13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 1,666 holding rows worth $240,845,000.
- Accession
- 0000950123-14-000885
- Filer
- CIK 910316
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,673 entries on the cover page, a total value of $240,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,845,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DWS MUN INCOME TR COM | 23338M106 | COM | 5,000 | $60,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,193 | $59,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,088 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,144 | $58,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,256 | $58,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 2,400 | $58,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,709 | $57,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 855 | $57,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 840 | $57,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,223 | $57,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 745 | $56,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,616 | $56,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 720 | $56,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,219 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 966 | $56,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 176 | $56,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 630 | $56,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 410 | $55,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 16,124 | $55,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 492 | $54,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 772 | $54,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,797 | $54,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 491 | $53,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,075 | $53,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 933 | $53,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,201 | $53,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 6,409 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 2,551 | $53,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,266 | $52,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,745 | $52,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,250 | $52,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,831 | $52,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,297 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 878 | $51,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 543 | $50,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,136 | $50,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 3,171 | $50,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 465 | $49,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 518 | $49,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 825 | $49,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 964 | $48,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 625 | $48,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 546 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,146 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,175 | $48,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,062 | $48,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,755 | $48,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 982 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,214 | $47,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 512 | $47,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,903 | $47,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,363 | $47,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,337 | $47,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,020 | $47,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 689 | $47,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,189 | $47,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 204 | $46,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 440 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 647 | $46,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,082 | $46,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,405 | $46,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,800 | $46,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 4,600 | $46,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,955 | $45,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 902 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,000 | $45,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,610 | $45,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 7,896 | $45,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 786 | $44,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 725 | $44,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 786 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 443 | $44,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 466 | $44,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,726 | $44,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,250 | $44,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,291 | $43,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 943 | $43,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 919 | $43,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 853 | $43,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,192 | $43,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,390 | $43,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,576 | $43,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 784 | $42,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 803 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,432 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,127 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 339 | $42,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 520 | $41,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,504 | $41,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 274 | $41,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,750 | $41,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 157 | $41,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,176 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,049 | $41,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 568 | $41,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,398 | $41,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 693 | $40,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 840 | $40,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,395 | $40,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,200 | $40,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,496 | $40,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 658 | $39,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 521 | $39,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 707 | $39,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,547 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,552 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 800 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,300 | $39,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,625 | $39,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 400 | $39,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,323 | $39,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,466 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,517 | $39,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 300 | $38,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 639 | $38,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 587 | $38,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 334 | $38,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,895 | $38,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 470 | $38,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,400 | $38,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,608 | $38,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 618 | $38,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 368 | $38,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 766 | $38,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 454 | $37,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 263 | $37,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,535 | $37,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 500 | $37,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,785 | $37,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 299 | $37,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,000 | $37,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 517 | $36,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,800 | $36,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,043 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,165 | $36,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,589 | $36,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 429 | $36,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,076 | $35,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 293 | $35,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,150 | $35,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,123 | $35,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 322 | $35,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,037 | $35,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,455 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 319 | $34,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 547 | $34,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,850 | $34,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 960 | $34,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 730 | $34,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 895 | $34,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,215 | $34,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,500 | $34,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 729 | $33,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 928 | $33,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 775 | $33,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 342 | $33,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,127 | $33,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 312 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,500 | $33,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,120 | $33,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,718 | $33,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,844 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 845 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,300 | $33,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,200 | $33,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,584 | $33,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,000 | $33,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,526 | $33,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 419 | $32,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 501 | $32,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 602 | $32,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 220 | $32,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,380 | $32,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,574 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 245 | $32,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 372 | $32,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 409 | $32,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 975 | $32,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 679 | $32,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 926 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $32,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 560 | $32,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 565 | $31,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,192 | $31,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 600 | $31,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,074 | $31,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,116 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 950 | $31,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 764 | $31,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,175 | $31,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 578 | $31,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 508 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,115 | $30,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 536 | $30,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 480 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 428 | $30,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 750 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,910 | $30,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,636 | $29,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 363 | $29,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 205 | $29,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 341 | $29,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 650 | $29,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,738 | $29,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,225 | $29,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,600 | $29,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 625 | $29,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 600 | $29,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 530 | $29,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,435 | $29,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 570 | $29,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,500 | $29,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 343 | $28,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 396 | $28,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $28,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 685 | $28,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 438 | $28,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,000 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 962 | $28,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,222 | $28,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 935 | $28,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 523 | $28,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 774 | $27,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 346 | $27,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 125 | $27,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,263 | $27,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,100 | $27,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 323 | $27,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 677 | $27,000 | thousands by filing date | |
