13F-HR filed by Allianz Asset Management GmbH
Allianz Asset Management GmbH filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,768 holding rows worth $75,588,645,000.
- Accession
- 0000950123-13-009621
- Filer
- CIK 1535323
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,915 entries on the cover page, a total value of $75,588,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,588,645,000 with VALUE read as thousands by filing date, 13F file number 028-15014. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNFJ Investment Group LLC 028-10770
- included managerPacific Investment Management Company LLC 028-10952
- included managerAllianz Global Investors U.S. LLC 028-13991
- included managerRCM (UK) Limited 028-13987
- included managerRCM Asia Pacific Limited 028-15015
- included managerAllianz Global Investors Europe GmbH 028-14962
- included managerAllianz Global Investors France S.A. 028-15070
- included managerAllianz Global Investors Taiwan Ltd. 028-15071
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 27,207 | $3,809,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 141,453 | $3,808,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,300,000 | $3,774,000 | thousands by filing date | principal |
| PROS Holdings Inc | 74346Y103 | Common Stock | 110,207 | $3,768,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 129,526 | $3,764,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 272,174 | $3,753,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 216,939 | $3,742,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 55,235 | $3,723,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 187,785 | $3,697,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 43,085 | $3,693,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 26,482 | $3,673,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 93,605 | $3,672,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 114,592 | $3,670,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 80,020 | $3,670,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 126,420 | $3,662,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 50,268 | $3,660,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 59,931 | $3,654,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 399,416 | $3,650,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 346,357 | $3,630,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 47,975 | $3,629,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 94,326 | $3,626,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 28,193 | $3,610,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 160,151 | $3,596,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 249,442 | $3,592,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 194,302 | $3,583,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,620,000 | $3,575,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 3,500,000 | $3,566,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 68,925 | $3,546,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 193,800 | $3,532,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 32,346 | $3,519,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 188,340 | $3,516,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 31,548 | $3,475,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 27,840 | $3,472,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 67,607 | $3,462,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 122,624 | $3,459,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 209,220 | $3,450,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 90,899 | $3,427,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 3,250,000 | $3,421,000 | thousands by filing date | principal |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 130,600 | $3,413,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,723,245 | $3,412,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 113,716 | $3,410,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 77,677 | $3,386,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 174,988 | $3,380,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 50,452 | $3,376,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 85,700 | $3,346,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 103,030 | $3,323,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 249,937 | $3,317,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 287,569 | $3,298,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 275,647 | $3,283,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 104,650 | $3,271,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 125,325 | $3,258,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 409,388 | $3,251,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 169,934 | $3,241,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 82,186 | $3,238,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 135,577 | $3,224,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 75,211 | $3,214,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 135,552 | $3,210,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 229,745 | $3,198,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 161,432 | $3,151,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 468,320 | $3,143,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 157,400 | $3,143,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 157,400 | $3,143,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 34,714 | $3,113,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 75,568 | $3,112,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 231,124 | $3,099,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 101,621 | $3,097,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 108,090 | $3,068,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 124,500 | $3,054,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 239,432 | $3,048,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 64,340 | $3,044,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 55,469 | $3,037,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 154,050 | $3,022,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 38,241 | $3,020,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 106,734 | $3,020,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 491,752 | $3,019,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 214,818 | $3,014,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 75,297 | $3,002,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 117,505 | $2,953,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 2,700,000 | $2,945,000 | thousands by filing date | principal |
| XENOPORT INC | 98411C100 | COM | 517,300 | $2,938,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 2,300,000 | $2,934,000 | thousands by filing date | principal |
| SYNERGY RES CORP | 87164P103 | COM | 300,192 | $2,927,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 82,136 | $2,922,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 101,702 | $2,915,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 205,199 | $2,912,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 183,177 | $2,880,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 64,099 | $2,879,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 116,188 | $2,857,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 52,451 | $2,845,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 322,430 | $2,837,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,000,000 | $2,837,000 | thousands by filing date | principal |
| CYBERONICS | 23251P102 | COMMON STOCK | 55,782 | $2,830,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 122,700 | $2,818,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 421,925 | $2,812,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 283,175 | $2,806,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 212,309 | $2,802,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 106,300 | $2,799,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 46,136 | $2,793,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 48,084 | $2,791,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 276,750 | $2,743,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 80,510 | $2,742,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 99,447 | $2,741,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 53,870 | $2,715,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 28,430 | $2,714,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 132,300 | $2,708,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 45,085 | $2,703,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 33,180 | $2,684,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 237,750 | $2,675,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 24,580 | $2,653,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 245,924 | $2,649,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,800 | $2,645,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 208,700 | $2,644,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 38,063 | $2,631,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 79,800 | $2,626,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 223,244 | $2,621,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 174,700 | $2,621,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 69,535 | $2,619,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 755,625 | $2,607,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 214,900 | $2,592,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 131,627 | $2,569,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 226,400 | $2,563,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 42,729 | $2,557,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 72,000 | $2,547,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 55,263 | $2,542,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 168,100 | $2,537,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 164,470 | $2,529,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 63,281 | $2,507,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 45,439 | $2,501,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 148,444 | $2,500,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 121,118 | $2,497,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 102,654 | $2,464,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 199,100 | $2,457,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 60,490 | $2,452,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 1,256,617 | $2,450,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,500,000 | $2,441,000 | thousands by filing date | principal |
| WMS INDUSTRIES INC | 929297109 | COM | 93,995 | $2,439,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 76,640 | $2,438,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,100 | $2,425,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 63,124 | $2,425,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 259,800 | $2,408,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 326,021 | $2,396,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 559,207 | $2,382,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 90,707 | $2,381,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 59,050 | $2,381,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 154,669 | $2,377,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 68,000 | $2,338,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 57,000 | $2,330,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 64,080 | $2,321,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 108,200 | $2,315,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 87,955 | $2,310,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 175,476 | $2,308,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 69,840 | $2,305,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 319,626 | $2,305,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 270,210 | $2,291,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 56,237 | $2,276,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 20,869 | $2,272,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 18,011 | $2,269,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 131,527 | $2,269,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,693 | $2,240,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 48,505 | $2,238,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 99,694 | $2,238,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 295,083 | $2,234,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 79,900 | $2,233,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 500,000 | $2,230,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,555 | $2,230,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 143,403 | $2,198,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 86,025 | $2,194,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 42,335 | $2,188,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 500,000 | $2,185,000 | thousands by filing date | principal |
| Lowes Companies Inc | 42222G108 | LOW | 68,755 | $2,180,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 370,661 | $2,179,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 36,310 | $2,153,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 257,975 | $2,139,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 17,941 | $2,129,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 21,114 | $2,093,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 33,387 | $2,070,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 164,050 | $2,065,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 146,204 | $2,059,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 15,000 | $2,055,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 115,400 | $2,051,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 51,200 | $2,048,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 68,800 | $2,030,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 1,900,000 | $2,027,000 | thousands by filing date | principal |
| MERGE HEALTHCARE INC | 589499102 | COM | 774,070 | $2,020,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 169,700 | $2,009,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 41,550 | $1,999,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 70,485 | $1,992,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 134,920 | $1,985,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 113,700 | $1,983,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 51,200 | $1,972,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 1,600,000 | $1,971,000 | thousands by filing date | principal |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 45,601 | $1,968,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 1,920,000 | $1,963,000 | thousands by filing date | principal |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 78,455 | $1,958,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,653 | $1,946,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 103,480 | $1,940,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 490,050 | $1,936,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 60,810 | $1,934,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 42,400 | $1,927,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 600,000 | $1,925,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 123,028 | $1,914,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,800,000 | $1,906,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 117,100 | $1,896,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 45,960 | $1,891,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 29,348 | $1,889,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 575,200 | $1,887,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 61,158 | $1,884,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 51,750 | $1,875,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 33,326 | $1,873,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,472 | $1,870,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,213 | $1,869,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 26,453 | $1,861,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 183,880 | $1,857,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 111,033 | $1,845,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 38,200 | $1,830,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,150,000 | $1,826,000 | thousands by filing date | principal |
| EMERALD OIL INC | 29101U209 | COM NEW | 252,500 | $1,815,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 152,644 | $1,803,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 23,667 | $1,797,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 110,163 | $1,784,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 55,354 | $1,772,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 22,080 | $1,768,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 44,300 | $1,764,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 180,733 | $1,756,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 206,300 | $1,751,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 156,266 | $1,745,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 166,063 | $1,744,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 37,771 | $1,738,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 112,042 | $1,724,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 415,900 | $1,722,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 82,187 | $1,714,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 95,600 | $1,692,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 63,060 | $1,690,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 30,700 | $1,689,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 278,204 | $1,688,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 72,455 | $1,680,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 55,780 | $1,669,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 267,060 | $1,661,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 110,807 | $1,655,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 