13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESCO INTL INC COM | 95082P105 | Stock | 100 | $8,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 162 | $8,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 200 | $8,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 200 | $8,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 300 | $8,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 371 | $8,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 211 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 200 | $8,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 600 | $8,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 400 | $8,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 1,000 | $8,000 | thousands by filing date | call |
| MEXCO ENERGY CORP | 592770101 | COM | 1,296 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 200 | $8,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $8,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 300 | $8,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 878 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $8,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $8,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 300 | $8,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $8,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 200 | $8,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 1,553 | $8,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,178 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $8,000 | thousands by filing date | put |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $8,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 210 | $8,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 200 | $8,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 273 | $8,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 300 | $8,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 600 | $8,000 | thousands by filing date | call |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,490 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 300 | $8,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,470 | $8,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 200 | $8,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 152 | $8,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 712 | $8,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 293 | $8,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,200 | $8,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,777 | $8,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 393 | $8,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 300 | $8,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 3,883 | $8,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 200 | $8,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 2,400 | $8,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 1,300 | $8,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 100 | $8,000 | thousands by filing date | call |
| FIFTH & PAC COS INC | 316645100 | COM | 300 | $8,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 400 | $8,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 7,000 | $8,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 2,500 | $8,000 | thousands by filing date | call |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 3,800 | $8,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 500 | $8,000 | thousands by filing date | put |
| REMY INTL INC | 759663107 | COM | 405 | $8,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 200 | $8,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 300 | $8,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 6,519 | $8,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 100 | $8,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 255 | $8,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,416 | $8,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $8,000 | thousands by filing date | call |
| Hologic | 436440AA9 | CONV | 8,000 | $8,000 | thousands by filing date | principal |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 400 | $8,000 | thousands by filing date | call |
| MICREL INC | 594793101 | COM | 868 | $8,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 500 | $8,000 | thousands by filing date | put |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 553 | $8,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 400 | $8,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 400 | $8,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,600 | $8,000 | thousands by filing date | call |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,617 | $8,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 16,198 | $8,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 5,698 | $8,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 1,032 | $8,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 431 | $8,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 1,500 | $8,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,767 | $8,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 756 | $8,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 300 | $8,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 694 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 6,364 | $8,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 621 | $8,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 2,221 | $8,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,576 | $8,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 4,800 | $8,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 665 | $8,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 4,600 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 145 | $8,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 1,189 | $8,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 2,266 | $8,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 1,270 | $8,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 2,617 | $8,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 4,024 | $8,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 1,743 | $8,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818AB7 | CNV | 3,000 | $8,000 | thousands by filing date | principal |
| OCEAN BIO-CHEM INC | 674631106 | COM | 3,189 | $8,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,000 | $8,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 1,074 | $8,000 | thousands by filing date | |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 438 | $8,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 3,000 | $8,000 | thousands by filing date | principal |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,391 | $8,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461308 | CONS GOODS GEM | 330 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 200 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 253 | $8,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 6,208 | $8,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 212 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 475 | $8,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 318 | $8,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 200 | $7,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 100 | $7,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $7,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $7,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 500 | $7,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 100 | $7,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 300 | $7,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $7,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 400 | $7,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100 | $7,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 100 | $7,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,000 | $7,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,000 | $7,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 201 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 673 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $7,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 444 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 100 | $7,000 | thousands by filing date | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 100 | $7,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 200 | $7,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 300 | $7,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 1,500 | $7,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 849 | $7,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 300 | $7,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 827 | $7,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 655 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 775 | $7,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 943 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $7,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 446 | $7,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,095 | $7,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 3,251 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $7,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 300 | $7,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,210 | $7,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 645 | $7,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 5,600 | $7,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 200 | $7,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 500 | $7,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 300 | $7,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 3,852 | $7,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 100 | $7,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 200 | $7,000 | thousands by filing date | call |
| Northeast Community Bancorp Inc | 664112109 | COM | 979 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 250 | $7,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 7,000 | $7,000 | thousands by filing date | principal |
| MOVE INC | 62458M207 | COM NEW | 400 | $7,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 800 | $7,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 300 | $7,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 300 | $7,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 3,000 | $7,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,296 | $7,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 315 | $7,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,300 | $7,000 | thousands by filing date | put |
