13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 5,979 holding rows worth $152,439,593,000.
- Accession
- 0000950123-13-009529
- Filer
- CIK 820027
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 8,892 entries on the cover page, a total value of $152,439,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,439,593,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Limited 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Limited 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 9,575 | $9,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 718 | $9,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 905 | $9,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,215 | $9,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $9,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 960 | $9,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,232 | $9,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 1,116 | $9,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 73 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 427 | $9,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 375 | $9,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,457 | $9,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 693 | $9,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,374 | $9,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,410 | $9,000 | thousands by filing date | |
| VORNADO RLTY L P PINES 7.875%3 | 929043602 | PFD | 350 | $9,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 374 | $9,000 | thousands by filing date | |
| CHINA ST CONST INTL ADRF UNSPO | 16948h103 | ADR | 110 | $9,000 | thousands by filing date | |
| JINPAN INTERNATIONAL LTD | 477391999 | COM | 1,280 | $9,000 | thousands by filing date | |
| NORTEK INC-CW14 | 656559143 | WT | 432 | $9,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 400 | $9,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 921 | $9,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 2,476 | $9,000 | thousands by filing date | |
| VOESTALPINE AG-UNSPON ADR | 928578103 | COM | 920 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 122 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 720 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 800 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 675 | $8,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,581 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 538 | $8,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,000 | $8,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 348 | $8,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 200 | $8,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 417 | $8,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 306 | $8,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 348 | $8,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 356 | $8,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,000 | $8,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,590 | $8,000 | thousands by filing date | |
| SCOR SPONSORED ADR | 80917Q106 | ADR | 2,448 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 519 | $8,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 644 | $8,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,330 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 718 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,479 | $8,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| FIRST PACIFIC CO LTD | 335889200 | COMMON STOCK-FO | 1,450 | $8,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 340 | $8,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 538 | $8,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 317 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,464 | $8,000 | thousands by filing date | |
| CYRELA BRAZIL REALTY-SPO ADR | 23282C401 | COM | 1,047 | $8,000 | thousands by filing date | |
| MALAYAN BANK ADR | 56108H105 | COM | 1,220 | $8,000 | thousands by filing date | |
| SNAM RETE GAS-UNSPONSOR ADR | 78460A106 | COM | 796 | $8,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 236 | $8,000 | thousands by filing date | |
| BANGKOK BANK PUBLIC | 059893107 | Common Stock | 260 | $8,000 | thousands by filing date | |
| LIXIL CORP ADR FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 53931R103 | ADR | 202 | $8,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,865 | $8,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 750 | $8,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 1,792 | $8,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,734 | $8,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 1,064 | $8,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 914 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,160 | $8,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 2,819 | $8,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 6,165 | $8,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 672 | $8,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 98 | $8,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 864 | $8,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,470 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 225 | $8,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,258 | $8,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 387 | $8,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 586 | $8,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 645 | $8,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 3,226 | $8,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 2,735 | $8,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 455 | $8,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 9,143 | $8,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 3,864 | $8,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 4,051 | $8,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 695 | $8,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 306 | $8,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 6,930 | $8,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 357 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 685 | $8,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 625 | $8,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 500 | $8,000 | thousands by filing date | |
| BG&E Cap Trust II 6.20% Prefer | 05541Q206 | PFD | 300 | $8,000 | thousands by filing date | |
| WISCONSIN PUBLIC | 976843300 | PRF | 76 | $8,000 | thousands by filing date | |
| AJINOMOTO INC -UNSPON ADR | 009707100 | COM | 600 | $8,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,173 | $8,000 | thousands by filing date | |
| CORP BACKED TRUST CTFS | 21988K834 | PRF | 340 | $8,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 311 | $8,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 660 | $8,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 2,496 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 203 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 524 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 180 | $7,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 378 | $7,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 606 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 840 | $7,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,087 | $7,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 132 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 700 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 110 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 215 | $7,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 100 | $7,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 335 | $7,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,128 | $7,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 11,394 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,080 | $7,000 | thousands by filing date | |
| SAGE GROUP PLC F | 78663S201 | USD | 334 | $7,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 112 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,161 | $7,000 | thousands by filing date | |
