13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 2,226 holding rows worth $571,405,000.
- Accession
- 0000950123-13-008562
- Filer
- CIK 1422771
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,513 entries on the cover page, a total value of $571,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $572,491,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,800 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 149 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 162 | $9,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 297 | $9,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 109 | $9,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 650 | $9,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 358 | $9,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 500 | $9,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 450 | $9,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 307 | $9,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 1,490 | $9,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 343 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 625 | $9,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,178 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 200 | $8,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,295 | $8,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 134 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 250 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 114 | $8,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 271 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $8,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 290 | $8,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,206 | $8,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 696 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 290 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 258 | $8,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 304 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 136 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 840 | $8,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 700 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 154 | $8,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 97 | $8,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 615 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 210 | $8,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 168 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 282 | $8,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 721 | $8,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 606 | $8,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,320 | $8,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,000 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 355 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 75 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 200 | $8,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $8,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,314 | $8,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 300 | $8,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 228 | $8,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 234 | $8,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,000 | $8,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 508 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 150 | $8,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 204 | $8,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 200 | $8,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 500 | $8,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 1,000 | $8,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 372 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 343 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 187 | $8,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 733 | $8,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 500 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 549 | $8,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 500 | $8,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 178 | $8,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $8,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 446 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 235 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 924 | $8,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 1,500 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 314 | $8,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 409 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 131 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 720 | $8,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 486 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 153 | $7,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,850 | $7,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 414 | $7,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $7,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $7,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 175 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,500 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 120 | $7,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 70 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 200 | $7,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 399 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 675 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 110 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 159 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 416 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 377 | $7,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 300 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100 | $7,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 360 | $7,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 410 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 325 | $7,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 830 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 465 | $7,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 450 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 169 | $7,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 420 | $7,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 173 | $7,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 401 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 303 | $7,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 178 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 140 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 280 | $7,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 703 | $7,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 642 | $7,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 235 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 116 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 335 | $7,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 544 | $6,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 580 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 142 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 571 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $6,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 110 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 254 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 146 | $6,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 178 | $6,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 144 | $6,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $6,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 358 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 88 | $6,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 98 | $6,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25 | $6,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 416 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 52 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 200 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 70 | $6,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 450 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200 | $6,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 82 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 59 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,525 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 154 | $6,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 186 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 188 | $6,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,316 | $6,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 255 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 110 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 152 | $6,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $6,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 210 | $6,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 302 | $6,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 211 | $6,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 600 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 272 | $6,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 129 | $6,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,000 | $6,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 116 | $6,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 100 | $6,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 590 | $6,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 200 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,500 | $6,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 72 | $6,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,775 | $6,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,836 | $6,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 600 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 296 | $6,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 68 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 300 | $6,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 473 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 160 | $6,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 250 | $6,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 780 | $6,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 746 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 200 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 150 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 200 | $6,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 200 | $6,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 600 | $6,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 150 | $6,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 300 | $6,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 223 | $6,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 143 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 73 | $5,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 138 | $5,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 100 | $5,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 169 | $5,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 80 | $5,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 140 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 67 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 32 | $5,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 100 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 209 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 250 | $5,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 121 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 80 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $5,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 122 | $5,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 325 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 50 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 325 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 164 | $5,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 114 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 196 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 100 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 383 | $5,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 125 | $5,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 184 | $5,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 128 | $5,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 82 | $5,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 230 | $5,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 211 | $5,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 295 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 174 | $5,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 400 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 960 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111 | $5,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 201 | $5,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 200 | $5,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 250 | $5,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 267 | $5,000 | thousands by filing date | |
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| ANN INC | 035623107 | COM | 93 | $3,000 | thousands by filing date | |
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| BIO REFERENCE LABS INC | 09057G602 | COM | 117 | $3,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 100 | $3,000 | thousands by filing date | |
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| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 400 | $3,000 | thousands by filing date | |
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| BBX CAPITAL CORP-A | 05540P100 | CL A | 200 | $3,000 | thousands by filing date | |
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| ISHARES TR | 46432F834 | COM | 40 | $2,000 | thousands by filing date | |
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| WALKER&DUNLOPINC | 93148P102 | STOK | 125 | $2,000 | thousands by filing date | |
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| CAE INC COM | 124765108 | Stock | 154 | $2,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 34 | $2,000 | thousands by filing date | |
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| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 212 | $2,000 | thousands by filing date | |
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| TTM TECHNOLOGIES INC | 87305R109 | COM | 235 | $2,000 | thousands by filing date | |
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| MADDEN STEVEN LTD | 556269108 | COM | 41 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 71 | $2,000 | thousands by filing date | |
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| MAXLINEAR INC | 57776J100 | COM | 300 | $2,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 56 | $2,000 | thousands by filing date | |
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| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 190 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 44 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 42 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $2,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 20 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 58 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 75 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 100 | $2,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 70 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 50 | $2,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 50 | $2,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 137 | $2,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 457 | $2,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 152 | $2,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 133 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 170 | $2,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 80 | $2,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 350 | $2,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 60 | $2,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 87 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 116 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008562 | this filing | 2013-11-07 | acceptance time not in the bulk data set |