13F-HR filed by U S GLOBAL INVESTORS INC
U S GLOBAL INVESTORS INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 315 holding rows worth $578,422,000.
- Accession
- 0000950123-13-009722
- Filer
- CIK 754811
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 287 entries on the cover page, a total value of $578,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,007,000 with VALUE read as thousands by filing date, 13F file number 028-02220. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 6NR993902 | JR GOLD MINERS E | 7,000 | $28,518,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 395,000 | $13,067,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 108,000 | $11,584,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 170,000 | $11,305,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 08L996JO7 | GOLD MINER ETF | 4,325 | $10,838,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 150,000 | $10,730,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 162,000 | $9,741,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 64,940 | $9,626,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50,000 | $9,440,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 95,000 | $8,834,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 143,000 | $8,729,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,750,000 | $8,717,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 243,600 | $8,665,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 92F993759 | RUSSIA ETF | 3,000 | $8,454,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 3Z7992993 | COM | 3,229 | $8,399,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 285,000 | $8,160,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 240,000 | $8,076,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 137,000 | $7,869,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 70,000 | $7,306,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 256,400 | $7,251,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 95,000 | $6,957,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 570,000 | $6,880,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 53,300 | $6,831,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 125,000 | $6,829,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 260,000 | $6,763,000 | thousands by filing date | |
| NEWMONT MINING CORP | 2ZU993152 | COM | 2,406 | $6,761,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 3,738,288 | $6,729,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 110,000 | $6,646,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,625,000 | $6,541,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 04B993063 | GOLD MINER ETF | 2,600 | $6,516,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 265,000 | $6,500,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 145,000 | $6,496,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 260,000 | $6,474,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 900,000 | $6,381,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 253,000 | $6,335,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 98,000 | $6,115,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 60,000 | $6,076,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 385,000 | $5,981,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 860,600 | $5,934,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 65,000 | $5,767,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 695,000 | $5,720,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 110,000 | $5,640,000 | thousands by filing date | |
| GOLDCORP INC NEW | 3Z7992944 | COM | 2,168 | $5,639,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 6NR993936 | JR GOLD MINERS E | 1,324 | $5,394,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 08L996JW9 | GOLD MINER ETF | 2,023 | $5,070,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 17E995000 | COM | 1,940 | $5,046,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 60,000 | $5,042,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 72N992499 | GOLD MINER ETF | 1,950 | $4,886,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 798,900 | $4,716,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 315,000 | $4,076,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 44J994945 | GOLD MINER ETF | 1,600 | $4,010,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 150,000 | $3,971,000 | thousands by filing date | |
| SILVER WHEATON CORP | 83W992009 | COM | 1,600 | $3,963,000 | thousands by filing date | call |
| YAMANA GOLD INC | 5ZG991084 | COM | 3,616 | $3,760,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 490,000 | $3,680,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 350,000 | $3,640,000 | thousands by filing date | |
| NEWMONT MINING CORP | 85K9958A0 | CALL | 1,250 | $3,512,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 75,000 | $3,395,000 | thousands by filing date | |
| BARRICK GOLD CORP | 61E995I58 | COM | 1,750 | $3,258,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD | 1ZK992719 | COM | 1,187 | $3,142,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 9XT993228 | COM | 1,600 | $2,980,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 14C993BL6 | COM | 500 | $2,918,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 77E9958M8 | COM | 1,175 | $2,910,000 | thousands by filing date | call |
| TAHOE RES INC | 7VE9944Z3 | COM | 1,600 | $2,867,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 4,200 | $2,826,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 4QZ994096 | JR GOLD MINERS E | 684 | $2,787,000 | thousands by filing date | call |
| YAMANA GOLD I | 26V994591 | CALL | 2,669 | $2,775,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 780,000 | $2,636,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 70,700 | $2,575,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 205,000 | $2,432,000 | thousands by filing date | |
| RANDGOLD RES LTD | 85C9939K1 | ADR | 330 | $2,361,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 130,000 | $2,330,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 1ZK9929M1 | COM | 875 | $2,316,000 | thousands by filing date | call |
| AURICO GOLD INC | 3GV9960H0 | COM | 5,749 | $2,191,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 141,700 | $2,090,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 99G993555 | COM | 2,994 | $2,009,000 | thousands by filing date | call |
| FREEPORT-MCMORAN COPPER & GO | 28J995705 | COM | 600 | $1,984,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,000 | $1,930,000 | thousands by filing date | |
| PAN AMERICAN SILVER CORP | 37X994984 | COM | 1,800 | $1,899,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 137,100 | $1,892,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100,000 | $1,862,000 | thousands by filing date | |
| RANDGOLD RES LTD | 26M992421 | ADR | 255 | $1,824,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 31,800 | $1,793,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 13,000 | $1,785,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 200,000 | $1,782,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 22,500 | $1,732,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 60,000 | $1,686,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,663,800 | $1,680,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 210,000 | $1,599,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25,000 | $1,572,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 15,000 | $1,570,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,500 | $1,516,000 | thousands by filing date | |
