13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 1,666 holding rows worth $240,845,000.
- Accession
- 0000950123-14-000885
- Filer
- CIK 910316
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,673 entries on the cover page, a total value of $240,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,845,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOVER CORP COM | 260003108 | Stock | 115 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 537 | $11,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 310 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 800 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $11,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,514 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 115 | $11,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 283 | $11,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $11,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 300 | $11,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $11,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 3,064 | $11,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $11,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $11,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 675 | $11,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 400 | $11,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 825 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 900 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 543 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 127 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 52 | $10,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 132 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 123 | $10,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 379 | $10,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 550 | $10,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 198 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 87 | $10,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 192 | $10,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,759 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 200 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 670 | $10,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 112 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 231 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,128 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 108 | $10,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 622 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 158 | $10,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 150 | $10,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 110 | $10,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 226 | $10,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 183 | $10,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 396 | $10,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 608 | $9,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 103 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 200 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 210 | $9,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 252 | $9,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 150 | $9,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 150 | $9,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 280 | $9,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 86 | $9,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 203 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354 | $9,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 295 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100 | $9,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 124 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 198 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 122 | $9,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 129 | $9,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 130 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 99 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 375 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 172 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 243 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 178 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 325 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 950 | $9,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 120 | $9,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 152 | $9,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 213 | $9,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,000 | $9,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 140 | $9,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 110 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 241 | $9,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 1,178 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 103 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $8,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 87 | $8,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 255 | $8,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 160 | $8,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 150 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 250 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 39 | $8,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 121 | $8,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 544 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 470 | $8,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 453 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 46 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 72 | $8,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 672 | $8,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $8,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 183 | $8,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 470 | $8,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 579 | $8,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 338 | $8,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 478 | $8,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 91 | $7,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 69 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 150 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $7,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 170 | $7,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 157 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 101 | $7,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 176 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 82 | $7,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 90 | $7,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 76 | $7,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 92 | $7,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 55 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 240 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $7,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 44 | $7,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $7,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 400 | $7,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 288 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $7,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 180 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 406 | $7,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 304 | $7,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 60 | $7,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 365 | $7,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 338 | $7,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 250 | $7,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 90 | $7,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,000 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 180 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 215 | $7,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 125 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 171 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,650 | $7,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 2,000 | $7,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $7,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $7,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $7,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 116 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 960 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 40 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 127 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 75 | $6,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 111 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76 | $6,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $6,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 650 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 127 | $6,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 400 | $6,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 250 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 100 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $6,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 508 | $6,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 140 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 83 | $6,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 135 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $6,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 198 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 75 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 628 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 95 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 61 | $6,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 54 | $6,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 282 | $6,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 99 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 135 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 162 | $6,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,200 | $6,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 150 | $6,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 600 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 156 | $6,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 500 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 300 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 388 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 560 | $6,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 487 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 73 | $5,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 94 | $5,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 50 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 120 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 66 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 384 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 112 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 161 | $5,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 70 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 93 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 150 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 207 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 300 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 80 | $5,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 114 | $5,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 186 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $5,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 350 | $5,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 50 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 350 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 362 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 513 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 61 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 834 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 93 | $5,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 205 | $5,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 165 | $5,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 34 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 116 | $5,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $5,000 | thousands by filing date | |
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| PANDORA MEDIA INC | 698354107 | COM | 200 | $5,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 103 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 80 | $5,000 | thousands by filing date | |
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| VERIFONE SYS INC | 92342Y109 | COM | 180 | $5,000 | thousands by filing date | |
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| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | |
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| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 34 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 240 | $4,000 | thousands by filing date | |
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| F5 INC COM | 315616102 | Stock | 42 | $4,000 | thousands by filing date | |
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| KIRBY CORP | 497266106 | COM | 40 | $4,000 | thousands by filing date | |
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| Lincoln National Corporat | 524901105 | COM | 100 | $4,000 | thousands by filing date | |
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| CYS INVTS INC | 12673A108 | COM | 500 | $4,000 | thousands by filing date | |
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| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,000 | $4,000 | thousands by filing date | |
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| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 250 | $4,000 | thousands by filing date | |
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| LEUCADIA NATL CORP | 527288104 | COM | 141 | $4,000 | thousands by filing date | |
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| CONNECTICUT WTR SVC INC | 207797101 | COM | 100 | $4,000 | thousands by filing date | |
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| OMNICARE INC | 681904108 | COM | 74 | $4,000 | thousands by filing date | |
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| CARMAX INC COM | 143130102 | Stock | 63 | $3,000 | thousands by filing date | |
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| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 63 | $3,000 | thousands by filing date | |
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| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
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| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
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| NASDAQ INC COM | 631103108 | Stock | 41 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 66 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 36 | $2,000 | thousands by filing date | |
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| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $2,000 | thousands by filing date | |
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| RPM INTL INC COM | 749685103 | Stock | 41 | $2,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 50 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
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| PATTERSON-UTI ENERGY INC | 703481101 | COM | 65 | $2,000 | thousands by filing date | |
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| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 26 | $2,000 | thousands by filing date | |
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| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 60 | $2,000 | thousands by filing date | |
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| ISHARES TR | 464287713 | US TELECOM ETF | 68 | $2,000 | thousands by filing date | |
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| ISHARES TR | 464287861 | EUROPE ETF | 50 | $2,000 | thousands by filing date | |
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| M.D.C. HOLDINGS INC | 552676108 | COM | 71 | $2,000 | thousands by filing date | |
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| THL CREDIT INC | 872438106 | COM | 130 | $2,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 27 | $2,000 | thousands by filing date | |
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| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 100 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 131 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 223 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 177 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 39 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 69 | $2,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 26 | $2,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 14 | $2,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 51 | $2,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 184 | $2,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 7 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 400 | $2,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 100 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 47 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $2,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000885 | this filing | 2014-01-31 | acceptance time not in the bulk data set |