13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 5,979 holding rows worth $152,439,593,000.
- Accession
- 0000950123-13-009529
- Filer
- CIK 820027
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 8,892 entries on the cover page, a total value of $152,439,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,439,593,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60 | $1,000 | thousands by filing date | |
| ATP OIL & GAS CORP | 00208j108 | COM | 28,260 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 21 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 118 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 17 | $1,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEP CORP NT 7. | 812404507 | PREFERR | 100 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 145 | $1,000 | thousands by filing date | |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 83 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 400 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 500 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 25 | $1,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 70 | $1,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 86 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,060 | $1,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 82 | $1,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 772 | $1,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 500 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 280 | $1,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 713 | $1,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 500 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,545 | $1,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 500 | $1,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 75 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 455 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 160 | $1,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 33 | $1,000 | thousands by filing date | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 875 | $1,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 294 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 280 | $1,000 | thousands by filing date | |
| ORIFLAME COSMETICS | 686194200 | Common Stock | 47 | $1,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 26 | $1,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 890 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $1,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 270 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 70 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $1,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 250 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 391 | $1,000 | thousands by filing date | |
| MAGNUM HUNTER RES 13WTS | 55973G119 | wt | 133,304 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 333 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 530 | $1,000 | thousands by filing date | |
| MAGYAR TELEKOM TELE-SPON ADR | 559776109 | ADR | 91 | $1,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 59 | $1,000 | thousands by filing date | |
| Paid Inc | 69561N204 | COM | 8,900 | $1,000 | thousands by filing date | |
| LADBROKES PLC-ADR | 505730101 | COM | 465 | $1,000 | thousands by filing date | |
| POLYUS GOLD INTL -SPN GDR | 73180Y203 | COM | 381 | $1,000 | thousands by filing date | |
| CATHAY PAC AIRWAYS-SPONS ADR | 148906308 | COM | 109 | $1,000 | thousands by filing date | |
| COBHAM PLC-UNSPON ADR | 19089R104 | COM | 90 | $1,000 | thousands by filing date | |
| JAPAN STEEL WORKS-UNSPON ADR | 471100206 | COM | 63 | $1,000 | thousands by filing date | |
| SPENDSMART PAYMENTS | 848324208 | COM | 666 | $1,000 | thousands by filing date | |
| INVENSYS PLC -SPON ADR | 461204307 | COM | 160 | $1,000 | thousands by filing date | |
| AES TIETE SA-ADR PREF | 00808P108 | COM | 127 | $1,000 | thousands by filing date | |
| INMARSAT PLC ADR | 45772S109 | COM | 98 | $1,000 | thousands by filing date | |
| INMUEBLES CARSO SAB-LEV1-ADR | 45778R105 | COM | 145 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP | Y8162K105 | COM | 57 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A403 | PRF | 25 | $1,000 | thousands by filing date | |
| ARCHER LTD | G0451H109 | COM | 575 | $1,000 | thousands by filing date | |
| NEPTUNE ORIENT LINES-SP ADR | 640773206 | COM | 425 | $1,000 | thousands by filing date | |
| TEIJIN LTD-UNSPONSORED ADR | 879063204 | COM | 58 | $1,000 | thousands by filing date | |
| SUNERGY INC PAR $.001 | 86732G306 | COM | 1,464,555 | $1,000 | thousands by filing date | |
| BHM TECHNOLOGIES LLC | 059998948 | COM | 151,041 | $1,000 | thousands by filing date | |
| MTR CORP LTD-ADR | 553768300 | COM | 15 | $1,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $1,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 314 | $1,000 | thousands by filing date | |
| ZTE CORP-UNSPON ADR | 98878Q105 | COM | 260 | $1,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-17 | 21988K404 | PRF | 60 | $1,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 61 | $1,000 | thousands by filing date | |
| KOBE STEEL LTD-SPONS ADR | 499892107 | COM | 145 | $1,000 | thousands by filing date | |
| READERS DIGEST ASSN INC | BAX3940K3 | COM | 26,729 | $1,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397C64 | WT | 2,034 | $1,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 159 | $1,000 | thousands by filing date | |
| APERAM-NY REGISTRY SHARES | 03754H104 | COM | 111 | $1,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 9 | $1,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 10 | $1,000 | thousands by filing date | |
| Axis Capital 6.875% Cl 4/17 QD | g0692u307 | PFD | 22 | $1,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 46 | $1,000 | thousands by filing date | |
| VIRTRA SYSTEMS INC | 92827K103 | COM | 17,000 | $1,000 | thousands by filing date | |
| ROYAL & SUN ALLIANCE ADR | 74971A107 | ADR | 127 | $1,000 | thousands by filing date | |
| SHANDONG WEIGAO GP ADR | 81941W101 | COMMON | 153 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 38 | $1,000 | thousands by filing date | |
| SM INVTS CORP ADR | 78455R205 | COM | 160 | $1,000 | thousands by filing date | |
| TOUCHSTONE EXPL INC NEW COM | 71647M101 | Common Stock | 1,960 | $1,000 | thousands by filing date | |
| LEAP US 10/19/13 C18 | CM0018951 | OPT | 559 | $1,000 | thousands by filing date | call |
| GNW US 10/19/13 P11 | CM0019694 | OPT | 340 | $1,000 | thousands by filing date | put |
| T US 10/19/13 C36 | CM0019819 | OPT | 385 | $1,000 | thousands by filing date | call |