142,600 | $1,653,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,755 | $1,647,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 38,335 | $1,640,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 39,657 | $1,635,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 29,345 | $1,627,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 140,876 | $1,626,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 17,903 | $1,621,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 112,640 | $1,621,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 11,985 | $1,617,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 70,100 | $1,617,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 92,000 | $1,603,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 69,600 | $1,601,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 91,100 | $1,586,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 133,001 | $1,582,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 19,900 | $1,577,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 185,700 | $1,577,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000,000 | $1,572,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000,000 | $1,570,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 82,600 | $1,568,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 31,404 | $1,567,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 44,752 | $1,565,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 51,170 | $1,564,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,500,000 | $1,556,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 46,922 | $1,554,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 297,600 | $1,553,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 19,265 | $1,553,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 27,175 | $1,551,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 60,000 | $1,546,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 91,855 | $1,543,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100,356 | $1,539,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 239,925 | $1,538,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 137,700 | $1,534,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 575,000 | $1,532,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 72,326 | $1,529,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 154,265 | $1,523,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 44,754 | $1,520,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 65,533 | $1,511,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 32,697 | $1,505,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 92,390 | $1,501,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 53,684 | $1,485,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,953 | $1,482,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 94,490 | $1,475,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 45,960 | $1,470,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 48,275 | $1,456,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 211,000 | $1,447,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,943 | $1,444,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 18,808 | $1,441,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 28,100 | $1,440,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 1,300,000 | $1,440,000 | thousands by filing date | principal |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 478,900 | $1,437,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 13,684 | $1,419,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 106,095 | $1,414,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,682 | $1,410,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,700 | $1,375,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 46,285 | $1,374,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 224,870 | $1,372,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 800,000 | $1,364,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 179,275 | $1,362,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 105,100 | $1,359,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 242,359 | $1,352,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 256,100 | $1,350,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 18,561 | $1,335,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12,613 | $1,324,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 169,525 | $1,324,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 117,465 | $1,323,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 119,785 | $1,317,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 11,359 | $1,308,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 44,915 | $1,297,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 41,660 | $1,296,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,000,000 | $1,290,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 112,500 | $1,284,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 30,411 | $1,280,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 68,468 | $1,275,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 115,245 | $1,272,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 800,000 | $1,271,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 21,619 | $1,270,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 233,955 | $1,270,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 87,400 | $1,269,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 21,060 | $1,267,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 54,800 | $1,252,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 15,709 | $1,248,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,000,000 | $1,227,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 64,445 | $1,219,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 51,686 | $1,215,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 38,050 | $1,211,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 28,140 | $1,207,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 39,800 | $1,199,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 85,690 | $1,199,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,350 | $1,197,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 83,550 | $1,196,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 900,000 | $1,195,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 600,000 | $1,188,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 16,375 | $1,167,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,359 | $1,166,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 361,000 | $1,166,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 106,700 | $1,164,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 165,789 | $1,164,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 1,230,000 | $1,156,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,650,000 | $1,155,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 25,500 | $1,155,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 43,627 | $1,152,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 89,400 | $1,151,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 13,170 | $1,151,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,878 | $1,147,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,260 | $1,141,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 119,000 | $1,133,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 800,000 | $1,130,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,873,808 | $1,127,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 36,559 | $1,125,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 200,000 | $1,124,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 16,835 | $1,115,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 33,448 | $1,111,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,900 | $1,111,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 19,790 | $1,106,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 35,360 | $1,100,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 68,247 | $1,099,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 148,500 | $1,097,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22,729 | $1,083,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 300,000 | $1,079,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 53,898 | $1,076,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 500,000 | $1,065,000 | thousands by filing date | principal |
