13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 3,720 holding rows worth $7,853,150,000.
- Accession
- 0000950123-13-008913
- Filer
- CIK 1569391
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,969 entries on the cover page, a total value of $7,853,150,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,853,150,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKnight Capital Americas LLC 028-15067
- included managerGetco Holding Company LLC 028-13312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,085 | $230,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678906 | COM | 5,800 | $230,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,306 | $229,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,030 | $229,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T905 | COM | 6,700 | $229,000 | thousands by filing date | call |
| VERIFONE SYSTEMS INC | 92342Y909 | COM | 10,000 | $229,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 9,200 | $229,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 3,407 | $228,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 34,235 | $228,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,905 | $228,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 4,400 | $228,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,965 | $227,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,575 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,097 | $226,000 | thousands by filing date | |
| HASBRO INC | 418056957 | COM NEW | 4,800 | $226,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 41,562 | $226,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,835 | $225,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,468 | $225,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 82 | $225,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,041 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 5,128 | $225,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,146 | $225,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO | 729251908 | COM | 4,800 | $225,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896954 | COM | 2,600 | $225,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 2,656 | $224,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 17,119 | $224,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 127,774 | $224,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,693 | $224,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V909 | CALL | 3,000 | $224,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,298 | $223,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 16,884 | $223,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,793 | $222,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,791 | $222,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,672 | $222,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,832 | $222,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,649 | $222,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 11,720 | $222,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 77,348 | $222,000 | thousands by filing date | |
| ASIA ENTN & RESOURCES LTD | G0539K108 | COMMON STOCK | 56,884 | $222,000 | thousands by filing date | |
| NEW GOLD INC | 644535906 | COM | 37,100 | $222,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 3,943 | $221,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,541 | $221,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 100,599 | $221,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 113,089 | $221,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 10,450 | $221,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 4,076 | $220,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8,844 | $220,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 15,100 | $220,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY | 134429909 | COM | 5,400 | $220,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 17,022 | $220,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 29,464 | $220,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,641 | $220,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,015 | $219,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 8,776 | $219,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 36,600 | $219,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 36,464 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 4,635 | $219,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,499 | $218,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,349 | $218,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,970 | $218,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,111 | $218,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 14,823 | $218,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,972 | $218,000 | thousands by filing date | |
| LEXMARK INTERNATIONAL INC-A | 529771907 | COM | 6,600 | $218,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 6,205 | $217,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094904 | CALL | 2,000 | $217,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC | 67103H957 | COM | 1,700 | $217,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP | 701094954 | COM | 2,000 | $217,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 9,297 | $217,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571908 | COM | 11,100 | $217,000 | thousands by filing date | call |
| SUPERVALU INC | 868536953 | COM | 26,400 | $217,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,495 | $216,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 15,997 | $216,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 5,300 | $216,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 12,161 | $216,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,644 | $215,000 | thousands by filing date | |
| RYDER SYS INC | 783549958 | PUT | 3,600 | $215,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,838 | $215,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 40,689 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 7,522 | $215,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,001 | $214,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 19,511 | $214,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,812 | $214,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,558 | $214,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,640 | $214,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 22,842 | $214,000 | thousands by filing date | |
| MURPHY USA INC | 626755902 | CALL | 5,300 | $214,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 11,748 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 14,958 | $214,000 | thousands by filing date | |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 60,600 | $214,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,185 | $213,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,118 | $213,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 32,224 | $213,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,722 | $213,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,523 | $212,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,681 | $212,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,672 | $212,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,247 | $212,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,641 | $212,000 | thousands by filing date | |
| COEUR MNG INC | 192108954 | COM NEW | 17,600 | $212,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 11,352 | $212,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491953 | COM | 3,200 | $212,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 8,419 | $212,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,932 | $211,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,300 | $211,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 8,922 | $211,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,021 | $211,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 18,061 | $211,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,674 | $211,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072901 | COM | 4,800 | $211,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 25,199 | $211,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3,322 | $211,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 4,227 | $211,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,124 | $211,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 18,782 | $211,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 7,356 | $211,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 9,819 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 7,100 | $211,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224957 | COM | 4,300 | $211,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,361 | $210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 8,067 | $210,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 8,354 | $210,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 25,861 | $210,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 19,975 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 3,295 | $210,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 5,148 | $210,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 13,720 | $209,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,483 | $209,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,227 | $209,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 91,922 | $209,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 9,200 | $209,000 | thousands by filing date | call |
| XEROX CORP | 984121903 | COM | 20,300 | $209,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 1,677 | $208,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,664 | $208,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,173 | $208,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,639 | $208,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 5,600 | $208,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 14,973 | $208,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,136 | $208,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,558 | $208,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 71,588 | $208,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 22,577 | $208,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,308 | $207,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 365 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,311 | $207,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 18,699 | $207,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,699 | $206,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 12,631 | $206,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,031 | $206,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 7,200 | $206,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,063 | $206,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284956 | PUT | 2,100 | $206,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 13,611 | $206,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 10,969 | $206,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 2,597 | $206,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,507 | $205,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC | 98956P952 | COM | 2,500 | $205,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,582 | $205,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,533 | $204,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 15,500 | $204,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,852 | $204,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 8,485 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP | 744573906 | COM | 6,200 | $204,000 | thousands by filing date | call |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 51,812 | $204,000 | thousands by filing date | |
