13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 5,979 holding rows worth $152,439,593,000.
- Accession
- 0000950123-13-009529
- Filer
- CIK 820027
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 8,892 entries on the cover page, a total value of $152,439,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,439,593,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAVEN INDS INC COM | 754212108 | Stock | 139,967 | $4,578,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 82,771 | $4,575,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 119,757 | $4,573,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 3,075,000 | $4,569,000 | thousands by filing date | principal |
| G & K SVCS INC | 361268105 | CL A | 75,643 | $4,568,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 243,188 | $4,568,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 4,163,000 | $4,550,000 | thousands by filing date | principal |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 331,853 | $4,542,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 673,583 | $4,541,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,200,000 | $4,540,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 51,291 | $4,523,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 84,976 | $4,520,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 413,074 | $4,511,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 150,597 | $4,496,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 51,679 | $4,480,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 106,526 | $4,473,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 74,129 | $4,464,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 167,103 | $4,454,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 223,956 | $4,443,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 182,017 | $4,437,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 322,607 | $4,436,000 | thousands by filing date | |
| Synovus 7.875. QDI BB- Called | 87161c402 | PFD | 168,000 | $4,436,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 153,037 | $4,434,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 225,780 | $4,430,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 121,613 | $4,428,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 284,279 | $4,403,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 246,453 | $4,391,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,804,000 | $4,388,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,329,000 | $4,385,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 3,180,000 | $4,378,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 137,366 | $4,374,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 127,656 | $4,369,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 288,957 | $4,366,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 91,524 | $4,358,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 95,041 | $4,357,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 154,308 | $4,348,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 344,466 | $4,340,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 415,988 | $4,326,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 179,911 | $4,323,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 367,156 | $4,322,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 89,109 | $4,319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 80,307 | $4,318,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 291,405 | $4,313,000 | thousands by filing date | |
| RESMED INC-CDI | 761152990 | COM | 816,866 | $4,305,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 108,969 | $4,301,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 277,248 | $4,295,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 185,720 | $4,292,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 335,106 | $4,269,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 367,374 | $4,258,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 224,722 | $4,251,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 148,329 | $4,251,000 | thousands by filing date | |
| Molina Healthcare Inc. | 60855RAB6 | CONV | 3,965,000 | $4,247,000 | thousands by filing date | principal |
| DEVRY INC DEL | 251893103 | COM | 138,747 | $4,239,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 99,097 | $4,225,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,061,219 | $4,192,000 | thousands by filing date | |
| UAL CORP | 902549AH7 | CONV BND | 3,887,000 | $4,184,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704105 | COM | 170,673 | $4,181,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 213,766 | $4,178,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 149,959 | $4,169,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 42,019 | $4,165,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 294,260 | $4,163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 59,524 | $4,163,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 99,371 | $4,159,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 194,656 | $4,144,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 96,684 | $4,141,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 77,985 | $4,141,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 1,437,591 | $4,139,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 94,538 | $4,135,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 361,825 | $4,132,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 188,417 | $4,119,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 50,344 | $4,109,000 | thousands by filing date | |
| FXCM Inc. | 302693AA4 | CONV | 3,474,000 | $4,101,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 58,876 | $4,100,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 36,875 | $4,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 93,760 | $4,062,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 50,240 | $4,050,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 53,091 | $4,033,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 46,770 | $4,030,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 272,827 | $4,018,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 233,183 | $4,003,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 184,565 | $4,002,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 271,244 | $3,987,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 82,424 | $3,982,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 483,526 | $3,979,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 172,865 | $3,975,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 102,780 | $3,960,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 158,522 | $3,955,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 89,569 | $3,940,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 108,562 | $3,929,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 99,117 | $3,929,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 195,707 | $3,902,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 206,908 | $3,887,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 1,689,000 | $3,877,000 | thousands by filing date | principal |
| MAGNIT OJSC-SPON GDR REGS | B2QKYZ099 | COM | 62,742 | $3,874,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAA1 | CONV BND | 3,273,000 | $3,869,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 52,917 | $3,865,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 167,874 | $3,858,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 74,493 | $3,857,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 218,787 | $3,854,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 240,305 | $3,852,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 37,095 | $3,849,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 27,617 | $3,844,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 67,934 | $3,844,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 60,256 | $3,825,000 | thousands by filing date | |
| Move, Inc. | 62458MAA6 | CONV | 3,300,000 | $3,819,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 118,944 | $3,813,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 148,323 | $3,807,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,961,000 | $3,800,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 146,130 | $3,793,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AF6 | CONV BND | 3,274,000 | $3,793,000 | thousands by filing date | principal |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 73,453 | $3,791,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 226,975 | $3,791,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 55,710 | $3,787,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 242,252 | $3,785,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 118,884 | $3,775,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 199,248 | $3,773,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 78,363 | $3,770,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 489,412 | $3,763,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 168,817 | $3,754,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 84,472 | $3,754,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 366,342 | $3,748,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882205 | CONV PRF | 29,870 | $3,746,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 297,377 | $3,737,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 161,957 | $3,736,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 80,701 | $3,730,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 226,066 | $3,729,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,283,000 | $3,727,000 | thousands by filing date | principal |
