13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,713 holding rows worth $65,511,814,000.
- Accession
- 0000950123-13-009577
- Filer
- CIK 1423053
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,055 entries on the cover page, a total value of $65,511,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,511,814,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Advisors III LLC 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VAALCO ENERGY INC | 91851C951 | COM NEW | 5,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMM HOLDINGS INC | 19239V952 | COM NEW | 1,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO | 201723953 | COM | 1,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,501 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA Z BOY INC | 505336957 | PUT | 1,400 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KORN FERRY | 500643950 | PUT | 1,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X952 | PUT | 2,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYSE EURONEXT | 629491101 | COM | 767 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,306 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,424 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153904 | COM | 1,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIVIO INC | 29413T106 | COM | 10,135 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 11,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384959 | Cmn | 6,300 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 7,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 1,800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 13,600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELECTRIC CORP COMMON STOCK | 721283959 | Cmn | 2,800 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A954 | Cmn | 600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 392 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 13,600 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X952 | PUT | 600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 4,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 1,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 10,035 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,564 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,770 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 10,288 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 8,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 4,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOGMEIN INC | 54142L959 | Cmn | 1,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 22,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POST HLDGS INC | 737446104 | COM | 749 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879952 | PUT | 2,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H951 | PUT | 1,300 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP908 | COM | 3,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTAMERICA BANCORPORATION | 957090953 | PUT | 600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEL-SCI CORP | 150837409 | COM NEW | 17,657 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 11,675 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 25,708 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS CAPITAL GROUP INC | 47102X905 | COM | 3,500 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580903 | COM | 2,200 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 3,900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099901 | Cmn | 2,400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602904 | Cmn | 23,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 500 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744955 | PUT | 1,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKS INTL N V | N33462957 | COM | 1,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 920 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 23,910 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 453 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 1,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCIENTIFIC GAMES CORP CMN STK | 80874P959 | Cmn | 1,800 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563954 | Cmn | 1,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563904 | Cmn | 1,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC CMN STOCK | 26882D909 | Cmn | 2,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K902 | Cmn | 15,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 2,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HLDGS INC | 68620A954 | PUT | 5,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 5,444 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 943 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 3,575 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947907 | CL B NEW | 1,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 9,203 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 1,363 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158952 | Cmn | 23,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 3,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 11,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 5,195 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W903 | COM | 5,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSENSA HOLDING NV | N71546950 | Cmn | 4,300 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 2,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q900 | COM | 700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. | 55306N904 | COM | 1,000 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H901 | CALL | 1,200 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 16,134 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP | 574795950 | PUT | 1,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BEMIS COMPANY | 081437905 | COM | 700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T950 | Cmn | 4,200 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 10,800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 13,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSSTEX ENERGY INC COMMON STOCK | 22765Y954 | Cmn | 1,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A950 | Cmn | 9,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V958 | Cmn | 2,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W953 | COM | 5,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KADANT INC | 48282T104 | COM | 777 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 3,209 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC | 27579R954 | COM | 800 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235958 | COM | 1,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANIKA THERAPEUTICS INC | 035255958 | COM | 1,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 20,316 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 21,758 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 88,852 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS INTERACTIVE INC | 414549105 | COM | 12,978 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882956 | COM | 3,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTL SPEEDWAY CORP CL A CMN STOCK | 460335901 | Cmn | 800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 11,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOTAL SYSTEM SERVICES INC CMN STK | 891906959 | Cmn | 900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 9,900 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 1,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 20,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 4,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW RESIDENTIAL INVT CORP | 64828T952 | COM | 3,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTELIQUENT INC | 45825N957 | COM | 2,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A904 | Cmn | 500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 932 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704105 | COM | 1,016 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 17,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC | 267475901 | COM | 900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 4,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 323 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 386 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T958 | PUT | 1,100 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 13,095 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,250 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 107,276 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOES JEANS INC | 47777N101 | COM | 23,568 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N955 | COM | 3,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 1,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENVEC INC NEW | 37246C307 | cs | 19,461 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 8,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YONGYE INTERNATIONAL INC | 98607B906 | Cmn | 4,100 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 7,300 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 2,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 22,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 1,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 27,586 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 36,522 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461200 | COM | 2,308 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE PHARMACEUTICALS INC | 12738T900 | Cmn | 3,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC COMMON STOCK | 80517Q950 | Cmn | 39,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R905 | Cmn | 3,200 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L903 | Cmn | 12,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COMMON STOCK | 617700909 | Cmn | 300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 1,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 11,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638959 | Cmn | 2,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP | 337915952 | COM | 1,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,050 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P909 | CALL | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 4,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P959 | COM | 1,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 13,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223904 | COM | 1,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 3,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271950 | PUT | 2,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICEMAX INC DEL | 67622P101 | COM | 1,787 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 18,175 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON REIT | 939653901 | COM | 900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 10,703 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 12,003 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE9 LTD | 88337K104 | ADR | 9,735 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 11,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 6,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOSTER L B CO | 350060909 | COM | 500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 340 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 29,218 