13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 10,403 holding rows worth $97,741,973,000.
- Accession
- 0000950123-13-009322
- Filer
- CIK 1114446
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 15,485 entries on the cover page, a total value of $97,741,973,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,741,976,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIDENFORM BRANDS INC | 560305104 | COM | 600 | $14,000 | thousands by filing date | put |
| DIGITAL GENERATION INC | 25400B108 | COM | 1,100 | $14,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,500 | $14,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 500 | $14,000 | thousands by filing date | call |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,161 | $14,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,689 | $14,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 6,835 | $14,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 8,232 | $14,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 1,100 | $14,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 6,700 | $14,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494AP8 | NOTE | 8,000 | $14,000 | thousands by filing date | principal |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 576 | $14,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 2,418 | $14,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 51,700 | $14,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 515 | $14,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 21,000 | $14,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 7,080 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 699 | $14,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 1,382 | $14,000 | thousands by filing date | |
| FACTORSHARES 2X: TBD-SP500 | 303047104 | COM | 1,536 | $14,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,284 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 809 | $14,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 749 | $14,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 1,366 | $14,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,092 | $14,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 363 | $14,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 5,999 | $14,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 862 | $14,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 40,254 | $14,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,166 | $14,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 802 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 531 | $14,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 3,892 | $14,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461886 | TELECOM GEMS | 719 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B815 | DLY LNGSHT OIL | 574 | $14,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 4,210 | $14,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $13,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,000 | $13,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 400 | $13,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $13,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 800 | $13,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 1,200 | $13,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 200 | $13,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 300 | $13,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,800 | $13,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 400 | $13,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 600 | $13,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 487 | $13,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 426 | $13,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 345 | $13,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,000 | $13,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 800 | $13,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 735 | $13,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 300 | $13,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 300 | $13,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 1,000 | $13,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,213 | $13,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 618 | $13,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,400 | $13,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 289 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $13,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 2,460 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 200 | $13,000 | thousands by filing date | put |
| INTERGROUP CORP | 458685104 | COM | 641 | $13,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 775 | $13,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 500 | $13,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $13,000 | thousands by filing date | call |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 12,000 | $13,000 | thousands by filing date | principal |
| STERIS CORP | 859152100 | COMMON STOCK | 300 | $13,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 400 | $13,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 800 | $13,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 800 | $13,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 4,549 | $13,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,796 | $13,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 600 | $13,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 3,600 | $13,000 | thousands by filing date | put |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 903 | $13,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,500 | $13,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 300 | $13,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 20,479 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 13,000 | $13,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,900 | $13,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 300 | $13,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 500 | $13,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 500 | $13,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,800 | $13,000 | thousands by filing date | put |
| CLAUDE RES INC | 182873109 | COM | 54,094 | $13,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,600 | $13,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 311 | $13,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 4,010 | $13,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,400 | $13,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,100 | $13,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N305 | COM NEW | 11,000 | $13,000 | thousands by filing date | call |
| ZALICUS INC | 98887C105 | COM | 10,204 | $13,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 600 | $13,000 | thousands by filing date | call |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 489 | $13,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,150 | $13,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,000 | $13,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 2,037 | $13,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 650 | $13,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 1,163 | $13,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 16,298 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 600 | $13,000 | thousands by filing date | call |
| BGS ACQUISITION CORP | G1082J100 | SH | 1,300 | $13,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 222 | $13,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 971 | $13,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 11,000 | $13,000 | thousands by filing date | principal |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 370 | $13,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 169 | $13,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,167 | $13,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 4,000 | $13,000 | thousands by filing date | call |
| BALDWIN & LYONS INC | 057755100 | CL A | 551 | $13,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 519 | $13,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 851 | $13,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 10,034 | $13,000 | thousands by filing date | |
| ANALYSTS INTL CORP | 032681207 | COM | 2,073 | $13,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,638 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 219 | $13,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,114 | $13,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,088 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 300 | $12,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 386 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 200 | $12,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 200 | $12,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $12,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 200 | $12,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,450 | $12,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 180 | $12,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $12,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 200 | $12,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 200 | $12,000 | thousands by filing date | put |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 300 | $12,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,555 | $12,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,461 | $12,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 400 | $12,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 583 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 516 | $12,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,329 | $12,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 500 | $12,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,629 | $12,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 4,558 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 300 | $12,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375205 | CL A | 1,652 | $12,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,036 | $12,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 523 | $12,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 770 | $12,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 786 | $12,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 845 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 5,873 | $12,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | call |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 620 | $12,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,669 | $12,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,100 | $12,000 | thousands by filing date | call |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 10,000 | $12,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 700 | $12,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 200 | $12,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 700 | $12,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 500 | $12,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,400 | $12,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 600 | $12,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 300 | $12,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 600 | $12,000 | thousands by filing date | call |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,900 | $12,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,100 | $12,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 771 | $12,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 200 | $12,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 898 | $12,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 3,982 | $12,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 732 | $12,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 500 | $12,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 500 | $12,000 | thousands by filing date | call |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 1,249 | $12,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 1,184 | $12,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,774 | $12,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,400 | $12,000 | thousands by filing date | put |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 858 | $12,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 8,827 | $12,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,539 | $12,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 4,000 | $12,000 | thousands by filing date | call |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 681 | $12,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 823 | $12,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 869 | $12,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $12,000 | thousands by filing date | put |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,171 | $12,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,720 | $12,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 999 | $12,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 648 | $12,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 1,000 | $12,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 7,059 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y512 | S KOREA BEAR3X | 408 | $12,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 1,155 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 564 | $12,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 804 | $12,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 819 | $12,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 5,135 | $12,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 2,519 | $12,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 5,751 | $12,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 5,037 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 514 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W225 | US INFLATN ETN | 257 | $12,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,000 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 100 | $11,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $11,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,190 | $11,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 300 | $11,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 600 | $11,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 338 | $11,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 200 | $11,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 700 | $11,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 1,200 | $11,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 2,150 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 200 | $11,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 500 | $11,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $11,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 100 | $11,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 200 | $11,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 500 | $11,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $11,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 713 | $11,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 598 | $11,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,001 | $11,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 400 | $11,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 8,457 | $11,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 800 | $11,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 891 | $11,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,257 | $11,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,345 | $11,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 800 | $11,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 200 | $11,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 400 | $11,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 300 | $11,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $11,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 500 | $11,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 100 | $11,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 200 | $11,000 | thousands by filing date | put |
| BELO CORP | 080555105 | COM SER A | 800 | $11,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 200 | $11,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,000 | $11,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 250 | $11,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 400 | $11,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 2,997 | $11,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 900 | $11,000 | thousands by filing date | put |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 3,600 | $11,000 | thousands by filing date | call |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 3,600 | $11,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 400 | $11,000 | thousands by filing date | put |
| DOLAN CO/THE | 25659P402 | COM | 5,057 | $11,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 6,637 | $11,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 200 | $11,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,600 | $11,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 408 | $11,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,600 | $11,000 | thousands by filing date | call |
| TENGASCO INC | 88033R205 | COM NEW | 27,185 | $11,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,121 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 4,200 | $11,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 3,904 | $11,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 1,207 | $11,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 3,500 | $11,000 | thousands by filing date | put |
| WHITING USA TRUST I | 966389108 | TR U | 2,500 | $11,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 841 | $11,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,190 | $11,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 1,098 | $11,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 600 | $11,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,000 | $11,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,560 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 439 | $11,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,137 | $11,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 400 | $11,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 3,940 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 143 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 774 | $11,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 8,074 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 759 | $11,000 | thousands by filing date | |
| Standard Financial Corp. | 853393106 | Common Stock | 603 | $11,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 2,115 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 533 | $11,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,782 | $11,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 900 | $11,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 1,587 | $11,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $11,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 213 | $11,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 836 | $11,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $10,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $10,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,300 | $10,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 200 | $10,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 573 | $10,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 100 | $10,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,800 | $10,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 340 | $10,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $10,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 600 | $10,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 200 | $10,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 300 | $10,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 200 | $10,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 200 | $10,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $10,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 300 | $10,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 700 | $10,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 500 | $10,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,568 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 600 | $10,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 366 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $10,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,473 | $10,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 672 | $10,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 100 | $10,000 | thousands by filing date | put |
| CROWN CRAFTS INC | 228309100 | COM | 1,368 | $10,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,650 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $10,000 | thousands by filing date | put |
| CVD EQUIP CORP | 126601103 | COM | 988 | $10,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,227 | $10,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 705 | $10,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,548 | $10,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 400 | $10,000 | thousands by filing date | put |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | call |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 3,375 | $10,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 4,465 | $10,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 200 | $10,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,800 | $10,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 400 | $10,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 1,130 | $10,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,000 | $10,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,500 | $10,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 942 | $10,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 500 | $10,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,026 | $10,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 300 | $10,000 | thousands by filing date | call |
| HORIZON PHARMA INC | 44047T109 | COM | 3,000 | $10,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,000 | $10,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 500 | $10,000 | thousands by filing date | put |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 1,000 | $10,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,380 | $10,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 200 | $10,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 300 | $10,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,600 | $10,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 100 | $10,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 800 | $10,000 | thousands by filing date | call |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 500 | $10,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 879 | $10,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 7,000 | $10,000 | thousands by filing date | principal |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,000 | $10,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,200 | $10,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,000 | $10,000 | thousands by filing date | call |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,313 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 21,608 | $10,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 204 | $10,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 1,546 | $10,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,612 | $10,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 926 | $10,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 2,300 | $10,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 3,583 | $10,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 5,500 | $10,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 400 | $10,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 979 | $10,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,155 | $10,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 859 | $10,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 2,490 | $10,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H129 | CMN | 950 | $10,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 2,000 | $10,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 488 | $10,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 2,055 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 778 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 704 | $10,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 918 | $10,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 4,000 | $10,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 669 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 658 | $10,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 371 | $10,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,034 | $10,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 584 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D639 | 2X INVER PLATI | 207 | $10,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 6,054 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 500 | $10,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 200 | $9,000 | thousands by filing date | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 341 | $9,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 700 | $9,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 300 | $9,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 200 | $9,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $9,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $9,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 500 | $9,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 300 | $9,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $9,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,000 | $9,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 193 | $9,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $9,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 100 | $9,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100 | $9,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 8,200 | $9,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 100 | $9,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 290 | $9,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $9,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 300 | $9,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 200 | $9,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $9,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 300 | $9,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 400 | $9,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,078 | $9,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,300 | $9,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $9,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $9,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 300 | $9,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 100 | $9,000 | thousands by filing date | put |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 100 | $9,000 | thousands by filing date | put |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 100 | $9,000 | thousands by filing date | call |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 2,410 | $9,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,154 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 300 | $9,000 | thousands by filing date | call |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 258 | $9,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 200 | $9,000 | thousands by filing date | put |
| ARTS WAY MFG INC | 043168103 | COM | 1,300 | $9,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200 | $9,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 580 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,500 | $9,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 200 | $9,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 782 | $9,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 400 | $9,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 600 | $9,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 600 | $9,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 2,812 | $9,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 11,495 | $9,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $9,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 100 | $9,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 3,905 | $9,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 500 | $9,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 500 | $9,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 200 | $9,000 | thousands by filing date | call |
| Transition Therapeutics, Inc. | 893716209 | COM | 2,171 | $9,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 100 | $9,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 400 | $9,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $9,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,177 | $9,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 6,084 | $9,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,000 | $9,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 3,732 | $9,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 2,900 | $9,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 600 | $9,000 | thousands by filing date | call |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 176 | $9,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 7,000 | $9,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 100 | $9,000 | thousands by filing date | call |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 8,886 | $9,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 28,477 | $9,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 7,220 | $9,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 400 | $9,000 | thousands by filing date | put |
| INTERPHASE CORP | 460593106 | COM | 2,019 | $9,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,300 | $9,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 487 | $9,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 200 | $9,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 810 | $9,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 2,000 | $9,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 1,400 | $9,000 | thousands by filing date | call |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 50,895 | $9,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 39,751 | $9,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 4,184 | $9,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,621 | $9,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,741 | $9,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 5,900 | $9,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,382 | $9,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,500 | $9,000 | thousands by filing date | call |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 500 | $9,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 5,000 | $9,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC OF PA | 744319104 | COMM STK | 885 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 300 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 100 | $9,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 400 | $9,000 | thousands by filing date | put |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 500 | $9,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 649 | $9,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 641 | $9,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 5,951 | $9,000 | thousands by filing date | |
| BCSB BANCORP INC | 055367106 | COM | 386 | $9,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,179 | $9,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 1,494 | $9,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 379 | $9,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 2,000 | $9,000 | thousands by filing date | principal |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 3,770 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 308 | $9,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,000 | $9,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X108 | CL C | 300 | $9,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 100 | $8,000 | thousands by filing date | put |
| VGT | 92204A702 | SHS | 100 | $8,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 200 | $8,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $8,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,800 | $8,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 400 | $8,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $8,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 500 | $8,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 200 | $8,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 200 | $8,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009322 | this filing | 2013-11-13 | acceptance time not in the bulk data set |