| AXIALL CORP | 05463D100 | COM | 28,086 | $1,061,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 44,165 | $1,058,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 5,741 | $1,042,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $1,042,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 32,640 | $1,026,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 76,550 | $1,018,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 900,000 | $1,015,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,000,000 | $1,011,000 | thousands by filing date | principal |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 29,200 | $1,007,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56,459 | $1,004,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 32,344 | $997,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,900 | $991,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,139 | $991,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 10,100 | $990,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 315,788 | $988,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 30,861 | $984,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 26,700 | $980,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 331,558 | $965,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 27,479 | $960,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,956 | $951,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 23,561 | $945,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 15,366 | $944,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 50,800 | $942,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 26,901 | $942,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 306,774 | $933,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 21,214 | $932,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 21,422 | $913,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 36,415 | $912,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,415 | $909,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 859,000 | $908,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 43,860 | $904,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 19,900 | $904,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 95,490 | $900,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 120,260 | $897,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 18,138 | $891,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,000 | $890,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,744 | $888,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 74,674 | $882,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 20,817 | $880,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,116 | $879,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 600,000 | $877,000 | thousands by filing date | principal |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 28,905 | $873,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 10,083 | $872,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 287,300 | $868,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 800,000 | $868,000 | thousands by filing date | principal |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 19,359 | $857,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 701,000 | $854,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,643 | $852,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,042 | $842,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 36,965 | $842,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 17,729 | $811,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,389 | $808,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 70,000 | $805,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 160,930 | $798,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 11,954 | $796,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 135,000 | $786,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 113,521 | $781,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 18,914 | $780,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,500,000 | $780,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 19,302 | $776,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 500,000 | $765,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 58,238 | $760,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 120,300 | $760,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,499 | $759,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 750,000 | $758,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 135,500 | $756,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 18,855 | $749,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 55,000 | $743,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 21,575 | $738,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 29,040 | $738,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,325 | $736,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,800 | $735,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,025 | $729,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 4,903 | $722,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 25,700 | $718,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 55,000 | $718,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 17,098 | $714,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 17,259 | $707,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 22,521 | $705,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 9,737 | $702,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 43,856 | $697,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,706 | $696,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 55,000 | $694,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 57,900 | $693,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 13,000 | $689,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 55,000 | $686,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 11,370 | $685,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 15,224 | $685,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 40,000 | $681,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 55,000 | $680,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,690 | $675,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 10,696 | $674,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 74,100 | $671,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 8,900 | $670,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 21,444 | $670,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 15,966 | $666,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 61,796 | $662,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,785 | $661,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,016 | $658,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 500,000 | $658,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 83,400 | $655,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 55,000 | $655,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,548 | $653,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 500,000 | $645,000 | thousands by filing date | principal |
| UNS ENERGY CORP | 903119105 | COM | 13,682 | $638,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,600 | $635,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 27,940 | $635,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 187,500 | $630,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 47,165 | $629,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 64,570 | $627,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 41,199 | $626,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,326 | $625,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 35,310 | $624,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,000 | $620,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 500,000 | $620,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,013 | $618,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 38,233 | $614,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 16,400 | $608,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 10,620 | $606,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 12,201 | $605,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 21,100 | $605,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 15,110 | $605,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 22,650 | $600,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,612 | $592,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 24,900 | $590,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,300 | $589,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,979 | $587,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 18,183 | $585,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,890 | $584,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 66,407 | $582,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,442 | $581,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 34,600 | $580,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 197,340 | $578,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,003 | $571,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,812 | $570,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 24,732 | $565,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 700,000 | $565,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 14,809 | $564,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 23,100 | $559,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 51,655 | $557,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009621 | this filing | 2013-11-14 | acceptance time not in the bulk data set |