| STILLWATER MNG CO | 9UA996060 | COM | 1,376 | $1,515,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,000 | $1,474,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 150,000 | $1,473,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 20,500 | $1,450,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 26,620 | $1,311,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 775,000 | $1,310,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 17,430 | $1,299,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 1NX995BL6 | SPONSORED ADR | 1,100 | $1,289,000 | thousands by filing date | call |
| ANGLOGOLD ASHANTI LTD | 5HQ990713 | SPONSORED ADR | 963 | $1,279,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 65,000 | $1,263,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 69T9915F6 | COM | 3,363 | $1,228,000 | thousands by filing date | call |
| ROYAL GOLD INC | 45N9951C4 | COM | 250 | $1,217,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 1MZ994411 | CALL | 1,025 | $1,215,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 17,800 | $1,199,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,500 | $1,165,000 | thousands by filing date | |
| SILVER STD RES I | 2VE9953M5 | CALL | 1,851 | $1,139,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 6W4992297 | COM NO PAR | 2,202 | $1,112,000 | thousands by filing date | call |
| SILVERCREST MINES INC | 828365106 | COMMON | 615,000 | $1,093,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,500 | $1,084,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,000 | $1,063,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 100,000 | $1,055,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 3V8996232 | CALL | 1,570 | $1,053,000 | thousands by filing date | call |
| PAN AMERICAN SILVER CO | 1MP996011 | CALL | 969 | $1,022,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 32,140 | $1,000,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,624,500 | $999,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 4,000 | $984,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 14,000 | $980,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,000 | $963,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 24,700 | $943,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 14,000 | $941,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 12,938 | $939,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 52K991108 | COM | 780 | $925,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 6,000 | $924,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 20,000 | $920,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 99G993563 | COM | 1,366 | $917,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 16,000 | $892,000 | thousands by filing date | |
| KINROSS GOLD CORP | 86Y996415 | COM NO PAR | 1,725 | $871,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 40,000 | $857,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,000 | $854,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 975,000 | $843,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 2,272,700 | $818,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 600,000 | $816,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,000 | $809,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,000 | $804,000 | thousands by filing date | |
| HARMONY GOLD MNG LTD | 9XL9948Q5 | SPONSORED ADR | 2,350 | $794,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,500 | $787,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 320,000 | $768,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 9,000 | $749,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,000 | $738,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 12,000 | $720,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 125,000 | $715,000 | thousands by filing date | |
| MARATHON PETE CORP | 52J9908X3 | COM | 200 | $698,000 | thousands by filing date | call |
| IAMGOLD CORP | 8Y49956X7 | CALL | 1,448 | $688,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 4,000 | $677,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 124,000 | $675,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,200 | $670,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 150,000 | $663,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,000 | $656,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,000 | $646,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,500 | $643,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,000 | $643,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,050 | $630,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 50,000 | $607,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 300,000 | $600,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 12,000 | $584,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 605,000 | $578,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 25,000 | $575,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 850,000 | $563,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI L | 3ZW9956X8 | CALL | 400 | $531,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,000 | $496,000 | thousands by filing date | |
| GOLD FIELDS LTD NEW | 25Z993047 | SPONSORED ADR | 1,075 | $491,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 6,000 | $474,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,200 | $447,000 | thousands by filing date | |
| STILLWATER MNG CO | 9UA996730 | COM | 403 | $443,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,000 | $438,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,800 | $435,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 7,960 | $427,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 5,000 | $422,000 | thousands by filing date | |
| NEW GOLD INC CDA | 3X7997278 | CALL | 700 | $419,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 3,500 | $391,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 75,001 | $379,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,000 | $379,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,000 | $377,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 25,000 | $371,000 | thousands by filing date | |
| ISHARES TR | 9NZ996069 | FTSE CHINA25 IDX | 100 | $371,000 | thousands by filing date | call |
| GOLD FIELDS LTD NEW | 25Z993617 | SPONSORED ADR | 800 | $365,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,000 | $359,000 | thousands by filing date | |
| 38259p508 | COM | 400 | $350,000 | thousands by filing date | ||
| CVS Health Corporation | 126650100 | COM | 5,440 | $309,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,600 | $309,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,810 | $303,000 | thousands by filing date | |
| KINROSS GOLD CORP | 6W4992263 | COM NO PAR | 600 | $303,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,800 | $300,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,160 | $293,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,250 | $289,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,600 | $289,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,370 | $288,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 680 | $287,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,800 | $284,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 10,000 | $280,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,350 | $270,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 5,123 | $265,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,300 | $247,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,500 | $246,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,200 | $244,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,800 | $243,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,030 | $233,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,760 | $232,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 740 | $231,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,210 | $230,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,100 | $228,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,700 | $226,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,700 | $226,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 22,000 | $226,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,600 | $225,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,700 | $224,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,000 | $224,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,720 | $222,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,500 | $222,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,400 | $219,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 11,500 | $218,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,050 | $217,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,300 | $217,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,300 | $217,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,000 | $216,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,400 | $216,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $211,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,500 | $210,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,500 | $208,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,000 | $208,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,500 | $203,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,100 | $202,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,800 | $202,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,000 | $201,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,000 | $201,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,600 | $200,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,300 | $199,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 10,000 | $195,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,800 | $194,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,000 | $193,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,680 | $192,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $191,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,700 | $191,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,100 | $189,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,500 | $187,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,626 | $187,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,100 | $186,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,100 | $184,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,500 | $182,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,100 | $178,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,500 | $174,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,290 | $173,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630108 | UNIT BEN INT | 2,000 | $173,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,000 | $172,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 15,770 | $167,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,950 | $166,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 10,000 | $165,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,000 | $164,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,500 | $156,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 3,460 | $154,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630109 | UNIT BEN INT | 1,700 | $147,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 5,000 | $143,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,000 | $142,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,700 | $140,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,400 | $140,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 5,000 | $137,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 5,000 | $137,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 3,785 | $137,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,750 | $136,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,000 | $133,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,700 | $133,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,200 | $132,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 5,000 | $128,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $126,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,100 | $126,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,000 | $125,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 7,000 | $125,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 260 | $124,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,500 | $124,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 54,500 | $122,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,860 | $122,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,950 | $120,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,000 | $120,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,500 | $117,000 | thousands by filing date | |
| ALERIAN MLP ETF | 00162Q867 | ALERIAN MLP | 6,550 | $116,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 138,033 | $113,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,000 | $112,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,000 | $107,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,400 | $106,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,100 | $104,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 3,400 | $103,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,000 | $102,000 | thousands by filing date | |
| ETFS PLATINUM TR | 26922V102 | SH BEN INT | 750 | $102,000 | thousands by filing date | |
| AT & T | 00206R103 | COM | 3,000 | $101,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 8,000 | $100,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,000 | $100,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 8,000 | $98,000 | thousands by filing date | |
| Chevron Corp | 166764101 | COM | 800 | $97,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,200 | $96,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 5,000 | $90,000 | thousands by filing date | |
| Exxon Mobil Corp | 30231G103 | Equity | 1,000 | $86,000 | thousands by filing date | |
| POWERSHARES DB MULTI SECT COMM | 73936B607 | DB GOLD FUND | 1,840 | $82,000 | thousands by filing date | |
| POWERSHARES DB MULTI SECT COMM | 73936B310 | DB SILVER FUND | 2,015 | $73,000 | thousands by filing date | |
| GLOBAL X URANIUM ETF | 37950E754 | CMN | 4,700 | $71,000 | thousands by filing date | |
| POWERSHARES DB MULTI SECT COMM | 73936B409 | PS DB AGRICUL FD | 2,640 | $66,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 3,300 | $62,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,700 | $58,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,000 | $57,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A103 | CORN FD SHS | 1,700 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E482 | GLB X COPPER MNR ETF | 5,630 | $53,000 | thousands by filing date | |
| ISHARES S&P US PFD STOCK INDEX | 464288987 | PFD STOCK FUND | 1,400 | $53,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,030 | $52,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,900 | $50,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,000 | $49,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,900 | $49,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,000 | $48,000 | thousands by filing date | |
| ETFS PLATINUM TR | 26922V103 | SH BEN INT | 300 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U838 | COAL ETF | 2,000 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E755 | GLB X URANIUM | 2,300 | $35,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,500 | $31,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790302 | COM /CAD/ | 6,516 | $6,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 40 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009722 | this filing | 2013-11-14 | acceptance time not in the bulk data set |