| SIGMATRON INTL INC | 82661L101 | COM | 1,360 | $7,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 800 | $7,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 1,300 | $7,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 500 | $7,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 744 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 600 | $7,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,300 | $7,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 200 | $7,000 | thousands by filing date | put |
| BROWN SHOE COMPANY INC | 115736100 | COM | 300 | $7,000 | thousands by filing date | call |
| COLDWATER CREEK INC | 193068202 | COM | 4,000 | $7,000 | thousands by filing date | put |
| Medgenics Inc New | 58436Q203 | COM NEW | 834 | $7,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 247 | $7,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 4,287 | $7,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 6,000 | $7,000 | thousands by filing date | call |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 11,984 | $7,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 10,389 | $7,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 494 | $7,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,281 | $7,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 263 | $7,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,400 | $7,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,100 | $7,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 326 | $7,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,000 | $7,000 | thousands by filing date | call |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 1,882 | $7,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 1,000 | $7,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 300 | $7,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 358 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 794 | $7,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 3,061 | $7,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 300 | $7,000 | thousands by filing date | put |
| ALCO STORES INC | 001600105 | COM | 535 | $7,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,000 | $7,000 | thousands by filing date | principal |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $7,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,180 | $7,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 522 | $7,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 657 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 500 | $7,000 | thousands by filing date | put |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 100 | $7,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 615 | $7,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 707 | $7,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,986 | $7,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 2,200 | $7,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 1,667 | $7,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 2,177 | $7,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 2,274 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,813 | $7,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,045 | $7,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,701 | $7,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 3,448 | $7,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 3,246 | $7,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 190 | $7,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 6,716 | $7,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 4,814 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 641 | $7,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 368 | $7,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 9,766 | $7,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 430 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 303 | $7,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 200 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 500 | $6,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 100 | $6,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 200 | $6,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 200 | $6,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,000 | $6,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 235 | $6,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 305 | $6,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 400 | $6,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 200 | $6,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 100 | $6,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 700 | $6,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 100 | $6,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 400 | $6,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 400 | $6,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $6,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,700 | $6,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 917 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 300 | $6,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 100 | $6,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 648 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $6,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 400 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100 | $6,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,500 | $6,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,000 | $6,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 700 | $6,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 500 | $6,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 200 | $6,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 100 | $6,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 100 | $6,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 100 | $6,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $6,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 300 | $6,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 600 | $6,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 200 | $6,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 500 | $6,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 800 | $6,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 574 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 800 | $6,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 318 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,022 | $6,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 3,641 | $6,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 200 | $6,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $6,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 233 | $6,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 2,415 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 180 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 196 | $6,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 296 | $6,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,500 | $6,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 300 | $6,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 200 | $6,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $6,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 700 | $6,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 573 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 500 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 300 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 300 | $6,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,600 | $6,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 200 | $6,000 | thousands by filing date | call |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 773 | $6,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 4,657 | $6,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 768 | $6,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 4,581 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 200 | $6,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 755 | $6,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 3,394 | $6,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 6,800 | $6,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 200 | $6,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 500 | $6,000 | thousands by filing date | put |
| Nextera Energy, Inc. | 65339F887 | PFD | 102 | $6,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 4,103 | $6,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 104 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 200 | $6,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 700 | $6,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,300 | $6,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 1,080 | $6,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 400 | $6,000 | thousands by filing date | put |
| COLEMAN CABLE INC | 193459302 | COM | 257 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $6,000 | thousands by filing date | call |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 200 | $6,000 | thousands by filing date | put |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 200 | $6,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 500 | $6,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 792 | $6,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 100 | $6,000 | thousands by filing date | call |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 800 | $6,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 1,200 | $6,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,400 | $6,000 | thousands by filing date | put |
| HARRIS INTERACTIVE INC | 414549105 | COM | 3,291 | $6,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 500 | $6,000 | thousands by filing date | put |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 237 | $6,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 700 | $6,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 2,900 | $6,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 300 | $6,000 | thousands by filing date | call |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,436 | $6,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 4,888 | $6,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 1,133 | $6,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 490 | $6,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 5,231 | $6,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 383 | $6,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 874 | $6,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 541 | $6,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 900 | $6,000 | thousands by filing date | |
