13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 2,226 holding rows worth $571,405,000.
- Accession
- 0000950123-13-008562
- Filer
- CIK 1422771
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,513 entries on the cover page, a total value of $571,405,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $572,491,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,400 | $35,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 172 | $35,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 2,000 | $35,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,038 | $34,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 530 | $34,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,359 | $34,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,652 | $34,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 328 | $34,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,761 | $34,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,430 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,562 | $34,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,450 | $34,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 832 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,390 | $34,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 5,000 | $34,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,050 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,430 | $34,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 519 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 535 | $33,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 975 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 577 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 549 | $33,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,135 | $33,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 528 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 291 | $32,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,157 | $32,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 648 | $32,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 750 | $32,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $32,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 878 | $32,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 918 | $32,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,865 | $32,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,900 | $32,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,525 | $32,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,503 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 338 | $32,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,596 | $32,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 5,250 | $32,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 746 | $32,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,112 | $32,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,500 | $32,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 1,340 | $32,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 207 | $31,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 357 | $31,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 4,240 | $31,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 505 | $31,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 422 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 475 | $31,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 942 | $31,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 625 | $31,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 798 | $31,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 1,875 | $31,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 363 | $30,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 95 | $30,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,664 | $30,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 516 | $30,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,500 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,035 | $30,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 761 | $30,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 606 | $30,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,006 | $30,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,170 | $30,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,400 | $30,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 200 | $30,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 4,211 | $30,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 4,045 | $30,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 440 | $30,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 378 | $29,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,500 | $29,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 912 | $29,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,856 | $29,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 712 | $29,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,016 | $29,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,351 | $28,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,179 | $28,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $28,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 660 | $28,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,900 | $28,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 600 | $28,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,410 | $28,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 50 | $28,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,025 | $28,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,148 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,977 | $28,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 600 | $28,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,990 | $28,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,226 | $28,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,114 | $28,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 756 | $28,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,035 | $28,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 500 | $28,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,158 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 340 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 375 | $28,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 430 | $27,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,744 | $27,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 686 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 567 | $27,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,410 | $27,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 475 | $27,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 386 | $27,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 240 | $27,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 3,380 | $27,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,116 | $27,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,000 | $27,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,500 | $26,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,152 | $26,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 704 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 561 | $26,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 678 | $26,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 900 | $26,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,402 | $26,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,592 | $26,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,500 | $26,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 297 | $26,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,330 | $26,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,071 | $26,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 6,300 | $26,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,704 | $26,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 421 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,340 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,000 | $26,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 3,205 | $26,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 970 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 613 | $26,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,040 | $26,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 1,768 | $26,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 487 | $25,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 501 | $25,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 494 | $25,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,348 | $25,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,900 | $25,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,938 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,126 | $25,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 679 | $25,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 598 | $25,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,060 | $25,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 526 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 733 | $25,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,587 | $25,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 263 | $25,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 355 | $24,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 403 | $24,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 324 | $24,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 514 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 585 | $24,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 175 | $24,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 325 | $24,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 483 | $24,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,864 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 490 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,800 | $24,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,934 | $24,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 401 | $24,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,800 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 887 | $24,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 895 | $24,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 222 | $24,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 170 | $24,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,000 | $24,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,346 | $23,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 373 | $23,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,502 | $23,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,748 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 630 | $23,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,750 | $23,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 353 | $23,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 189 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 157 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 550 | $23,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 343 | $22,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 600 | $22,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 425 | $22,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 500 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 300 | $22,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 362 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 651 | $22,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 442 | $22,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,296 | $22,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 480 | $22,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 2,678 | $22,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,375 | $22,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 320 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 318 | $21,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 678 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 479 | $21,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 800 | $21,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 493 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 850 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 451 | $21,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 245 | $21,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 735 | $21,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,260 | $21,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 716 | $21,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,400 | $21,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 437 | $21,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 289 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,536 | $21,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,395 | $21,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 903 | $21,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,500 | $21,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 268 | $20,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 314 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 155 | $20,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 624 | $20,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 997 | $20,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,049 | $20,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,669 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 253 | $20,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 400 | $20,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 268 | $20,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 400 | $20,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 469 | $20,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,000 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 733 | $20,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 349 | $19,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 283 | $19,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 453 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 935 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 415 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,900 | $19,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,899 | $19,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 681 | $19,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 251 | $19,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 530 | $19,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 600 | $19,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 622 | $19,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 500 | $19,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,700 | $19,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 260 | $19,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,560 | $19,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 401 | $19,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 959 | $19,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 3,000 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 755 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 645 | $19,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 240 | $18,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 133 | $18,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,546 | $18,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 144 | $18,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 99 | $18,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 372 | $18,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,018 | $18,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,262 | $18,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,000 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 235 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 535 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 628 | $18,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 600 | $18,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 203 | $18,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 296 | $18,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,207 | $18,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,274 | $18,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 1,000 | $18,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 400 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,124 | $17,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 180 | $17,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,100 | $17,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 400 | $17,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,425 | $17,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 504 | $17,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 316 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 302 | $17,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,455 | $17,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 600 | $17,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 224 | $17,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 205 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 800 | $17,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 963 | $17,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,123 | $17,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 728 | $17,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,004 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 358 | $17,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 450 | $16,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 166 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,472 | $16,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 260 | $16,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 644 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 288 | $16,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 172 | $16,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 500 | $16,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 468 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 225 | $16,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 162 | $16,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 202 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 270 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 465 | $16,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 376 | $16,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 317 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 380 | $16,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 700 | $16,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,218 | $16,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 96 | $16,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 1,500 | $16,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 262 | $16,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 745 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 614 | $16,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 620 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,222 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 518 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 312 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 304 | $15,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,250 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 466 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 232 | $15,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 404 | $15,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,644 | $15,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 405 | $15,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 581 | $15,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 226 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 717 | $15,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 900 | $15,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 840 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 690 | $15,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,250 | $15,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,175 | $15,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 566 | $15,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 185 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 210 | $14,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,065 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 302 | $14,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 276 | $14,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 311 | $14,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 221 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $14,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 178 | $14,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 125 | $14,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 400 | $14,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 812 | $14,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,000 | $14,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 565 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 11 | $14,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 414 | $14,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,390 | $14,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,500 | $14,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,886 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 500 | $14,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,580 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 301 | $14,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 1,196 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 349 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 156 | $13,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,621 | $13,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 355 | $13,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 200 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 170 | $13,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,463 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 346 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,081 | $13,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 216 | $13,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 379 | $13,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 200 | $13,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,179 | $13,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 899 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 725 | $13,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,575 | $13,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 234 | $13,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 137 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 259 | $13,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,080 | $13,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 185 | $13,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 252 | $13,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 309 | $13,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 515 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 322 | $12,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 849 | $12,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $12,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 408 | $12,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 276 | $12,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 241 | $12,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 413 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 150 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 840 | $12,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 156 | $12,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 158 | $12,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 393 | $12,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 186 | $12,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 401 | $12,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 702 | $12,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 337 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 645 | $12,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 369 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 360 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 152 | $12,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 1,000 | $12,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 648 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 925 | $12,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 100 | $12,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 124 | $12,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,100 | $12,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 400 | $12,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 241 | $12,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 200 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 421 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 229 | $12,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 80 | $12,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 300 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,300 | $12,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 480 | $12,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 125 | $11,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 100 | $11,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 240 | $11,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 269 | $11,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 500 | $11,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 633 | $11,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 296 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 179 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 196 | $11,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $11,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 150 | $11,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 451 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 245 | $11,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 712 | $11,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 108 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 242 | $11,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 242 | $11,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 489 | $11,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 250 | $11,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 197 | $11,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 150 | $11,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,000 | $11,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 525 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 437 | $11,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,064 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 375 | $11,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 856 | $11,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 208 | $11,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 809 | $11,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 215 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 478 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 362 | $10,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 205 | $10,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,001 | $10,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 364 | $10,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 150 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 242 | $10,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 200 | $10,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 200 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 575 | $10,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 46 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 400 | $10,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 160 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 830 | $10,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 652 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,000 | $10,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 401 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 261 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 300 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 200 | $10,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 225 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 192 | $10,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 283 | $10,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,000 | $10,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 3,000 | $10,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 170 | $10,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,575 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,719 | $10,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 900 | $10,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 253 | $10,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 194 | $10,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 193 | $10,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 1,400 | $10,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 556 | $10,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 972 | $10,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 412 | $10,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,524 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 350 | $10,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 840 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 329 | $10,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 950 | $10,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 132 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 344 | $10,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 200 | $10,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 225 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 500 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 560 | $10,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 2,000 | $10,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 301 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 88 | $9,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 273 | $9,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 206 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 124 | $9,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 480 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 178 | $9,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 509 | $9,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200 | $9,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 825 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 247 | $9,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 266 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,659 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 79 | $9,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 452 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 246 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008562 | this filing | 2013-11-07 | acceptance time not in the bulk data set |