13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 3,720 holding rows worth $7,853,150,000.
- Accession
- 0000950123-13-008913
- Filer
- CIK 1569391
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,969 entries on the cover page, a total value of $7,853,150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,853,150,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerGetco Holding Company LLC 028-13312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 14,159 | $73,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,480 | $71,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,050 | $71,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,984 | $71,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 28,867 | $71,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279952 | COM | 10,500 | $71,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 44,549 | $71,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,006 | $70,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,387 | $70,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 16,408 | $70,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 12,222 | $70,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 11,261 | $69,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 13,202 | $69,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 69,264 | $69,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,909 | $68,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 26,283 | $68,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 25,144 | $68,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 24,668 | $68,000 | thousands by filing date | |
| Radioshack Corp | 750438953 | COM | 19,800 | $68,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 25,919 | $67,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 33,501 | $67,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,399 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,646 | $66,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 17,568 | $65,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L956 | COM | 10,500 | $65,000 | thousands by filing date | put |
| SPRINT CORPORATION | 85207U905 | COM | 10,400 | $65,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,946 | $64,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 39,041 | $64,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 13,481 | $63,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 15,000 | $63,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,788 | $62,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 18,371 | $62,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 32,223 | $62,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 16,278 | $62,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,914 | $61,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 26,085 | $61,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 36,498 | $61,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 22,040 | $60,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 33,712 | $60,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 26,000 | $60,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 17,878 | $59,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 49,492 | $59,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 16,644 | $59,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 13,121 | $59,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 206,674 | $58,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 54,409 | $58,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 61,148 | $58,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 10,761 | $58,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,133 | $55,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 13,131 | $55,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,795 | $55,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 15,131 | $55,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 43,938 | $54,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 32,460 | $54,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 65,541 | $54,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 10,120 | $54,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 60,302 | $53,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 12,085 | $53,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 22,283 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 16,896 | $52,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 19,507 | $52,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 18,819 | $52,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,282 | $51,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 10,263 | $51,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 24,198 | $51,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,662 | $51,000 | thousands by filing date | |
| JAMES RIVER COAL CO COMMON STOCK | 470355907 | Cmn | 25,700 | $51,000 | thousands by filing date | call |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,750 | $51,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,103 | $50,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,502 | $50,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 14,148 | $50,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q909 | Cmn | 16,300 | $50,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,246 | $49,000 | thousands by filing date | |
| IAMGOLD CORP | 450913908 | COM | 10,400 | $49,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 14,730 | $49,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 14,287 | $49,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 11,680 | $48,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 71,263 | $47,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,656 | $47,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,560 | $46,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,159 | $46,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 22,500 | $46,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 51,967 | $46,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 15,734 | $46,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 15,318 | $45,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 22,709 | $44,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 22,022 | $44,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 22,063 | $43,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 20,255 | $43,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 16,524 | $42,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 12,311 | $41,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 49,683 | $41,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 42,373 | $41,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 31,363 | $40,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 37,305 | $40,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 81,028 | $40,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 10,418 | $40,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 51,412 | $40,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,225 | $39,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 23,810 | $39,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 34,316 | $39,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 22,376 | $38,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 106,911 | $38,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 11,275 | $38,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 13,836 | $37,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 22,968 | $37,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 50,000 | $37,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 14,921 | $37,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 21,047 | $36,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 10,598 | $36,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 14,468 | $36,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,039 | $35,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 18,771 | $35,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 35,304 | $34,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 35,334 | $34,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 20,140 | $34,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 14,276 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,653 | $33,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,878 | $33,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 73,176 | $33,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 16,117 | $33,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 16,809 | $33,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 21,652 | $33,000 | thousands by filing date | |
| FREESEAS INC | Y26496201 | SHS PAR.001 2013 | 48,670 | $33,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,357 | $32,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 13,527 | $32,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 18,638 | $32,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 13,261 | $32,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 17,588 | $31,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,743 | $31,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 386,077 | $31,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 10,453 | $31,000 | thousands by filing date | |
| TELLABS INC | 879664900 | COM | 13,600 | $31,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 28,165 | $30,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 15,244 | $30,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 13,051 | $30,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,343 | $29,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 10,661 | $29,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 11,396 | $29,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 37,349 | $28,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 37,098 | $28,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,653 | $28,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 10,048 | $28,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 14,619 | $28,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 25,910 | $28,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,241 | $27,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,707 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 12,942 | $27,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 20,615 | $27,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 17,398 | $27,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 21,434 | $27,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 15,084 | $26,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 25,339 | $26,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 21,671 | $26,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 28,035 | $25,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 14,655 | $25,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 57,621 | $25,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 10,807 | $25,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 14,076 | $24,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 21,163 | $24,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,701 | $24,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 15,438 | $23,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 10,077 | $23,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 15,045 | $23,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 12,649 | $23,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 46,508 | $23,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 16,162 | $23,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 48,132 | $22,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 10,380 | $22,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 16,238 | $22,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 10,064 | $22,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 11,090 | $21,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,480 | $21,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 10,770 | $21,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,465 | $21,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 11,629 | $20,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 15,498 | $20,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,658 | $19,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 20,612 | $19,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 16,104 | $19,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 14,580 | $19,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 19,628 | $19,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 13,324 | $19,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,521 | $18,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 11,976 | $18,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 41,428 | $18,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 14,529 | $17,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 24,811 | $17,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 15,188 | $17,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 21,627 | $16,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 13,055 | $16,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 11,922 | $16,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 10,203 | $16,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 10,465 | $15,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 34,591 | $14,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 10,128 | $13,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 10,175 | $13,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 53,770 | $13,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 24,419 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 30,341 | $13,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 11,933 | $13,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,717 | $12,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 20,147 | $12,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 14,924 | $12,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 18,893 | $11,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 58,152 | $11,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 10,307 | $10,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 10,793 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 24,152 | $7,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 11,544 | $6,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 35,574 | $6,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626115 | SHS | 44,159 | $6,000 | thousands by filing date | |
| CHINA MARINE | 16943R106 | COM | 12,094 | $5,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 13,905 | $5,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 13,670 | $4,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E301 | COM | 13,158 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,158 | $3,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 20,142 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 265,725 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 41,975 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008913 | this filing | 2013-11-12 | acceptance time not in the bulk data set |