| OWENS CORNING WARRANT | 690742127 | COMMON | 184,231 | $6,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $6,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 100 | $6,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,556 | $6,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4,425 | $6,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 3,000 | $6,000 | thousands by filing date | principal |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 6,800 | $6,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 82 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 282 | $6,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 2,250 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 153 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 100 | $6,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 1,332 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 268 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 226 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 584 | $6,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,900 | $6,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 354 | $6,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 4,390 | $6,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 3,813 | $6,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 870 | $6,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 844 | $6,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 4,300 | $6,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 2,367 | $6,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 3,474 | $6,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 781 | $6,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 1,538 | $6,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,500 | $6,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q775 | CMN | 300 | $6,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 6,771 | $6,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 7,598 | $6,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 3,508 | $6,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 1,168 | $6,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,489 | $6,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 255 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461803 | TECHNOLOGY GEM | 280 | $6,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 930 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 100 | $6,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 1,054 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 99 | $5,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 500 | $5,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100 | $5,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 100 | $5,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $5,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 300 | $5,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 272 | $5,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 100 | $5,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,400 | $5,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,100 | $5,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 300 | $5,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 100 | $5,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 100 | $5,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $5,000 | thousands by filing date | put |
| HENRY JACK & ASSOC INC | 426281101 | COM | 100 | $5,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 142 | $5,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 200 | $5,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200 | $5,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 100 | $5,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 400 | $5,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $5,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 200 | $5,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $5,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 200 | $5,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 300 | $5,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 200 | $5,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 200 | $5,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $5,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 100 | $5,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,245 | $5,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 350 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 700 | $5,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 700 | $5,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 200 | $5,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $5,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 400 | $5,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 400 | $5,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,711 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 200 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 500 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 300 | $5,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | call |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | call |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 380 | $5,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,114 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 400 | $5,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 628 | $5,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 2,500 | $5,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $5,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100 | $5,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 1,860 | $5,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 700 | $5,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 300 | $5,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,441 | $5,000 | thousands by filing date | |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 100 | $5,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 721 | $5,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 865 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 100 | $5,000 | thousands by filing date | call |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 100 | $5,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 200 | $5,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 200 | $5,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 400 | $5,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 400 | $5,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $5,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 900 | $5,000 | thousands by filing date | put |
| BG MEDICINE INC | 08861T107 | COM | 5,362 | $5,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $5,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,200 | $5,000 | thousands by filing date | put |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,180 | $5,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 247 | $5,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,000 | $5,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 10,000 | $5,000 | thousands by filing date | principal |
| MEDASSETS INC | 584045108 | COM | 200 | $5,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 1,450 | $5,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,753 | $5,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 100 | $5,000 | thousands by filing date | put |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 352 | $5,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 100 | $5,000 | thousands by filing date | call |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 871 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 500 | $5,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 800 | $5,000 | thousands by filing date | call |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 21,000 | $5,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 303 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 308 | $5,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 2,000 | $5,000 | thousands by filing date | put |
| DTS INC | 23335C101 | COM | 234 | $5,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 200 | $5,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 200 | $5,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 200 | $5,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 300 | $5,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 300 | $5,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 500 | $5,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 403 | $5,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,768 | $5,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,800 | $5,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 143 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,000 | $5,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,700 | $5,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 100 | $5,000 | thousands by filing date | call |
| CIENA CORP | 171779AE1 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 3,364 | $5,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 550 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,000 | $5,000 | thousands by filing date | call |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $5,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 2,300 | $5,000 | thousands by filing date | put |
| RELM WIRELESS CORP | 759525108 | COM | 2,000 | $5,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 594 | $5,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 300 | $5,000 | thousands by filing date | put |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,223 | $5,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1,659 | $5,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 314 | $5,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 2,000 | $5,000 | thousands by filing date | principal |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 3,900 | $5,000 | thousands by filing date | call |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 462 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000 | $5,000 | thousands by filing date | principal |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 174 | $5,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 850 | $5,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 1,146 | $5,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 354 | $5,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |