected | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11 | $451 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,311 | $446 | dollars, detected | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 111 | $432 | dollars, detected | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 100 | $419 | dollars, detected | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,000 | $415 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24 | $399 | dollars, detected | |
| CREDICORP LTD | G2519Y108 | COM | 3 | $398 | dollars, detected | |
| AGENUS INC | 00847G705 | COM NEW | 150 | $396 | dollars, detected | |
| ISHARES SILVER TR | 46428Q909 | CALL | 195 | $390 | dollars, detected | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 87 | $383 | dollars, detected | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8 | $380 | dollars, detected | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 3 | $368 | dollars, detected | |
| MICROVISION INC DEL | 594960304 | COM NEW | 277 | $366 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 18 | $343 | dollars, detected | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 3 | $342 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22 | $319 | dollars, detected | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 100 | $307 | dollars, detected | |
| RICHMONT MINES INC | 76547T106 | COM | 300 | $300 | dollars, detected | |
| COLDWATER CREEK INC | 193068202 | COM | 403 | $300 | dollars, detected | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 38 | $295 | dollars, detected | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 25 | $275 | dollars, detected | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $271 | dollars, detected | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 200 | $262 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 8 | $254 | dollars, detected | |
| AROTECH CORP | 042682203 | COM NEW | 71 | $248 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5 | $236 | dollars, detected | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 13 | $232 | dollars, detected | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 100 | $219 | dollars, detected | |
| WESTPORT INNOVATIONS INC | 960908909 | COM | 70 | $210 | dollars, detected | call |
| OCLARO INC | 67555N206 | COM | 78 | $194 | dollars, detected | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 10 | $192 | dollars, detected | |
| MELA SCIENCES INC | 55277R100 | COM | 300 | $192 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30 | $179 | dollars, detected | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 3 | $173 | dollars, detected | |
| VOLTARI CORP NEW | 92870X309 | COM | 50 | $172 | dollars, detected | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3 | $170 | dollars, detected | |
| SYNERGY RES CORP | 87164P903 | COM | 30 | $150 | dollars, detected | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 23 | $140 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 12 | $128 | dollars, detected | |
| SOLARCITY CORP | 83416T950 | Cmn | 2 | $124 | dollars, detected | put |
| Gilat Satellite Network | M51474118 | COM | 24 | $112 | dollars, detected | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5 | $108 | dollars, detected | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 33 | $103 | dollars, detected | |
| SYNTROLEUM CORP | 871630208 | COM | 30 | $102 | dollars, detected | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 77 | $102 | dollars, detected | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 100 | $100 | dollars, detected | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 6 | $94 | dollars, detected | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 30 | $87 | dollars, detected | |
| HILL INTERNATIONAL INC | 431466101 | COM | 19 | $75 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2 | $72 | dollars, detected | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21 | $67 | dollars, detected | |
| ENTREMED INC | 29382F202 | COM | 40 | $67 | dollars, detected | |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 5 | $65 | dollars, detected | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8 | $64 | dollars, detected | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 3 | $58 | dollars, detected | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 5 | $57 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $55 | dollars, detected | |
| GEEKNET INC | 36846Q203 | COM | 3 | $54 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $51 | dollars, detected | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128906 | COM | 10 | $50 | dollars, detected | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 22 | $48 | dollars, detected | |
| AEROPOSTALE INC | 007865908 | COM | 20 | $40 | dollars, detected | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 16 | $34 | dollars, detected | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1 | $33 | dollars, detected | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40 | $29 | dollars, detected | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10 | $29 | dollars, detected | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1 | $26 | dollars, detected | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16 | $25 | dollars, detected | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 115 | $25 | dollars, detected | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 4 | $24 | dollars, detected | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 20 | $13 | dollars, detected | |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 2 | $10 | dollars, detected | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 16 | $10 | dollars, detected | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 8 | $9 | dollars, detected | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 1 | $8 | dollars, detected | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3 | $4 | dollars, detected | |
| ARM HLDGS ORD GBP0.5 | 0 | COM | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-001611 | this filing | 2014-02-11 | acceptance time not in the bulk data set |