| T US 10/19/13 C35 | CM0019827 | OPT | 193 | $1,000 | thousands by filing date | call |
| BRAZIL MINERALS INC | 105861108 | COM | 5,000 | $1,000 | thousands by filing date | |
| WORLDCOM INC GA NEW | 98157D106 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZANO S A SPON ADS | 86959K105 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMMIN JAVA CORP | 470751108 | COM | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDK Corp | 872351408 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLUTIA INC | 834376105 | COMMON STOCK | 1,552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDCOM INC | 98157D304 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 3,153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMI GROUP INC | 69344M101 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 134,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 6,332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASKMENOW INC | 045188109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMDISCO HOLDING CO | 200334118 | COMMON STOCK | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 352 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 5,867 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Res Enterprise Ltd | 16940R109 | USD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUSQVARNA AB ADR | 448103101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST JAPAN RAILWAY-UNSP ADR | 953432101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELE2 AB B UNSPON ADR | 87952P307 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 375,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Myrexis Inc | 62856H107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED ENERGETICS INC | 03819M106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUE YUEN INDUSTRIAL | 988415105 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTICAL COMPUTER SYSTEMS INC | 92532R203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN ENERGY INC | 30024B203 | COMMON STOCK | 1,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT MANAGEMENT GP | 53222E209 | Stock | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION ARCHITECTS CORP COM PAR $0 001 NEW APRIL 2011 | 45669R701 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL MARINE LTD COM | 37944Y106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYI GLASS HLDGS LTD FSPONSORED ADR 1 ADR REPS 20 ORD SHS | 98418R100 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 19,327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 830 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSWEPT ENVIRONMENTAL GROUP INC. | 973812100 | Ordinary Share | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC A XXXREGISTRATION REVOKED BY THE SEC EFF: 05/18/18 | 12507E201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verbund | 92336Y107 | ADR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RESOURCES CORP | 835426107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBITRON INC | 03875Q108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITHFIELD FOODS INC | 832248108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 106,754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE | 685691503 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH GLOBAL N V | N20935206 | SHS NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO! BRANDS INC. | 105666101 | COM | 5,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYGNUS E-TRANSACTION GROUP | 23255V105 | COM | 51,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDHEAD CASINO CORP | 25278S100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 29,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWK HOLDINGS CORP. | 78501P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Panolam Holdings Co | 69860T100 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVATION COMPANIES INC | 66989V107 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGX PETROLEO E GAS PARTICIPACOES S.A. | 670849108 | COMMON | 2,511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING WARRANT | 690742127 | COMMON | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 4,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELONG - ADR | 290138205 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592200 | CMN | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SI FINL GROUP INC MD | 78425V104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA | 060505831 | PFD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELSTER GROUP SE-ADR | 290348101 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 57,216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,813 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP COM | 313549107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HRT Participacoes EM Petroleo | 404275109 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE RESORTS INC | 292052206 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAYMARK HEALTHCARE INC | 389465303 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioject Med Tech Inc | 09059T206 | COM | 6,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXXARO RESOURCES ADR F SPONSOR | 30231d109 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOMLION HEAVY INDU ADRF UNSPO | 98978w101 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMURFIT-STONE CONTAINER CP ESC | 832ESC990 | COMMON STOCK | 1,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telekom Austria AG ADR | 87943Q109 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atmospheric Glow Technologies | 049567100 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYNAS CORP LTD SPONSORED ADR | 551073208 | COM | 890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD ACCESS INC COM | 98141A101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC725 | PRF | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC733 | PRF | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 3,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC774 | PRF | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC816 | PRF | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 126,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GILMAN CIOCIA INC | 375908100 | COM | 2,545 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK GLBL FIN CORP | 514934108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSITIVEID CORP NEW | 73740J308 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESIO AG-UNSPONSORED ADR | 15100H109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP DEL | 180461105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL MOGUL CORP WTS | 313549115 | WT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANGBO PHARMACEUTICALS | 47737R101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD STONE CORP | 680293107 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBOTIC VISION SYSTEM | 771074309 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPICY PICKLE FRANCHISING | 84844T100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAMFORD INDUSTRIAL | 852685205 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WA FUNDING TR III D ESCROW | 939ESC802 | COM | 3,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOT BEDDING SUPER HOLDINGS, A1 | 001993930 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTRAK INC NEW | 163878101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL | 32111B104 | COM | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KWG RESOURCES INC | 48277D205 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAI ELECTRIC PWR-UNS ADR | 484602305 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEDEM PHARMACEUTICALS | 48723P109 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBEL BIOCARE HOLD-UNSP ADR | 65488C107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOMSTORE INC | 77638R108 | COM | 737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAIPEM SPA-UNSPON ADR | 79376W208 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRASBAUGH | 86260A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRIKE AXE INC | 86332J106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGREEN SOLAR INC | 30033R306 | COM | 2,852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS ECON SYSTS | 461990103 | COM | 2,305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | 46299M997 | WT | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN EXPL NEW | 656855202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 1,380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMARITAN PHARMACEUTICLS | 79586Q207 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPC LIQUIDATION INC | 89235J108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSFORM LOGIC CORP NEW | 893658203 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIONVIEW INTL INC NEW | 00506R208 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED OPTICS | 00754V109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOUNCE MOBILE SYSTEMS | 101626109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRLANE MANAGEMENT CORP | 305059107 | COM | 52,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLASHPOINT TECHNOLOGY | 33899A979 | COM | 246,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPION TECH A 4/94 NEW | 809178601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR CHINA LTD-SPONSORED-ADR | 00910M100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWNSHIRE HOLDINGS INC | 116136102 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON TECHNOLOGIES INC | 30609L105 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMILYMART CO LTD-UNSP ADR | 30706U107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SBM OFFSHORE NV-UNSPON ADR | 78404D109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC-SERIES C | 00B8W67B1 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTIMEDIA CONCEPTS WTS | 625447115 | WT | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP ENTERTAINMENT | 89816T202 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UAL CORP | 902549500 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 1,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLE US 10/19/13 P11 | CM0017920 | OPT | 136 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT HOME CORPORATION | 045919AF4 | CONV BND | 4,193,138 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DURA AUTOMOTIVE | 265903104 | COM | 4,127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIGHTS CROSS COMM INC | 405990425 | COM | 302,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANEI CORP | 409998168 | COM | 49,382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROGAS SA-SPONSORED ADR | 591673207 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPF12 2002-2 A ESCROW | 629ESC9J5 | COM | 10,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL STORM | 637882101 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QSGI INC | 74729D106 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BINGO.COM LIMITED | G11152108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIGA LABORATORIES INC | 05155L105 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAY ROAD INC NEW | 06738T201 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYPSO WIRELESS INC | 131720104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP ESCROW 4 | 131ESC9C1 | COM | 29,236,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE TECH COMMNS INC | 270040207 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDASTRADE COM INC | 59563U108 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAM CAPITAL LLC | 749200994 | LP | 3,654,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RS TECHNOLOGIES INC NEW | 74975F201 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP | 081851206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDEN ENERGY CORP PAR | 27944M301 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHTRAC INC | 42226R100 | COM | 534 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEARTLAND OIL & GAS | 42235Q200 | COM | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYSTREAM INC | 75509Q100 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED OAK HEREFORD FARMS | 756790101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY PHARMS INC CHG | 876031204 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKNOWLEDGE CORP | 878919208 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFIX COMMUNICATIONS | 879366102 | COM | 6,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 2,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 80,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERNORTH INDUSTRIES INC | 29275G101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS ENERGY INC-CVO | 743263AA3 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSCIENT PHARMACEUTICA | 68812R303 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SULPHCO INC | 865378103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMCO CORP-UNSPON ADR | 86558P109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIZA TECHNOLOGY INC | 05381A105 | COM | 13,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION INTL HLDGS INC | 05462D101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLR FUNDING INC | 23326Q101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS RREEF REAL EST XXX | 233ESC987 | COM | 1,810 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATANG INTL POWER GEN CO-ADR | 23808Q207 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNE INTERNATIONAL INC | 440591105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON OK OIL | 44667N101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THATLOOK.COM INC + | 883265100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEBUT DIAMONDS INC | 24276X104 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROMAID INTL INC | 44880F109 | COM | 5,775 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIPHI INC NEW | 45168Q204 | COM | 734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTI TECHNOLOGY CORP | 553903105 | COM | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAHANAGAR TELEPHONE-ADR | 559778402 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTAX BRILLIAN CORP | 87163L103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS LIQUID GOLD INC | 810202101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOUND MANAGEMENT | 98211X106 | COM | 1,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ENERGY SVCS NEW | 025642208 | COM | 3,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PHONEMETER | 028870103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RARE EARTHS & | 02916V100 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPERATIVE BANKSHARES | 216844100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MINING CORP | 21751R107 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT WALL BUILDERS LTD | 39136A201 | COM | 2,564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAHAWK DRILLING INC XXX | 812ESC986 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANGRI-LA ASIA LTD SPON ADR | 81942Q103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHANGHAI ELECTRIC-UNSP ADR | 81943J108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIFF DAVIS HOLDINGS INC | 98951V104 | COM | 6,660 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR BANCORP WI INC | 032839102 | COM | 1,124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDROS ISLE DEVELOPMENT | 034535104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIZZLY GOLD CORP | 398693101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO FIN INBURSA-SP ADR O | 40048D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TMM SA-SP ADR A | 40051D303 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINER INTERNATIONAL INC | 824568109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZVELO INC | 989826102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWE MINERAL LP 1/3 OF 1/5 | 996188462 | LP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWE MINERAL LP 2/3 OF 1/5 | 996188470 | LP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEVATIONS/DESIGN INC | 996188538 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHM TECHNOLOGIES EXIT II | BAX39B8V5 | PRF | 1,808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION MEDIA NETWORKS SPEC WTS | BAX39JX24 | WT | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUARIUS PLATINUM-SPON ADR | 03840M208 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTM MEDIA HOLDINGS INC-B | 22944D401 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MEDICAL TECH-SPON ADR | 169483104 | COM | 1,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA WI MAX | 16948L104 | COM | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEELY AUTOMOBILE-UNSPON ADR | 36847Q103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L INTL COMPUTERS INC | 501879100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LL&E ROYALTY TRUST | 502003106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBIOPHARM INC WTS | 641250121 | WT | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROBIOPHARM INC | 641250204 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK INTL COMM GROUP | 64949W109 | COM | 1,219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET SIGNAL INC | 727063109 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOTECH ENERGY LTD-SPON ADR | 829359108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOFRESH HEALTHCARE INC | 82935D109 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKINVISIBLE INC | 830703104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINEYARD NATIONAL CHG | 927426106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY MISSISSIPPI 2051 1ST MTG BN | 29364N835 | PREFERRED STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Arch Capital 6.75% BBB QDI Cl | g0450a204 | PFD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUCTION MILLS INC | 05069J204 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB&T CORPORATION | 054937602 | PFD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy TX 7.875% 06/01/2039 | 29365T203 | Pfd Stk | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPEWELL HLDGS LTD SPONSORED ADR | 439555301 | ADR | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIVS INTELLIMEDIA TECHNOLOGY GROUP INC | 62914U108 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOLR PHARMA INC | 78402X107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY LOUISIANA LLC 1ST MTG | 29364w306 | PFD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCT Group Inc | 62888Q109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALON THERAPEUTICS CVR NEW | 874CNT108 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Paradigm Adv Tech Inc. | 699004107 | COM | 19,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy La Llc 1st Mtg Bd | 29364W603 | Preferred Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIS Capital Holdings Ltd Pfd | G0692U117 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Omthera Pharmaceuticals Inc | 682CVR998 | CS | 367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Entergy Ark Inc 1ST | 29364D753 | Equity | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERGY LO | 29364W405 | Preferred Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILLABONG INTL LTD-UNSP ADR | 090055104 | ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY DEUTSCHLAND AG ADR | 83083B101 | ADR | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOUVEAU HOLDINGS INC | 66979N107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E.NVIZION COMM GROUP LTD | 26874X105 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CL A | 688197102 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL BEST GOLF INC | 52729P105 | COM | 36,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYSWATER URANIUM CORP | 073174203 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 360 GLOBAL WINE CHG | 885573204 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVIDEND & INCOME RTS | 25538A980 | WT | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET MEDIA SVCS INC | 46063V108 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009529 | this filing | 2013-11-14 | acceptance time not in the bulk data set |