| DENBURY RESOURCES INC | 247916908 | COM | 11,100 | $204,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F953 | COM | 12,700 | $204,000 | thousands by filing date | put |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 4,635 | $204,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,938 | $203,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,368 | $203,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,500 | $203,000 | thousands by filing date | put |
| IMAX CORP | 45245E909 | COM | 6,700 | $203,000 | thousands by filing date | call |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 11,368 | $203,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 24,033 | $203,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 7,796 | $203,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 16,063 | $203,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,154 | $202,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 9,577 | $202,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,980 | $202,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 7,707 | $202,000 | thousands by filing date | |
| VARIAN MEDICAL SYSTEMS INC | 92220P905 | COM | 2,700 | $202,000 | thousands by filing date | call |
| CIMAREX ENERGY CO | 171798901 | COM | 2,100 | $202,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 5,544 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,309 | $201,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 4,724 | $201,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 6,311 | $201,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 8,068 | $201,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,350 | $200,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 12,386 | $200,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 17,897 | $200,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,304 | $199,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,741 | $199,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 18,918 | $198,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 160,429 | $198,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,217 | $197,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 17,103 | $197,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 15,361 | $194,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,316 | $193,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 13,800 | $193,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 39,955 | $193,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 61,562 | $193,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 18,895 | $192,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,520 | $192,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,184 | $192,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119900 | COM | 11,500 | $192,000 | thousands by filing date | call |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 37,410 | $192,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 17,390 | $191,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 90,140 | $191,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 56,340 | $190,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,706 | $189,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 31,956 | $189,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,765 | $187,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 21,837 | $186,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 13,007 | $186,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,450 | $185,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 40,698 | $184,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 14,833 | $184,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,381 | $184,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,937 | $184,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 18,793 | $183,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,593 | $182,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 41,090 | $182,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,947 | $181,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 26,522 | $181,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 22,578 | $180,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 14,571 | $180,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 90,802 | $179,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 22,449 | $179,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 36,605 | $179,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 10,914 | $178,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 18,451 | $178,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 12,746 | $178,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,237 | $177,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 31,141 | $177,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,541 | $175,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 18,456 | $174,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 13,959 | $174,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 134,966 | $174,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI-SPON ADR | 035128956 | COM | 13,100 | $174,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,429 | $173,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,752 | $173,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 44,556 | $171,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,145 | $171,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 29,231 | $170,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 13,527 | $170,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 77,920 | $170,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 14,030 | $170,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P906 | SPONSORED ADR | 16,800 | $168,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 18,623 | $167,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,473 | $167,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 18,366 | $167,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 17,528 | $167,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 17,656 | $166,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 29,624 | $166,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,341 | $166,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 33,719 | $165,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,582 | $164,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 13,748 | $164,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 17,039 | $164,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 10,427 | $163,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 36,320 | $163,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 22,595 | $163,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 25,651 | $163,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 13,848 | $163,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 67,681 | $162,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 30,251 | $162,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,504 | $161,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 21,700 | $161,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904955 | PUT | 45,600 | $161,000 | thousands by filing date | put |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 23,544 | $160,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 26,837 | $160,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 58,922 | $160,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 23,800 | $160,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 35,609 | $159,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 10,800 | $159,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,601 | $158,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,609 | $158,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,941 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,329 | $158,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 40,425 | $158,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 41,973 | $158,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,740 | $157,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 78,897 | $157,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,029 | $156,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 13,364 | $156,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 21,361 | $156,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,371 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,954 | $155,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B950 | Cmn | 10,100 | $155,000 | thousands by filing date | put |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 23,325 | $155,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 41,900 | $154,000 | thousands by filing date | call |
| NORTHERN OIL AND GAS INC | 665531909 | COM | 10,700 | $154,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 10,537 | $153,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,727 | $153,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 13,365 | $153,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,984 | $153,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 34,289 | $153,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,846 | $152,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,520 | $152,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 18,400 | $152,000 | thousands by filing date | call |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 11,093 | $152,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 10,838 | $152,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 24,353 | $150,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 33,449 | $150,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 57,302 | $150,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 12,432 | $150,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,196 | $149,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,513 | $148,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 24,975 | $148,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806959 | COM | 15,800 | $148,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,751 | $147,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,240 | $147,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 16,958 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,132 | $146,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 24,213 | $146,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,013 | $145,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 21,058 | $145,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 12,400 | $144,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 34,059 | $144,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,870 | $144,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 16,754 | $144,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 23,787 | $143,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 56,486 | $143,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 39,242 | $143,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,123 | $142,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 22,873 | $142,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 28,509 | $142,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,571 | $142,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,092 | $142,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,381 | $141,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 47,154 | $141,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F951 | COM | 23,200 | $141,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,588 | $139,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 59,867 | $139,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 58,794 | $137,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,111 | $137,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 12,148 | $137,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 62,663 | $137,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,206 | $136,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 11,600 | $136,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 15,951 | $136,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,626 | $136,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,439 | $135,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 115,684 | $135,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 97,072 | $134,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 16,833 | $134,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75,539 | $132,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,269 | $132,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 88,311 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,567 | $131,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 11,168 | $131,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 14,284 | $131,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 77,780 | $131,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 10,033 | $130,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 12,236 | $129,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 10,452 | $129,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 31,062 | $129,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,391 | $128,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,418 | $128,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 15,619 | $128,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 20,710 | $128,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 32,492 | $128,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 21,963 | $127,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 47,962 | $127,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,390 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 10,600 | $126,000 | thousands by filing date | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 12,520 | $126,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917956 | PUT | 13,300 | $125,000 | thousands by filing date | put |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 13,752 | $125,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,976 | $125,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 23,717 | $125,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 29,863 | $124,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,386 | $124,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 52,904 | $123,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 15,841 | $123,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 13,257 | $123,000 | thousands by filing date | |
| INFINERA CORP | 45667G953 | COM | 10,900 | $123,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,476 | $122,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 58,707 | $122,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 11,125 | $122,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 10,200 | $121,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13,691 | $120,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 18,671 | $120,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 27,584 | $120,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,001 | $119,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 25,000 | $119,000 | thousands by filing date | put |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 56,693 | $118,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917906 | COM | 12,400 | $117,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 11,991 | $117,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,661 | $116,000 | thousands by filing date | |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 15,800 | $116,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,942 | $114,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900908 | CALL | 10,800 | $114,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037959 | COM | 15,400 | $114,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 58,525 | $113,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 10,065 | $112,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 18,656 | $112,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 26,679 | $110,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,830 | $110,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 21,700 | $110,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 20,865 | $109,000 | thousands by filing date | |
| WINDSTREAM HOLDINGS INC | 97382A901 | Cmn | 13,600 | $109,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 10,897 | $108,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 21,792 | $108,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 46,622 | $107,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,889 | $107,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 13,820 | $107,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,468 | $106,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 81,370 | $106,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 11,059 | $106,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 26,604 | $106,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 73,690 | $105,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 30,397 | $105,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 15,166 | $105,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 39,294 | $104,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 11,551 | $103,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,560 | $103,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 11,563 | $103,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 36,132 | $103,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 20,267 | $102,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 29,321 | $102,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 42,630 | $101,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 10,925 | $101,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 12,979 | $101,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,635 | $100,000 | thousands by filing date | |
| FLEX LTD | Y2573F902 | CALL | 11,000 | $100,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 36,071 | $100,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 17,938 | $100,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 24,819 | $100,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 19,200 | $100,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,362 | $99,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 18,866 | $98,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 13,919 | $98,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 54,136 | $98,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 11,441 | $98,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 30,889 | $97,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 47,163 | $96,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,195 | $96,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 31,287 | $95,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 16,657 | $95,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,563 | $95,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 29,591 | $95,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 70,230 | $95,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C951 | COM | 12,000 | $95,000 | thousands by filing date | put |
| CACHE INC | 127150308 | COM | 15,814 | $94,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,848 | $93,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 12,836 | $93,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438903 | Cmn | 27,300 | $93,000 | thousands by filing date | call |
| NEOSTEM INC | 640650404 | Common equity shares | 10,888 | $93,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,635 | $92,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 13,252 | $92,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 65,349 | $91,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 10,895 | $91,000 | thousands by filing date | |
| BIODEL INC | 09064M954 | Cmn | 29,000 | $91,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 15,093 | $88,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 22,067 | $88,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 50,957 | $87,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 14,081 | $86,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 20,600 | $86,000 | thousands by filing date | put |
| LSI CORP | 502161902 | COM | 11,000 | $86,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,614 | $85,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 13,511 | $85,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 10,466 | $85,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 13,310 | $84,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 36,845 | $84,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 40,767 | $84,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,838 | $83,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,500 | $82,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 15,288 | $82,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 13,300 | $82,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,500 | $81,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,891 | $81,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 11,296 | $81,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C901 | COM | 10,200 | $81,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547908 | COM | 21,500 | $81,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 28,519 | $80,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,159 | $80,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 13,632 | $80,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 21,488 | $80,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,771 | $79,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 18,824 | $79,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 69,554 | $79,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 17,874 | $79,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 32,930 | $78,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 24,721 | $78,000 | thousands by filing date | |
| EMULEX CORP | 292475909 | COM | 10,100 | $78,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 23,117 | $77,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,234 | $77,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 25,294 | $76,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 44,147 | $75,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 11,266 | $75,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 19,853 | $75,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 36,467 | $75,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 12,569 | $74,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 21,947 | $74,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 13,010 | $74,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 28,306 | $74,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 11,869 | $74,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 11,558 | $73,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 117,567 | $73,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 27,919 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008913 | this filing | 2013-11-12 | acceptance time not in the bulk data set |