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 943 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,150 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 11,656 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 11,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 4,800 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSUITE INC | 64118Q107 | COM | 204 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 16,679 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 22,548 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUPATHE INC | 67059M100 | COM | 9,044 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592200 | CMN | 14,710 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692953 | COM | 1,100 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSCAPE INC | 37940G109 | COM | 14,050 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 1,700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AARON RENTS INC | 002535950 | Cmn | 800 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271958 | Cmn | 2,400 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY ONE INC CMN STOCK | 294752900 | Cmn | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W952 | Cmn | 3,700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D950 | COM | 17,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 207 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPIRA INC | 441060100 | COM | 543 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY CO | 579489105 | CL A | 7,066 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 9,270 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 16,961 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 9,533 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGO GROUP INC | G22538105 | ORD SHS | 8,980 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y123 | SHS | 11,549 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HOLDINGS INC | 46118H904 | Cmn | 2,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIHUA INTERNATIONAL INC | 532352901 | Cmn | 4,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U902 | Cmn | 3,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 6,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDUSTRIES INT'L COMMON STOCK | 868168905 | Cmn | 1,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE INC | 09746Y955 | Cmn | 1,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639908 | Cmn | 10,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102957 | Cmn | 1,100 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743907 | Cmn | 1,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 10,375 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SHENGDA PACKAGING GROU | 16950V107 | COM | 18,113 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS & MAYORS INC | 090881103 | CL A VTG | 11,796 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 57,969 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 364 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 13,711 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794907 | COM | 2,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP | 49446R909 | COM | 1,000 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 2,800 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382906 | COM | 1,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,949 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 31,407 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASCADE BANCORP | 147154207 | COM | 3,396 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITALSOURCE INC | 14055X952 | COM | 1,700 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRI-TECH HOLDING | G9103F106 | SHS | 13,659 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 17,978 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VESTIN RLTY MTG II INC | 92549X201 | COM NEW | 11,696 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 27,193 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 16,090 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665909 | Cmn | 7,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS INC CMN STK | 464592904 | Cmn | 2,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 3,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC COMMON STOCK | 020520952 | Cmn | 2,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 19,695 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 7,700 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC CMN STOCK | 589499952 | Cmn | 7,600 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903100 | COM | 2,732 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 11,138 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,083 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 2,800 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013952 | ORD | 4,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROGRESSIVE CORP | 743315953 | COM | 700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 3,600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 2,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 16,154 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P203 | COM NEW | 13,366 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 42,132 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIVE GROUP INC | 45170X106 | COM | 27,272 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 10,259 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 88,197 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 805 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 16,269 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINANCIAL INC | 55272X902 | COM | 2,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 21,584 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGA TRONICS INC | 375175106 | COM | 15,613 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 15,163 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 11,410 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS | G20045952 | Cmn | 3,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC CMN STOCK | 75605L958 | Cmn | 2,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306906 | Cmn | 19,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B958 | Cmn | 9,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 4,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP CMN STK | 171046955 | Cmn | 2,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 5,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265954 | Cmn | 1,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 14,246 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A909 | CALL | 1,400 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,216 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 282 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 291 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 642 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 14,053 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 6,403 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND C T I LTD | M70240102 | ORD | 10,754 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X958 | COM CL A | 1,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 1,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 11,034 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 566 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 2,524 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHWAYS INC | 422245100 | COM | 975 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 9,462 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 11,703 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 17,056 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 2,011 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOOPER HOLMES INC | 439104100 | COM | 39,108 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,960 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 37,207 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 11,607 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155903 | COM | 1,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 37,699 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTS INC NEV COM | 62943b105 | COM | 11,113 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHYRONHEGO CORP | 171607104 | COM | 12,103 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 4,003 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 12,468 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 14,123 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 5,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVIENT PHARMACEUTICALS INC COMMON STOCK | 80517Q900 | Cmn | 29,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 4,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 7,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 3,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC CORP CMN STK | 835451955 | Cmn | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC CMN STOCK | 249908954 | Cmn | 2,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC CMN STK | 69329Y954 | Cmn | 2,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 3,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 11,351 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T901 | COM | 8,600 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RBA 231215C00060000 | 767744905 | CALL | 900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 7,436 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 1,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498955 | PUT | 900 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 7,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Almaden Minerals Ltd | 020283107 | COM | 12,433 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,816 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BULL RES INC | 827458100 | COM | 48,360 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 1,490 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 12,200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 8,697 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 13,864 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 29,882 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 13,362 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 19,791 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 43,735 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 11,233 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 10,009 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCG CAPITAL CORP CMN STOCK | 58047P957 | Cmn | 3,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 2,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 1,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH DEL INC | 101388956 | COM | 600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XYRATEX LTD COMMON STOCK | G98268908 | Cmn | 1,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 14,400 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 700 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 8,988 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W908 | CALL | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC | 57686G955 | PUT | 600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 8,383 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G III APPAREL GROUP LTD | 36237H901 | COM | 300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTIVE NETWORK INC | 00506D100 | COM | 1,093 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTUANT CORP | 00508X203 | CL A NEW | 417 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q107 | COM | 4,420 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 10,431 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTERNATIONAL INC COMMON STOCK | 12802T951 | Cmn | 7,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932957 | Cmn | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 4,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN HOLDINGS INC | 419879901 | Cmn | 2,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 11,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 4,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LIMITED COM STK | Y2711Y904 | Cmn | 16,500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 5,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELTEK LTD | M40184109 | ORD | 12,155 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RAILCAR INDS INC | 02916P953 | COM | 400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST CMNTYS INC | 13466Y905 | CALL | 1,500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607957 | PUT | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885952 | CL A | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 3,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 7,645 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 14,450 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 6,400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONDE RESOURCES CORP | 835426107 | COM | 15,725 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 2,894 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 27,767 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P952 | COM | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627954 | COM | 500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISLE OF CAPRI CASINOS INC CMN STK | 464592954 | Cmn | 2,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N957 | Cmn | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T956 | Cmn | 1,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 17,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 5,800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F909 | COM | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745901 | COM | 18,500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 518 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 19,651 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 15,594 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL | 712704955 | COM | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 10,168 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAEGIS INC | 233720101 | COM | 15,149 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 14,094 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515908 | Cmn | 7,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 2,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 2,600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 6,900 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728956 | Cmn | 700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 1,300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 10,900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743957 | Cmn | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N959 | Cmn | 2,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASIAINFO-LINKAGE INC | 04518A954 | Cmn | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDUSTRIES INC CMN STK | 046224901 | Cmn | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375958 | Cmn | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 3,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 53,449 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 17,921 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M903 | COM | 7,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 659 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 7,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952900 | CALL | 4,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 458 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 510728108 | COM | 33,279 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 223 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 2,537 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 26,133 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSONICS CORP | 456784107 | COM | 27,262 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868907 | COM | 5,900 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030907 | COM | 300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNIGHT TRANSPORTATION INC | 499064953 | COM | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 18,865 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 11,796 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 20,298 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 3,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 4,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEWART ENTERPRISES -CL A CMN STK | 860370955 | Cmn | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 4,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 6,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P904 | Cmn | 39,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 2,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP COMMON STOCK | 91688T904 | Cmn | 13,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F959 | COM | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 5,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 1,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954956 | Cmn | 2,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,374 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328907 | CALL | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908958 | COM | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459958 | COM | 1,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495952 | COM | 300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864957 | PUT | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 5,977 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELTI PLC ST HELIER | G93285107 | SHS | 32,308 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 5,965 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 43,030 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIME ENERGY CO | 53261U205 | COM NEW | 24,271 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P903 | COM | 300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tasman Metals Ltd | 87652B103 | COM | 13,921 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 10,960 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP | 46113M958 | Cmn | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 3,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515958 | Cmn | 6,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP CMN STK | 091826907 | Cmn | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 6,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 4,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916957 | Cmn | 3,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC CMN STOCK | 698657903 | Cmn | 1,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q908 | CALL | 1,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 170 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 166 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESCO INC | 371532102 | COM | 167 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 398 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 5,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARINEMAX INC | 567908908 | COM | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 16,109 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 781 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,098 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 121 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 5,350 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 16,392 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 1,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664908 | COM | 1,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T952 | COM | 2,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP | 228803102 | COM | 9,552 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 25,902 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC CMN STK | 185860903 | Cmn | 7,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R904 | Cmn | 5,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP CMN STK | 229669956 | Cmn | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 27,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SR LIVING CORP | 140475904 | COM | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N952 | CL A | 4,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUEST RARE MINERALS LTD | 74836T901 | Cmn | 12,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 162 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 250 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INDL RLTY TR INC | 32054K903 | COM | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPAM SYS INC | 29414B954 | COM | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,268 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 17,285 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC | 57686G905 | CALL | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATERION CORP | 576690901 | COM | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 751 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSD MEDICAL CORP | 055662100 | COM | 7,016 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED DEVICE TECH INC | 458118956 | COM | 1,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442503 | COM | 13,153 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 5,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 2,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 1,700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 14,692 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLE REAL ESTATE INVESTMENT | 19329V905 | Cmn | 800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 713 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013902 | ORD | 2,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H907 | COM | 400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 1,229 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755958 | PUT | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 446 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 19,925 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,273 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N305 | COM NEW | 8,223 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 21,318 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 25,009 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 10,843 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVESTMENT GRP-CL A | 34958B956 | COM | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603956 | COM | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 2,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009577 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-001284 | added | 2014-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-005327 | added | 2014-05-09 | acceptance time not in the bulk data set |