| AFFYMETRIX INC | 00826T108 | COM | 600,678 | $3,725,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 457,549 | $3,715,000 | thousands by filing date | |
| Spansion LLC | 84649PAK1 | CONV | 3,800,000 | $3,706,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 153,924 | $3,690,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 269,363 | $3,690,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 55,941 | $3,681,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 162,888 | $3,681,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 220,459 | $3,670,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 200,742 | $3,653,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 697,986 | $3,637,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 50,557 | $3,632,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 158,004 | $3,631,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 153,396 | $3,625,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 186,734 | $3,614,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 54,279 | $3,598,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 1,144,920 | $3,594,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 97,401 | $3,592,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 37,914 | $3,582,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 282,670 | $3,581,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 135,971 | $3,573,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 5,596 | $3,570,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 237,844 | $3,568,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,459,000 | $3,567,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 91,765 | $3,560,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 45,251 | $3,542,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 59,463 | $3,537,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 27,790 | $3,534,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 114,784 | $3,531,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 33,669 | $3,518,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 119,245 | $3,511,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 271,731 | $3,505,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 110,800 | $3,504,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 98,386 | $3,500,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 586,486 | $3,494,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 32,053 | $3,491,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 359,357 | $3,484,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 163,718 | $3,483,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 159,493 | $3,480,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 493,941 | $3,473,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 56,566 | $3,451,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 107,660 | $3,449,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 142,337 | $3,447,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 64,489 | $3,447,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 64,489 | $3,441,000 | thousands by filing date | |
| HALYK SAVING-GDR | 46627J302 | COM | 435,268 | $3,439,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 41,107 | $3,432,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 189,200 | $3,432,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 307,631 | $3,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 46,140 | $3,413,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 739,908 | $3,412,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 153,289 | $3,405,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 50,103 | $3,400,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 114,506 | $3,395,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,960,000 | $3,394,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 52,291 | $3,391,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 154,929 | $3,387,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 222,284 | $3,373,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 177,612 | $3,370,000 | thousands by filing date | |
| KASIKORNBANK PCL-NVDR | 636476699 | COM | 602,000 | $3,370,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 118,244 | $3,367,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 125,225 | $3,367,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AA8 | NOTE 3.25% 2/1/19 | 1,662,000 | $3,362,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 39,179 | $3,357,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 129,098 | $3,351,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 1,684,000 | $3,348,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 446,439 | $3,344,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 83,707 | $3,332,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 54,319 | $3,329,000 | thousands by filing date | |
| RAMBUS INC | 750917AD8 | CONV BND | 3,200,000 | $3,329,000 | thousands by filing date | principal |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 10,400 | $3,328,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 206,239 | $3,315,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 493,333 | $3,310,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 52,186 | $3,306,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 231,902 | $3,304,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 82,089 | $3,304,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 514,936 | $3,301,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,398,000 | $3,295,000 | thousands by filing date | principal |
| ASSURANT INC COM | 04621X108 | Stock | 60,872 | $3,294,000 | thousands by filing date | |
| VANTAGE DRILLING CO. | 92209XAA1 | CONV BND | 3,126,000 | $3,294,000 | thousands by filing date | principal |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 162,988 | $3,289,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 195,618 | $3,282,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 190,989 | $3,282,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 184,558 | $3,279,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 62,959 | $3,279,000 | thousands by filing date | |
| Shutterfly, Inc. | 82568PAA4 | CONV | 2,976,000 | $3,270,000 | thousands by filing date | principal |
| VERTEX PHARMACEUTICALS | 38147M402 | CONV PRF | 43,390 | $3,265,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,913,000 | $3,254,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 225,510 | $3,253,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 101,388 | $3,243,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 52,612 | $3,238,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 46,389 | $3,237,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 139,959 | $3,233,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 194,541 | $3,223,000 | thousands by filing date | |
| INTERPUBLIC GROUP OF CO INC | 460690803 | CONV PRF | 2,400 | $3,216,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 95,028 | $3,207,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,206,000 | $3,191,000 | thousands by filing date | principal |
| PULTE GROUP INC COM | 745867101 | Stock | 192,660 | $3,184,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 119,435 | $3,183,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 251,990 | $3,183,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 127,050 | $3,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 96,753 | $3,182,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 102,603 | $3,181,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 72,117 | $3,180,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 50,396 | $3,178,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 43,902 | $3,175,000 | thousands by filing date | |
| M&T BANK CORP | 55261F708 | PFD | 3,165 | $3,173,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 107,177 | $3,156,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 95,631 | $3,125,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 103,831 | $3,116,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 109,209 | $3,096,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 112,032 | $3,085,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 215,445 | $3,083,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 157,995 | $3,077,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 78,681 | $3,074,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 196,355 | $3,059,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 52,041 | $3,056,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 176,384 | $3,043,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 98,674 | $3,042,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 487,459 | $3,032,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 2,783,000 | $3,025,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 146,303 | $3,010,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 58,058 | $3,007,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 45,981 | $2,994,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 46,110 | $2,991,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 194,633 | $2,981,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 113,492 | $2,976,000 | thousands by filing date | |