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| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 3,100 | $27,000 | thousands by filing date | |
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| V F CORP COM | 918204108 | Stock | 412 | $26,000 | thousands by filing date | |
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| CORNING INC | 219350105 | COM | 1,402 | $25,000 | thousands by filing date | |
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| TRIANGLE CAP CORP | 895848109 | COM | 900 | $25,000 | thousands by filing date | |
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| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 550 | $24,000 | thousands by filing date | |
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| ISHARES TR | 464288257 | MSCI ACWI ETF | 417 | $24,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 255 | $24,000 | thousands by filing date | |
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| iShares U.S. Medical Devices ETF | 464288810 | SHS | 249 | $23,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 757 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 212 | $23,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 980 | $23,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 500 | $23,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 126 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 516 | $23,000 | thousands by filing date | |
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| SIEMENS A G - ADR | 826197501 | COM | 167 | $23,000 | thousands by filing date | |
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| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 928 | $23,000 | thousands by filing date | |
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| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 600 | $23,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 270 | $22,000 | thousands by filing date | |
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| AUTOZONE INC COM | 053332102 | Stock | 45 | $22,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 314 | $22,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 343 | $22,000 | thousands by filing date | |
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| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,150 | $22,000 | thousands by filing date | |
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| Charles Schwab Corp | 808513105 | COM | 793 | $21,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 417 | $21,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 377 | $21,000 | thousands by filing date | |
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| SOUTHERN COPPER CORP | 84265V105 | COM | 733 | $21,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 418 | $21,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 421 | $21,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 506 | $21,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 234 | $21,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,000 | $21,000 | thousands by filing date | |
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| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,455 | $21,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 396 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 793 | $20,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 320 | $20,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 290 | $20,000 | thousands by filing date | |
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| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,955 | $20,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 320 | $20,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 350 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 604 | $20,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 229 | $20,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 393 | $20,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,050 | $20,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,232 | $20,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 51 | $19,000 | thousands by filing date | |
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| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 314 | $19,000 | thousands by filing date | |
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| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,000 | $19,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 417 | $19,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,000 | $19,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $19,000 | thousands by filing date | |
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| SAFEWAY INC | 786514208 | COM NEW | 556 | $18,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 187 | $18,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 553 | $18,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 269 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 458 | $18,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,275 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,440 | $18,000 | thousands by filing date | |
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| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 347 | $18,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 155 | $18,000 | thousands by filing date | |
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| CAPITALSOURCE INC | 14055X102 | COM | 1,250 | $18,000 | thousands by filing date | |
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| Morgan Stanley | 617446448 | COM | 533 | $17,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 202 | $17,000 | thousands by filing date | |
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| YELP INC CL A | 985817105 | Stock | 252 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 382 | $17,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 232 | $17,000 | thousands by filing date | |
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| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 413 | $17,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 833 | $17,000 | thousands by filing date | |
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| BAXTER INTL INC | 071813109 | COM | 243 | $17,000 | thousands by filing date | |
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| MATTEL INC | 577081102 | COM | 363 | $17,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 204 | $17,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 187 | $17,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 639 | $17,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 247 | $17,000 | thousands by filing date | |
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| GABELLI UTIL TR | 36240A101 | COM | 2,712 | $17,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 450 | $17,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 717 | $17,000 | thousands by filing date | |
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| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,625 | $17,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 500 | $17,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 152 | $16,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 287 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 610 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 107 | $16,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 320 | $16,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 82 | $16,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 359 | $16,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 370 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 348 | $16,000 | thousands by filing date | |
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| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 287 | $16,000 | thousands by filing date | |
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| ZIONS BANCORPORATION | 989701107 | COM | 484 | $15,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,254 | $15,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 309 | $15,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,526 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 610 | $15,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,127 | $15,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,222 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 30,000 | $15,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 141 | $15,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 188 | $15,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 300 | $15,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 807 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,000 | $14,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 222 | $14,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 319 | $14,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 515 | $14,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 300 | $14,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 211 | $14,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 250 | $14,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,208 | $14,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $14,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 300 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 787 | $14,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 989 | $14,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 253 | $14,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 300 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 176 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 861 | $14,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 550 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,305 | $14,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 650 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,700 | $14,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,076 | $14,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 746 | $14,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,173 | $14,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 96 | $14,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 515 | $14,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 210 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 440 | $14,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 1,957 | $14,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 280 | $14,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $14,000 | thousands by filing date | |
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| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 24 | $13,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 52 | $13,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 605 | $13,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,960 | $13,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 311 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,005 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,000 | $13,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,038 | $13,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 170 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 750 | $13,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 515 | $13,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 224 | $13,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 145 | $13,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 999 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $13,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 216 | $13,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,400 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 410 | $13,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,000 | $13,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 400 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 138 | $12,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $12,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 221 | $12,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 91 | $12,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 144 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 156 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 229 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 555 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 410 | $12,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,030 | $12,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 375 | $12,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,300 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $12,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 366 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $12,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 501 | $12,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 290 | $12,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,980 | $12,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,000 | $12,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,963 | $12,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 166 | $11,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 137 | $11,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 204 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000885 | this filing | 2014-01-31 | acceptance time not in the bulk data set |