13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,713 holding rows worth $65,511,814,000.
- Accession
- 0000950123-13-009577
- Filer
- CIK 1423053
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,055 entries on the cover page, a total value of $65,511,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,511,814,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Advisors III LLC 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T956 | Cmn | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTERNATIONAL INC CMN STK | 69373H906 | Cmn | 1,400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 9,400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328950 | COM | 2,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K904 | COM | 5,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC | 941053900 | Cmn | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M904 | COM NEW | 5,800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC | 252131907 | COM | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 11,232 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLE PLC ORD SHS | 256603101 | COM | 583 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R906 | CALL | 600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,587 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 1,379 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAYER EDUCATION INC | 863236905 | COM | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M103 | COM | 3,888 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q903 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 1,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M902 | Cmn | 2,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 1,800 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638909 | Cmn | 700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 3,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A908 | Cmn | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210953 | Cmn | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 3,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499902 | COM | 2,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC CMN STOCK | 594793901 | Cmn | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 809 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZCO Liquidating Corp | 67086E303 | COM | 5,500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342954 | ORD | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 5,149 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,440 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,737 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 3,421 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R100 | COM | 9,657 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291902 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153954 | COM | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWLEAD HOLDINGS LTD | G64626115 | SHS | 53,556 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 1,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V900 | Cmn | 3,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 2,700 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 2,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R957 | Cmn | 1,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 7,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACER INTERNATIONAL INC CMN STK | 69373H956 | Cmn | 1,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873950 | Cmn | 2,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373952 | Cmn | 4,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W907 | Cmn | 2,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 2,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 2,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109908 | COM | 800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKER INTL INC COM | 109641100 | Stock | 155 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,756 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 220 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV | N00985956 | SHS | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223954 | COM | 400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W959 | PUT | 400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523957 | PUT | 1,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892901 | CALL | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARKANSAS BEST CORP | 040790107 | COM | 225 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONCOR RESOURCES INC | 54179W101 | COM | 34,750 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCZ TECHNOLOGY GROUP INC | 67086E953 | Cmn | 4,600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MGMT CORP CMN STOCK | 28140M953 | Cmn | 700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 1,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694905 | Cmn | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC COM STK | 00826T958 | Cmn | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 4,300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 2,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 1,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 34,699 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 2,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP COMMON STOCK | 91688T954 | Cmn | 5,800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICKS CABARET INTL INC | 765641953 | COM NEW | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745951 | COM | 7,200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N902 | CL A | 2,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D956 | COM | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375906 | COM | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARWATER PAPER CORP | 18538R953 | PUT | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281901 | CALL | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375956 | COM | 600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK INC | 270321902 | COM | 1,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155953 | COM | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E953 | Cmn | 700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WET SEAL INC -CL A CMN STK | 961840955 | Cmn | 1,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303959 | Cmn | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 3,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSD MED CORP DEL | 055662900 | COM | 4,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERRIMACK PHARMACEUTICALS IN | 590328900 | COM | 1,300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M908 | Cmn | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 84 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 90 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J900 | CALL | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 3,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UPBOUND GROUP INC | 76009N950 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 4,315 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 532 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R204 | COM | 19,320 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M900 | Cmn | 1,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC UNIT | 67059L902 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN REALTY CAPITAL PROP | 02917T904 | Cmn | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 1,400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 3,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 2,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 1,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLONIAL PROPERTIES TRUST CMN STK | 195872906 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 1,300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G952 | COM | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 2,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGO GROUP INC | G22538905 | ORD SHS | 1,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 1,800 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T908 | Cmn | 1,800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN NV | N63218956 | Cmn | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 230 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,180 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745101 | COM | 3,185 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 17,127 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,035 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 1,140 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 1,500 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 3,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T950 | Cmn | 3,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 2,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R900 | Cmn | 4,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACWEST BANCORP | 695263953 | Cmn | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COMMON STOCK | 370373902 | Cmn | 2,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 3,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST PIPE CO CMN STOCK | 667746901 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T956 | COM | 1,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245952 | ORD SHS | 400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC CMN STK | 306137900 | Cmn | 2,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T906 | COM | 1,400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592950 | Cmn | 2,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 239 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B908 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V907 | CALL | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 246 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 580 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 418 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 454 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP | 03761U956 | COM | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485906 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375900 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P907 | Cmn | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890956 | Cmn | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W902 | Cmn | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COGO GROUP INC | G22538955 | ORD SHS | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U900 | CALL | 7,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357902 | Cmn | 1,600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357952 | Cmn | 1,400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592900 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176952 | PUT | 1,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T958 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CACI INTL INC CL A | 127190304 | Stock | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U954 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGION CORP | 00770F104 | COMMON STOCK | 34 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL ENGINES INC | 317485100 | COM | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,250 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B119 | CMN | 1,399 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 5,923 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S195 | *W EXP 12/31/201 | 1,299 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L953 | Cmn | 700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE HANKS INC CMN STK | 416196903 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P954 | Cmn | 3,800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VELTI LTD | G93285907 | Cmn | 3,600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PMC - SIERRA INC CMN STK | 69344F956 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC CMN STOCK | 26882D959 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901956 | Cmn | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683957 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P902 | COM | 800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808902 | COM | 1,800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E903 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A950 | COM PAR $.001 | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO CMN STK | 560690908 | Cmn | 2,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| M/I HOMES INC | 55305B101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SONIC CORP | 835451105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Nextera Energy, Inc. | 65339F887 | PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LONE PINE RES INC | 54222A106 | COM | 31,574 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 892 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 963 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R950 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P901 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 294100902 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009577 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-001284 | added | 2014-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-005327 | added | 2014-05-09 | acceptance time not in the bulk data set |