| HOME INNS & HOTELS MANAGEMENT | 43713WAA5 | CONV BND | 3,148,000 | $2,973,000 | thousands by filing date | principal |
| BELO CORP | 080555105 | COM SER A | 216,476 | $2,967,000 | thousands by filing date | |
| JAMES HARDIE INDUSTRIES-CDI | 470123993 | COM | 297,679 | $2,965,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 78,070 | $2,962,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 676,048 | $2,960,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 2,139,878 | $2,953,000 | thousands by filing date | |
| UNIBET GROUP PLC-SDR | X9415A101 | COM | 73,521 | $2,952,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 62,385 | $2,951,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 95,624 | $2,950,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 51,719 | $2,950,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,605,000 | $2,942,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 49,449 | $2,937,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 21,099 | $2,935,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 117,425 | $2,927,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 135,782 | $2,924,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 76,591 | $2,918,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 7,071 | $2,918,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 164,204 | $2,917,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 40,467 | $2,916,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 134,701 | $2,914,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 129,497 | $2,908,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 37,722 | $2,903,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 159,040 | $2,899,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 62,721 | $2,887,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 44,604 | $2,881,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 34,876 | $2,878,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 72,597 | $2,863,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 358,245 | $2,859,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 463,345 | $2,859,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 357,298 | $2,856,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 58,186 | $2,848,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 588,918 | $2,845,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 77,324 | $2,838,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 94,899 | $2,836,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 128,642 | $2,831,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 141,172 | $2,824,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 339,623 | $2,812,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 115,895 | $2,807,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 58,360 | $2,804,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 100,105 | $2,799,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 101,480 | $2,774,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 99,379 | $2,769,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 86,505 | $2,768,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | BCGCR5793 | COM | 227,200 | $2,758,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 95,771 | $2,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 42,833 | $2,721,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 174,193 | $2,719,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 150,889 | $2,718,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 87,309 | $2,711,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 60,337 | $2,708,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 1,385,938 | $2,703,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 41,670 | $2,696,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,127 | $2,687,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 142,213 | $2,678,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 189,661 | $2,661,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 312,942 | $2,657,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,106,000 | $2,644,000 | thousands by filing date | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 77,653 | $2,633,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 268,595 | $2,619,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 105,118 | $2,616,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 300,741 | $2,610,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 85,196 | $2,607,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 60,271 | $2,606,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 64,520 | $2,595,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 96,199 | $2,590,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 113,073 | $2,587,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 81,188 | $2,582,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 327,845 | $2,574,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 460,323 | $2,574,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 76,513 | $2,573,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 284,819 | $2,561,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 258,050 | $2,560,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 54,958 | $2,556,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 133,828 | $2,552,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 67,436 | $2,549,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 79,387 | $2,545,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 50,010 | $2,545,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 176,146 | $2,534,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 52,993 | $2,525,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 202,730 | $2,521,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 113,961 | $2,514,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 192,791 | $2,504,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 27,841 | $2,497,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 148,970 | $2,488,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 140,785 | $2,467,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 43,960 | $2,457,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 348,157 | $2,437,000 | thousands by filing date | |
| SILVER PEAKS SYSTEMS | 82899H930 | CONV PRF | 2,620,545 | $2,437,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 67,571 | $2,435,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 22,718 | $2,434,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 316,559 | $2,434,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 46,221 | $2,431,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 63,831 | $2,431,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 181,273 | $2,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 64,583 | $2,419,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 91,237 | $2,415,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 161,288 | $2,408,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 55,032 | $2,398,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 39,943 | $2,395,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 62,556 | $2,394,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 92,857 | $2,393,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 302,015 | $2,374,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 94,335 | $2,371,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,120 | $2,369,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 41,944 | $2,367,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 286,834 | $2,362,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 199,131 | $2,361,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 357,028 | $2,360,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 43,713 | $2,357,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 35,573 | $2,356,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 79,208 | $2,354,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 712,534 | $2,351,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 19,738 | $2,350,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 127,507 | $2,341,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 39,948 | $2,336,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 265,310 | $2,334,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,332,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 75,075 | $2,327,000 | thousands by filing date | |