| British Land Co PLC | 110828100 | Common Stock | 706 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 755 | $7,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,893 | $7,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 206 | $7,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 599 | $7,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 3,130 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 179 | $7,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,889 | $7,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 1,009 | $7,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 815 | $7,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 402 | $7,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 610 | $7,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 212 | $7,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 449 | $7,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 202 | $7,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,300 | $7,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 261 | $7,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 2,015 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 95 | $7,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 337 | $7,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 300 | $7,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 530 | $7,000 | thousands by filing date | |
| SONY FINL HLDGS INC ADR | 835707100 | COM | 370 | $7,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 5,022 | $7,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 698 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 231 | $7,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 350 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 300 | $7,000 | thousands by filing date | |
| ASAHI GLASS CO LTD-UNSP ADR | 043393206 | COM | 1,150 | $7,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 325 | $7,000 | thousands by filing date | |
| LEND LEASE CORP LTD-SPON ADR | 526023205 | COM | 700 | $7,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 313 | $7,000 | thousands by filing date | |
| BANK EAST ASIA LTD-SPONS ADR | 061874103 | COM | 1,701 | $7,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 351 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 150 | $7,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 596 | $7,000 | thousands by filing date | |
| MISSISSIPPI POWER CO | 605417773 | PRF | 300 | $7,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 500 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 125 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 118 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,050 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 39 | $6,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 80 | $6,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 971 | $6,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 433 | $6,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 100 | $6,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 374 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 235 | $6,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,203 | $6,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 784 | $6,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 82 | $6,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 427 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 284 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 402 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 282 | $6,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 147 | $6,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 455 | $6,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 907 | $6,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 999 | $6,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,078 | $6,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 100 | $6,000 | thousands by filing date | |
| COMPUTERSHARE LTD SPONS ADR | 20557R105 | COM | 620 | $6,000 | thousands by filing date | |
| MOL HUNGARIAN OIL SP ADR | 608464202 | COM | 146 | $6,000 | thousands by filing date | |
| KAWASAKI HEAVY INDS-SP ADR | 486359201 | COM | 359 | $6,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 418 | $6,000 | thousands by filing date | |
| TERNA SPA UNSPONSORED ADR | 88088L103 | COM | 407 | $6,000 | thousands by filing date | |
| UOL GROUP LIMITED-SP ADR | 91529G105 | COM | 310 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,330 | $6,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 588 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,580 | $6,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 230 | $6,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 296 | $6,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 1,030 | $6,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 559 | $6,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 645 | $6,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 332 | $6,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 225 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 536 | $6,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,720 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 624 | $6,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 4,670 | $6,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 553 | $6,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,057 | $6,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 369 | $6,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 395 | $6,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 623 | $6,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 783 | $6,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,768 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 500 | $6,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 308 | $6,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $6,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 390 | $6,000 | thousands by filing date | |
| PPC LTD | 69354A104 | Common Stock | 978 | $6,000 | thousands by filing date | |
| SHOPRITE HOLDINGS LTD (SHP) | 82510e100 | Common Stock | 187 | $6,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 179 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 100 | $6,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 263 | $6,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 167 | $6,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 300 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 150 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP PFD 1/10 K | 264411760 | PFD | 250 | $6,000 | thousands by filing date | |
| FEDERAL HYDROGENERATING-ADR | 466294105 | COM | 3,701 | $6,000 | thousands by filing date | |
| ACCOR SA-UNSPON ADR | 00435F200 | COM | 676 | $6,000 | thousands by filing date | |
| SHIN ETSU CHEMICAL CO | J72810120 | COM | 100 | $6,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,290 | $6,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 140 | $6,000 | thousands by filing date | |
| PERUSAHAAN GAS NE-UNSPON ADR | 69367P106 | COM | 280 | $6,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 730 | $6,000 | thousands by filing date | |
| BUFFETS RESTAURANTS HOLDINGS | BAX3UNMB3 | COM | 1,071 | $6,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 165 | $5,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 4,286 | $5,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 967 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 240 | $5,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,318 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 823 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 400 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 165 | $5,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 384 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 431 | $5,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 303 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 216 | $5,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 215 | $5,000 | thousands by filing date | |
| JERONIMO MARTINS-UNSPON ADR | 476493101 | COM | 130 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 506 | $5,000 | thousands by filing date | |
| SEIKO EPSON CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 81603X108 | AMERICAN DEPOSITORY | 601 | $5,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 5,450 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 647 | $5,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 580 | $5,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 768 | $5,000 | thousands by filing date | |
| GENTING BERHAD SPONS ADR | 372452300 | COMMON STK | 285 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $5,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,051 | $5,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 1,342 | $5,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 286 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 450 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 288 | $5,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 459 | $5,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 2,618 | $5,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 148 | $5,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 100 | $5,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,426 | $5,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 409 | $5,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,556 | $5,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,912 | $5,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 380 | $5,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 590 | $5,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 164 | $5,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 499 | $5,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 367 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 150 | $5,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 220 | $5,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| ICAP PLC ADR | 450936109 | COM | 441 | $5,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 332 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 111 | $5,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 200 | $5,000 | thousands by filing date | |
| Suez Environment Co. SA | 864691100 | Com | 641 | $5,000 | thousands by filing date | |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 206 | $5,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 490 | $5,000 | thousands by filing date | |
| KENNADY DIAMONDS INC | 489165100 | COM | 960 | $5,000 | thousands by filing date | |
| TRACTEBEL ENERGIA SA-SP ADR | 892360108 | COM | 315 | $5,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 1,496 | $5,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 192 | $5,000 | thousands by filing date | |
| TAISEI CORP-UNSPONSORED ADR | 874018203 | COM | 110 | $5,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 185 | $5,000 | thousands by filing date | |
| NOBEL BIOCARE HOLDING AG-REG | H5783Q130 | COM | 325 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,301 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 300 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $4,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 453 | $4,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,895 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 295 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 164 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 287 | $4,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 54 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 80 | $4,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 419 | $4,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 200 | $4,000 | thousands by filing date | |
| USINAS SIDERURGICAS DE MINAS G | 917302200 | COM | 820 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 60 | $4,000 | thousands by filing date | |
| AGRICULTURAL BK CHINA LTD ADR | 00850M102 | ADR | 360 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,993 | $4,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 99 | $4,000 | thousands by filing date | |
| MARUI LTD-UNSPON ADR | 573814308 | COM | 230 | $4,000 | thousands by filing date | |
| UNITED TRACTORS UNSP | 69367T108 | Common Stock | 152 | $4,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 14,385 | $4,000 | thousands by filing date | |
| NIKON CORP UNSPONSORED ADR | 654111202 | ADR | 205 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 180 | $4,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,110 | $4,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 135 | $4,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,936 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 171 | $4,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 300 | $4,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 205 | $4,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 200 | $4,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,523 | $4,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 278 | $4,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 235 | $4,000 | thousands by filing date | |
| TITAN MEDICAL INC. | 88830X108 | COM | 9,500 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 257 | $4,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 200 | $4,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 300 | $4,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS ADR | 07725Q200 | ADR | 50 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 106 | $4,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 667 | $4,000 | thousands by filing date | |
| TINGYI CAYMAN ISLN-SPON ADR | 887495307 | COM | 70 | $4,000 | thousands by filing date | |
| MAN SE-UNSPONSORED ADR | 561641101 | COM | 345 | $4,000 | thousands by filing date | |
| GRUPO CARSO -SPONS ADR | 400485207 | COM | 340 | $4,000 | thousands by filing date | |
| EXCELSIOR ABSOLUTE RETURN | BRSAUR526 | LP | 2 | $4,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 1,610 | $4,000 | thousands by filing date | |
| G4S PLC UNSPONSORD ADR | 37441W108 | ADR | 197 | $4,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 100 | $4,000 | thousands by filing date | |
| VERESEN INC | 92340R106 | Common/Ordinary | 300 | $4,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 751 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 278 | $3,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 270 | $3,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 690 | $3,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 650 | $3,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 197 | $3,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 60 | $3,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 287 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 192 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 105 | $3,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 379 | $3,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 65 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 43 | $3,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 588 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 418 | $3,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 19 | $3,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 340 | $3,000 | thousands by filing date | |
| TENAGA NASIONAL | 880277108 | Common Stock | 228 | $3,000 | thousands by filing date | |
| GREAT-WEST LIFEC | 39138C106 | COM | 100 | $3,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 108 | $3,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 142 | $3,000 | thousands by filing date | |
| SILEX SYS LTD FSPONSORED ADR 1 ADR REPS 5 ORD SHS | 827046103 | AMERICAN DEPOSITORY | 230 | $3,000 | thousands by filing date | |
| K PLUS S AG | 48265W108 | COMMON STK | 225 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 139 | $3,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 134 | $3,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 229 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 200 | $3,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 131 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 760 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 490 | $3,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 120 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 410 | $3,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 396 | $3,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,092 | $3,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 400 | $3,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 501 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,000 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 100 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 829 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 154 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 200 | $3,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 420 | $3,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 500 | $3,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 65 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 175 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 520 | $3,000 | thousands by filing date | |
| DDR CORP DEPSHS1/20 CLJ | 23317H607 | COMMON | 114 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 200 | $3,000 | thousands by filing date | |
| INTERTAPE POLYMER GROUP INC CMN | 460919103 | Common Stock | 200 | $3,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 790 | $3,000 | thousands by filing date | |
| POWER FINANCIAL CORP | 73927C100 | COM | 90 | $3,000 | thousands by filing date | |
| AMR CORP PINES 7.875% | 001765866 | PRF | 100 | $3,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 135 | $3,000 | thousands by filing date | |
| INVESTOR AB-UNSP ADR | 46145A106 | COM | 200 | $3,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 760 | $3,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 378 | $3,000 | thousands by filing date | |
| EXCEL MARITIME CARRIERS LTD | V3267N107 | COM | 10,160 | $3,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 323 | $3,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 119 | $3,000 | thousands by filing date | |
| BANK OF YOKOHAMA-UNSPON ADR | 066011206 | COM | 127 | $3,000 | thousands by filing date | |
| GREAT WEST LIFECO INC | 39138C809 | PRF | 116 | $3,000 | thousands by filing date | |
| KUMBA IRON ORE LTD-ADR | 50125N104 | COM | 210 | $3,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 104 | $3,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 408 | $3,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,451 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 180 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 862 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 720 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 967 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 62 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 94 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 112 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 170 | $2,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 280 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 178 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 210 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 155 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 50 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 40 | $2,000 | thousands by filing date | |
| FUJITSU LTD ADR NEW | 359590304 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 738 | $2,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 810 | $2,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 90 | $2,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 125 | $2,000 | thousands by filing date | |
| ASX LTD UNSPONSORED ADR | 00212E103 | COM | 50 | $2,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 120 | $2,000 | thousands by filing date | |
| BANK CENTRAL ASIA-UNSPON ADR | 69368G105 | COM | 110 | $2,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 275 | $2,000 | thousands by filing date | |
| PETROSONIC ENERGY INC COM | 71676J102 | COMMON STOCK | 5,000 | $2,000 | thousands by filing date | |
| Sanofi SA | F5548N101 | COM | 15 | $2,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 50 | $2,000 | thousands by filing date | |
| CONSUMERS ENERGY CO | 210518304 | Preferred Share | 26 | $2,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 581 | $2,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 76 | $2,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 101 | $2,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 547 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 349 | $2,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 620 | $2,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 230 | $2,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 123 | $2,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 110 | $2,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 879 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,290 | $2,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 149 | $2,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 181 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 120 | $2,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 358 | $2,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 411 | $2,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 63 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 90 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 970 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 46 | $2,000 | thousands by filing date | |
| DDR CORP DEPOSITARY SH RE | 23317H508 | PFD | 80 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 54 | $2,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 120 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 100 | $2,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 105 | $2,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 100 | $2,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 63 | $2,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 390 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 67 | $2,000 | thousands by filing date | |
| CHINA MINSHENG BKG CORP LTD | 16949T106 | ADR | 140 | $2,000 | thousands by filing date | |
| FEDERAL HOME LOAN MTG | 313400731 | PRF | 250 | $2,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 275 | $2,000 | thousands by filing date | |
| JIANGXI COPPER CO-SPONS ADR | 47737M102 | COM | 30 | $2,000 | thousands by filing date | |
| JOHNSON ELEC HLDG -SPON ADR | 479087207 | COM | 295 | $2,000 | thousands by filing date | |
| OLD MUTUAL PLC-UNSPON ADR | 680031309 | COM | 72 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| EURASIAN NATURAL RES-UNS ADR | 29843V101 | COM | 980 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| DIXONS RETAIL PLC-SP ADR | 255876104 | COM | 665 | $2,000 | thousands by filing date | |
| MINERA FRISCO SAB-LEV1-ADR | 60283E101 | COM | 410 | $2,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| PREMIER OIL PLC-SPONS ADR | 740536107 | COM | 360 | $2,000 | thousands by filing date | |
| TERRA CAP PLC | G8762U107 | COM | 2,000 | $2,000 | thousands by filing date | |
| LINC ENERGY LTD-SPON ADR | 532782109 | COM | 115 | $2,000 | thousands by filing date | |
| LONMIN PLC-SPON ADR | 54336Q203 | COM | 317 | $2,000 | thousands by filing date | |
| MRV ENGENHARIA | 553479106 | COM | 186 | $2,000 | thousands by filing date | |
| GKN PLC - SPONSORED ADR | 361755606 | COM | 398 | $2,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS-ADR | 98386D208 | COM | 441 | $2,000 | thousands by filing date | |
| GRUPO MODELO S.A.B.-SPON ADR | 40051F100 | COM | 20 | $2,000 | thousands by filing date | |
| KONICA MINOLTA INC -UNS ADR | 50048B104 | COM | 120 | $2,000 | thousands by filing date | |
| F&W PUBLICATIONS INC | BAX397BX6 | COM | 3,740 | $2,000 | thousands by filing date | |
| BALFOUR BEAUTY PLC | 05845R306 | ADR | 194 | $2,000 | thousands by filing date | |
| Western Graphite Inc (nv) | 95829V100 | COMMON | 8,500 | $2,000 | thousands by filing date | |
| Canacol Energy Ltd | 134808203 | ADR | 500 | $2,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 27 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 21 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 650 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 215 | $1,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 107 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 140 | $1,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 54 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 50 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 307 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009529 | this filing | 2013-11-14 | acceptance time not in the bulk data set |