| MGC | 921910873 | COM | 40,290 | $2,320,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 195,110 | $2,318,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 59,030 | $2,317,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 59,045 | $2,317,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,233,000 | $2,307,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS INC | 868459AA6 | NOTE 7.5% 5/1/19 | 1,646,000 | $2,306,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 71,272 | $2,299,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 411,743 | $2,297,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 44,945 | $2,294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 101,014 | $2,283,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 48,263 | $2,280,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 93,276 | $2,269,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 50,422 | $2,259,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 123,004 | $2,258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 197,426 | $2,234,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 118,512 | $2,232,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 48,196 | $2,229,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 175,820 | $2,224,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 96,446 | $2,219,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 157,678 | $2,217,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 39,487 | $2,213,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 92,410 | $2,209,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 47,685 | $2,208,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 128,223 | $2,208,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 204,752 | $2,206,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 47,427 | $2,196,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 807,031 | $2,195,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 84,369 | $2,194,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 65,341 | $2,185,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 174,497 | $2,181,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 86,171 | $2,177,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 126,282 | $2,176,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 382,735 | $2,175,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 47,556 | $2,167,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 172,391 | $2,161,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 70,770 | $2,161,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 308,414 | $2,159,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 118,048 | $2,147,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 165,981 | $2,145,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 67,528 | $2,142,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 47,162 | $2,138,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 188,229 | $2,130,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 90,375 | $2,123,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 68,784 | $2,108,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 513,149 | $2,108,000 | thousands by filing date | |
| ISHARES TARGET DATE 2015 INDEX FUND | 464289305 | ETF | 57,491 | $2,104,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 54,442 | $2,101,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,132 | $2,099,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 147,902 | $2,096,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 227,952 | $2,093,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 109,784 | $2,091,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 329,356 | $2,081,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,582 | $2,080,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,770 | $2,079,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,732,848 | $2,078,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 70,872 | $2,075,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 56,388 | $2,072,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 102,774 | $2,067,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 17,391 | $2,065,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 359,068 | $2,065,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 77,970 | $2,064,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 131,608 | $2,060,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 27,216 | $2,055,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 634,003 | $2,053,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 105,191 | $2,047,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 18,933 | $2,045,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 24,214 | $2,043,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 25,740 | $2,040,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 15,888 | $2,035,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 487,432 | $2,034,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 1,565,000 | $2,034,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 38,665 | $2,030,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 19,837 | $2,026,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 104,157 | $2,024,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 59,995 | $2,022,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 293,243 | $2,017,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 161,774 | $2,015,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 335,315 | $2,012,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 59,760 | $2,008,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 19,879 | $2,003,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 97,189 | $2,002,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 18,374 | $2,000,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 677,018 | $1,997,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 666,080 | $1,993,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 44,232 | $1,985,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 46,887 | $1,976,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 110,844 | $1,976,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 526,436 | $1,974,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 475,000 | $1,970,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 270,014 | $1,969,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 72,455 | $1,969,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 390,854 | $1,969,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 46,386 | $1,962,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 30,145 | $1,960,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 47,813 | $1,958,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 300,920 | $1,956,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 94,546 | $1,950,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 89,787 | $1,947,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 129,518 | $1,945,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 106,508 | $1,944,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 149,694 | $1,938,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 125,337 | $1,933,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 97,200 | $1,932,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 51,118 | $1,932,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 50,022 | $1,931,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 24,988 | $1,924,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 116,012 | $1,918,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 103,266 | $1,917,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 45,940 | $1,908,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 82,273 | $1,907,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 93,052 | $1,907,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 37,064 | $1,899,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 127,181 | $1,899,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 83,720 | $1,890,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 155,547 | $1,887,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 183,223 | $1,884,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 42,623 | $1,879,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 41,549 | $1,877,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 78,978 | $1,862,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 299,545 | $1,846,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 59,812 | $1,842,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 42,527 | $1,835,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 142,041 | $1,833,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 200,795 | $1,830,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 113,161 | $1,829,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 22,356 | $1,825,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 150,512 | $1,822,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 123,594 | $1,816,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 22,511 | $1,797,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009529 | this filing | 2013-11-14 | acceptance time not in the bulk data set |